Loading...
The URL can be used to link to this page
Your browser does not support the video tag.
Home
My WebLink
About
Agreement A-20-500 with SJVAPCD G-83704-A1.pdf
Agreement No . 20-500 1 Agreement No. G-83704-A1 2 SAN JOAQUIN VALLEY UNIFIED AIR POLLUTION CONTROL DISTRICT 3 PUBLIC BENEFIT GRANTS PROGRAM 4 FUNDING AGREEMENT 5 (New Alternative Fuel Vehicle Purchase) 6 T h is Agreement is made and entered into this I~ day of 7 l)J.{.embe.V: , 2020 , by and between the SAN JOAQUIN VALLEY UNIFIED AIR 8 POLLUTION CONTROL DISTRICT , a unified air pollution control district formed 9 pursuant to California Health and Safety Code section 40150 et seq . (District), and 1 O County of Fresno (Participant). 11 WITNESSETH: 12 WHEREAS, the California Clean A ir Act (CCAA) requi res local air 13 pollution control districts to reduce emissions from motor vehicles ; 14 WHEREAS, AB 2766 , AB 923, SB 709 , and AB 2522 authorize districts 15 to impose fees upon certain registered moto r veh icles with in the d istrict , and the 16 governing board of the District has imposed said fees ; 17 WHEREAS , said leg islation requires D istrict to use sa id funds for activ ities 18 related to reduce air pollution from motor vehicles and for related planning , monitoring , 19 enforcement, and techn ical studies necessary for the implementation of the California 20 Clean Air Act of 1988; and 21 WHEREAS , the District has developed other funding mechanisms in 22 order to provide grant monies for its incentive programs ; and 23 WHEREAS, on August 11 , 2011 , the District began accepting app lications 24 to approve for funding those projects deemed to be most suitable for vehicle license 25 fees and other fundi n g ; and 26 WHEREAS, Partici pant has proposed a project that meets the eligib ility 27 criteria of the Public Benefit Grants Program , New Alternative Fuel Veh icle Purchase 28 Component and has been approved by the District for fund ing ; and SJVUAPCD 1990 East Gettysburg Fresno, CA G-837 04-A 1 93726 (559) 230-6000 *$ SSJVUAPCD 11990 East Gettysburg Fresno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ast Gettysburg Fresno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ast Gettysburg Fresno, CA 93726 (559) 230--6000 RIWKHQHZYHKLFOHVLVDUHOHVVWKDQWKH7RWDO(OLJLEOH$PRXQWVSHFLILHGLQ([KLELW$ 7KH'LVWULFWDOVRUHVHUYHVWKHULJKWWRUHGXFHWKHIXQGLQJLIWKH3DUWLFLSDQWUHFHLYHVRU ZLOO UHFHLYH FRIXQGLQJ IURP D WKLUG SDUW\ WKDW LQ DGGLWLRQ WRWKH'LVWULFW¶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¶SULRUZULWWHQQRWLFH $118$/5(3257,1* 3DUWLFLSDQWVKDOOVXEPLWDQQXDOUHSRUWVRQWKHYHKLFOHVWKDWLQFOXGHWKH IROORZLQJLQIRUPDWLRQ *$ SSJVUAPCD 11990 East Gettysburg Fresno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¶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ast Gettysburg Fresno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¶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µ&RQWUDFWRU¶XQGHUWKLV$JUHHPHQWLWLV PXWXDOO\XQGHUVWRRGDQGDJUHHGWKDW&RQWUDFWRULQFOXGLQJDQ\DQGDOORI&RQWUDFWRU¶V RIILFHUV DJHQWV DQG HPSOR\HHV ZLOO DW DOO WLPHV EH DFWLQJ DQG SHUIRUPLQJ DV DQ *$ SSJVUAPCD 11990 East Gettysburg Fresno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¶V HPSOR\HHV LQFOXGLQJ FRPSOLDQFH ZLWK VRFLDO VHFXULW\ ZLWKKROGLQJ DQG DOO RWKHU UHJXODWLRQVJRYHUQLQJVXFKPDWWHUV,WLVDFNQRZOHGJHGWKDWGXULQJWKHWHUPRIWKLV $JUHHPHQW&RQWUDFWRUPD\EHSURYLGLQJVHUYLFHVWRRWKHUVXQUHODWHGWR'LVWULFWRUWR WKLV$JUHHPHQW 121$66,*10(17 3DUWLFLSDQWPD\QRWDVVLJQVHOOWUDQVIHUOLFHQVHRUVXEFRQWUDFWDQ\ULJKWV RUREOLJDWLRQVWRDWKLUGSDUW\ZLWKLQRURXWVLGHRIWKH'LVWULFW¶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ast Gettysburg Fresno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¶V UHTXHVWGHIHQGWKH'LVWULFWLWVERDUGVFRPPLWWHHVUHSUHVHQWDWLYHVRIILFHUVDJHQWV DQGHPSOR\HHVIURPDQGDJDLQVWDQ\DQGDOOFRVWVDQGH[SHQVHVLQFOXGLQJUHDVRQDEOH DWWRUQH\V¶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¶VLQYHVWPHQWLQFDVHPDMRUGDPDJHWRWKHQHZ DOWHUQDWLYHIXHOYHKLFOHVRFFXUVGXULQJWKH$JUHHPHQW3HULRG$FRS\RIWKHFXUUHQW LQVXUDQFHIRUHDFKYHKLFOHSXUFKDVHGXQGHUWKLV$JUHHPHQWLVUHTXLUHGWREHVXEPLWWHG DQQXDOO\ZLWKWKH3DUWLFLSDQW¶VDQQXDOUHSRUW *$ SSJVUAPCD 11990 East Gettysburg Fresno, CA 93726 (559) 230--6000 ,QWKHHYHQWWKDWWKHQHZDOWHUQDWLYHIXHOYHKLFOHVSXUFKDVHGXQGHUWKLV $JUHHPHQWLVDUHLQDQDFFLGHQWVWROHQGHVWUR\HGRURWKHUZLVHUHQGHUHGWHPSRUDULO\ RUSHUPDQHQWO\LQRSHUDEOHWKH3DUWLFLSDQWPXVWLPPHGLDWHO\LQIRUPWKH'LVWULFWRIVXFK GDPDJHVDQGUHSDLURUUHSODFHWKHYHKLFOHVVZLWKLQWKUHHPRQWKVIURPWKHGDWH RIWKHRFFXUUHQFHDWWKH3DUWLFLSDQW¶VH[SHQVHDQGWRWKHVWDQGDUGVZKLFKPHHWDOO SURJUDP UHTXLUHPHQWV IRUWKH UHPDLQGHU RI WKH 3DUWLFLSDQW¶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ast Gettysburg Fresno, CA 93726 (559) 230--6000 UHSUHVHQWDWLYHXSRQUHTXHVWIRUWKHSXUSRVHVRIRQJRLQJHYDOXDWLRQVRUDXGLWLQJ 127,&(6 7KHSHUVRQVDQGWKHLUDGGUHVVHVKDYLQJDXWKRULW\WRJLYHDQGUHFHLYH QRWLFHVXQGHUWKLV$JUHHPHQWDUHDVIROORZV 3$57,&,3$17 ',675,&7 -HDQ5RXVVHDX &RXQW\$GPLQLVWUDWLYH2IILFHU :3RQWLDF:D\ &ORYLV&$ 6DPLU6KHLNK ([HFXWLYH'LUHFWRU$3&2 (DVW*HWW\VEXUJ$YH )UHVQR&$ $Q\ DQG DOO QRWLFHV EHWZHHQ 'LVWULFW DQG 3DUWLFLSDQW SURYLGHG IRU RU SHUPLWWHGXQGHUWKLV$JUHHPHQWRUE\ODZVKDOOEHLQZULWLQJDQGVKDOOEHGHHPHGGXO\ VHUYHGZKHQSHUVRQDOO\GHOLYHUHGWRRQHRIWKHSDUWLHVRULQOLHXRIVXFKSHUVRQDO VHUYLFHZKHQGHSRVLWHGLQWKH8QLWHG6WDWHVPDLOSRVWDJHSUHSDUHGDGGUHVVHGWRVXFK SDUW\ $8',76$1',163(&7,216 ,QDGGLWLRQWRHQIRUFHPHQWE\WKH'LVWULFWRUGHVLJQDWHGUHSUHVHQWDWLYHV RIWKH'LVWULFWWKH'LVWULFWUHVHUYHVWKHULJKWWRSHUIRUPDXGLWV RI YHKLFOHV DQG GRFXPHQWDWLRQ DQG HQIRUFH WKH WHUPV RI WKLV $JUHHPHQW DW DQ\ WLPH GXULQJ WKH $JUHHPHQWWHUP ,IDIWHUDXGLWWKH'LVWULFWPDNHVDGHWHUPLQDWLRQWKDWIXQGVSURYLGHGWRWKH 3DUWLFLSDQW SXUVXDQW WR WKLV $JUHHPHQW ZHUH QRW VSHQW LQ FRQIRUPDQFH ZLWK WKLV $JUHHPHQW RU DQ\ RWKHU DSSOLFDEOH SURYLVLRQV RI ODZ WKH 3DUWLFLSDQW DJUHHV WR LPPHGLDWHO\UHLPEXUVH'LVWULFWDOOIXQGVGHWHUPLQHGWRKDYHEHHQH[SHQGHGQRWLQ FRQIRUPDQFHZLWKVDLGSURYLVLRQV 32/,7,&$/$&7,9,7<352+,%,7(' 1RQHRIWKHIXQGVPDWHULDOVSURSHUW\RUVHUYLFHVSURYLGHGXQGHUWKLV $JUHHPHQWVKDOOEHXVHGIRUDQ\SROLWLFDODFWLYLW\RUWRIXUWKHUWKHHOHFWLRQRUGHIHDWRI DQ\FDQGLGDWHIRUSXEOLFRIILFHFRQWUDU\WRIHGHUDORUVWDWHODZVVWDWXWHVUHJXODWLRQV 5REHUW : %DVK 'LUHFWRURI,QWHUQDO6HUYLFHV &KLHI,QIRUPDWLRQ2IILFHU :3RQWLDF:D\ &ORYLV&$ *$ SSJVUAPCD 11990 East Gettysburg Fresno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ast Gettysburg Fresno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¶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ast Gettysburg Fresno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the parties hereto have caused this Agreement 2 to be executed as of the day and year first hereinabove written . 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SJVUAPCD 1990 Eaat Gettysburg Freano,CA 93726 (559) 230-6000 PARTICIPANT Ernest Buddy Mendes , Chairman of the Board of Supervisors of the County of Fresno DISTRICT San Joaquin Valley Air Pollution Control District __ F:::::io.-· _;:,!-.~~~~%,.__._----<---~ S . Sh . h ATTEST: ~ am1 r e1k Bernice E . Seidel Executive D irector/APCO Clerk of the Board of Supervisors County of Fresno , State of Californ ia Acct : 3575 Org : 89 11 Fu nd : 1000 Subclas s: 19000 BY : 2021 14 Approved as to legal form: San Joaquin Valley Un ified A i r Pollution Control District Annette A. Ballatore District Counsel Approved as to accounting form: San Joaqu in Val ley Un ified A ir Pollution Control District Mehri Barati , C .P .A. Di rector of Adm inistrative Services For accounting use only: Program : ________ _ Account No.: ------- G-83704-A 1 DocuSign Envelope ID: D084E040-1165-4027-93D7-5A30B0595276 282 ŽƵŶƚLJŽĨ&ƌĞƐŶŽ ^E:KYh/Es>>z/ZWK>>hd/KEKEdZK>/^dZ/d WƵďůŝĐĞŶĞĨŝƚ'ƌĂŶƚƐWƌŽŐƌĂŵ EĞǁůƚĞƌŶĂƚŝǀĞ&ƵĞůsĞŚŝĐůĞWƵƌĐŚĂƐĞŽŵƉŽŶĞŶƚ ƉƉůŝĐĂƚŝŽŶEƵŵďĞƌ͗ 'ͲϴϯϳϬϰ ĞƌŽEŽdž ĞdƵĂƚĂƌĂ ϮϬϮϬ ĂƚƚĞƌLJͲůĞĐƚƌŝĐ Ψϭϵ͕ϵϵϭ͘ϱϳDĂdžŝŵƵŵůŝŐŝďůĞŵŽƵŶƚ͗ sĞŚŝĐůĞdLJƉĞ͗ sĞŚŝĐůĞDĂŬĞ͗ sĞŚŝĐůĞDŽĚĞů͗ sĞŚŝĐůĞDŽĚĞůzĞĂƌ͗ džŚŝďŝƚ