HomeMy WebLinkAboutAgreement A-20-257 with Cal Humanities.pdfI FOR NIA
A NITIES
A Sf ATE 01-OPE N MIND
GRANT AGREEMENT
Library Innovation Lab Award
Funded by California Humanities
Date: April 10, 2020
Grant Number: LIL20 -37 Amount: up to $5,000.00
Grant Award Period:
April 1, 2020 to December 31 , 2020
Between California Humanities
and
Fre sno County Library Jurisdiction
Agreement No . 20-257
(hereinafter referred to as "Grantee" and collectively with California Humanities
referred to as "the Parties")
For the project entitled:
Exploring New Ways of Engaging Immigrant Communities
(hereinafter referred to as "Project")
Upon full execution of this Grant Agreement ("Agreement") California Humanities will provide a
grant award to the Grantee subject to the terms and conditions set forth below.
1. GRANT PAYMENTS
The total payment by California Humanities to the Grantee will not exceed the amount
stated in this Agreement , the grant award letter, or any written modification thereof. At least
30 days should be allowed for the transfer of funds. California Humanities will pay $1,000
upon receipt of a signed Agreement and debarment statement by the Grantee to
acknowledge acceptance of grant award and the provisions outlined in this Agreement. The
balance of funds will be disbursed upon approval of the budget submitted with the Interim
Report.
2. ALLOWABLE COSTS
Grant funds may be expended only for Project purposes and activities described in the
Libra ry Innovation Lab program announcement or sub sequently amended by California
Humanities. The following costs describe what are allowable expenses for the purpose of this
grant:
a) Project-related programmatic and administrative salaries and fringe benefits
b) Professional fees , including honoraria and stipends for humanities advisors ,
interviewees, artists, technical consultants, etc.
c) Programming, publication, dissemination expenses (e.g., exhibit fabrication and
installation, venue rental, web page design, videography, broadcast or screening
expenses)
d) Travel, lodging, and per-diem expenses
1) Per Diem Reimbursements. Costs may not exceed the current rates allowable by
California Humanities ($61 per day for meals) and may be for lesser amounts at the
Grantee's discretion.
2) Travel Reimbursements. Whenever possible, less than first class accommodations
must be used for air or rail travel. If first class accommodations are required, they
must be pre-approved by California Humanities. All air travel that is paid in whole or
in part with California Humanities funds must be undertaken on U. S. flag air
carriers. If traveling by automobile, the maximum mileage reimbursement rate
authorized is 54.5 (2018) cents per mile, please refer to the following link for updated
federal reimbursement rates. When necessary, special provisions may be authorized.
e) Supplies and materials for program activities
1) Food Costs. When tied to Project activities, food costs are allowable with the
exception of alcoholic beverages. However, food costs for purely social activities
(banquets, receptions, reunions) are not allowable.
f) Equipment (rental, unless purchase cost is less)
g) Project-related administrative expenses including phone, postage, photocopying, and
printing
h) Marketing expenses (e.g., printing and mailing of announcements or flyers, or ad
placement)
i) Evaluation expenses
j) Program documentation
k) Fiscal sponsor or indirect administrative fees (only up to 10% of your request)
3. UNALLOWABLE COSTS
The following costs describe what are unallowable expenses for the purpose of this grant:
a) Lobbying Activities. Using grant funds to lobby decision makers to influence federal or
state legislation in any way is unallowable.
b) Alcoholic Beverages
c) Interest
d) Penalties
4. MISAPPLIED GRANT FUNDS
In cases where grant funds are determined by California Humanities to have been
misapplied by the Grantee, the Grantee agrees to repay all such funds or transfer to
California Humanities all property acquired through the use of such funds.
5. UNCOMMITTED GRANT FUNDS
Any grant funds received by the Grantee which remain uncommitted at the termination of
the grant period must be returned by check payable to California Humanities within six
months of the Project end date, unless California Humanities provides the Grantee with a
written waiver of this requirement.
If Grantee cannot carry out the Project, California Humanities will determine if Grantee will
need to return a portion or all of the grant funds. Grantee will be responsible for furnishing
to California Humanities a summary of progress achieved under the award and an itemized
accounting of charges incurred against award funds and cost sharing, if any.
6. GRANT AMENDMENTS
Amendments or Modifications. During the term of this Agreement, either California
Humanities or the Grantee may request amendments or modifications to the Agreement.
Requests for amendment or modification shall be made in writing and shall specify the
requested changes and the justification for such changes. The Parties shall review the
request for modification taking into account regulations applicable to the grant program and
the status and goals of the Project. If the Parties determine that the Agreement should be so
amended, an amendment shall be made in writing and approved by the Parties in order to
take effect.
a) Project Changes. Grantee is required to carry out a Project consistent with the Library
Innovation Lab guidelines and the approved Program Plan (to be submitted by July 31,
2020). If significant changes are necessary, proposed changes and the justifications for
such changes must be submitted in writing by Grantee to California Humanities for
approval before changes are implemented. Change requests are considered on a
case-by-case basis. Additional information (e.g., update on specific Project activities, an
itemized list of actual expenditures to date, or revised timeline of Project activities) may
be requested as needed.
Significant changes include, but are not limited to, the following:
1) Change of the Grant Award Period. All Project activities and the commitment of
grant funds must occur within the period of support set out in this Agreement and
grant award letter. If Project cannot be completed on schedule, an extension may be
requested before the end of the original period of support. A revised Project timeline
must be submitted with an amendment request.
2) Change in Project Director and Other Key Personnel. If changes to the Project
director or other key professional personnel identified in the original proposal are
necessary, short biographies and contact information for new personnel must be
submitted with an amendment request. A change in the Project director brings an
automatic suspension of the grant until the new director has been approved by
California Humanities.
3) Changes in Project Scope. The Project purpose and objectives must be consistent
with those outlined in the Library Innovation Lab guidelines. Any changes to the
approved Program Plan must be approved by California Humanities.
4) Budget Revisions. If changes to Grantee’s approved Project budget involve the
addition or deletion of budget items that represent more than 25% of the grant, or
budget revisions due to a significant change in Project scope, a revised Project budget
must be submitted with an amendment request.
5) Change in the Grantee Organization. If a change to the grantee organization is
deemed necessary, Grantee must provide with an amendment request 1) a written
rationale for withdrawing from the Project, 2) written accounting from authorizing
official of the Grantee of the disposition of all funds received and disbursed by the
Grantee, and confirmation that all requirements of the Agreement to date have been
met, and 3) a signed letter from the proposed grantee organization that attests to
their commitment to the terms of the Agreement and describes their role in the
Project. Once the above materials are submitted, written approval of the change in
Grantee is required from the Parties and the proposed grantee organization in the
form of a signed grant amendment before further action can be taken on the Project.
7. ACKNOWLEDGEMENT OF SUPPORT
California Humanities requires public acknowledgment of the projects it supports, as
outlined in the terms and conditions below. Prior to the production of materials for public
information or use and/or any public presentation of the grant-supported Project, the
Grantee agrees to provide such materials to California Humanities for approval at least 10
working days in advance. California Humanities will review the placement of logo and
acknowledgement for integrity and legibility and use its best efforts to provide suggested
revisions and/or approval within 5 business days of receipt.
Unless advised to the contrary, the following acknowledgment of California Humanities
support must be fully visible and/or audible on all materials publicizing or resulting from
award activities, including but not limited to film, radio and new media productions,
publicity and press materials, Project websites, displays, exhibits, public reports, etc.:
“This project was made possible with support from California Humanities, a
non-profit partner of the National Endowment for the Humanities. Visit
www.calhum.org. Library Innovation Lab is supported in part by the U.S.
Institute of Museum and Library Services under the provisions of the
Library Services and Technology Act, administered in California by the State
Librarian.”
If relevant, additional acknowledgement requirements for specific formats and media
products produced as a result of project activities include:
New media, web-based, and interactive projects: The Grantee agrees to include, at
the earliest possible date, the California Humanities logo and name, an active link to the
website at www.calhum.org, and the preceding credit line.
Film productions: For DVD packaging, public screenings, and online exhibition of both
the complete production, repurposed material, webisodes, and film trailers, Grantee shall
include the California Humanities animated logo at the beginning and end of the
presentation and provide a separate acknowledgement to California Humanities in the film’s
funder credit list.
For broadcast, the Grantee shall include the California Humanities animated logo and the
audible credit language above at the beginning and end of the presentation and must provide
a separate acknowledgement to California Humanities in the film’s funder credit list. If, due
to broadcast stipulations, the Grantee is unable to use the animated logo, the Grantee agrees
to acknowledge California Humanities in direct relationship to the level of funding provided
for the project relative to any other sources of funding. In this circumstance, the Grantee will
consult with California Humanities staff at the earliest possible date to approve an alternate
form of acknowledgment.
Radio and audio productions: the Grantee agrees to provide verbal acknowledgement to
California Humanities with the preceding credit line following on all versions of the
supported production.
Series: For awarded projects that constitute any form of a designated series (whether
broadcast, web-based, etc.), the Grantee shall provide the preceding credit, as appropriate to
the format or medium, to California Humanities on each series episode or edition for the
duration of the approved grant period or for the life of the media piece.
Public events, screenings, presentations, award ceremonies, etc.: the Grantee
agrees to verbally acknowledge the support of California Humanities at all such events.
Whenever possible, a California Humanities staff and/or board member should be invited
and given the opportunity to provide an introduction or welcome.
If due to, for example, unavoidable physical limitations of materials or broadcast
stipulations, the Grantee is unable to include the full acknowledgment above, the version
below may be substituted:
“This project was made possible with support from California Humanities, a
partner of the NEH and the Institute for Museum and Library Services. Visit
www.calhum.org.”
As much as possible, presentations of projects funded by the grant award should be free and
open to the public. If registration or admission fees are necessary, Grantee agrees to provide
access to California Humanities staff and board members, free-of-charge, for such events.
Press media: California Humanities support should be mentioned in newspaper articles,
radio interviews, and other media activities.
All printed materials publicizing or resulting from grant activities shall also include the
following statement: “Any views, findings, conclusions, or recommendations
expressed in this [publication] [program] [exhibition] [website] do not
necessarily represent those of California Humanities, the National Endowment
for the Humanities or Institute for Museum and Library Services.”
Please note that the California Humanities logos and acknowledgment language will be
available for download in the Library Innovation Lab Grantee Toolkit, available by the initial
project convening.
If you have any questions regarding the forms of acknowledgment for your Project, please
contact Felicia Kelley, Project and Evaluation Director at fkelley@calhum.org.
8. PUBLICITY AND PROMOTIONAL MATERIALS:
The Grantee agrees to work collaboratively with California Humanities staff and consultants
during the grant period on the publicity and promotion of grant-supported products and
activities, including providing in a timely manner information, promotional trailers, photos,
etc. (hereinafter “Materials”) for California Humanities communication vehicles, such as its
website, newsletters, social media sites, etc.
All Materials used by California Humanities are intended for public consumption and will be
used for non-commercial purposes to promote California Humanities grantees, programs,
organization, and mission. Supplied samples may represent the entire Project or a portion of
it.
Please visit the Experiences and Blog sections of www.calhum.org or our social media sites
(accessible from the footer of the www.calhum.org home page) for examples of how
Materials may be used online. Submitted Materials become the property of California
Humanities and submission does not guarantee the use or publication of the Materials
online or otherwise. In submitting the Materials, Grantee hereby grants California
Humanities a non-exclusive license to the Materials in whole or in part, in any form in
perpetuity.
Specifications of text, images, and audiovisual Materials that may be requested for
submission to California Humanities are available at www.calhum.org.
9. ACCESS TO PRODUCED MATERIALS
For the purposes of this Agreement, the term "Produced Materials" refers to all intellectual
property, whether copyrighted or not, including but not limited to productions, displays,
exhibits, books, articles, transcripts, films, tapes, and other electronic media which are
produced by the Grantee or by participants enlisted by the Grantee as a result of/in the
performance of activity funded under this grant award.
The Grantee understands and agrees that the purpose of all grant activity is to inform and
educate members of the public on the broad areas of public concern with which this Project
was intended to deal. Toward this end, California Humanities and the Grantee agree to
engage in a relationship of good faith and cooperation to ensure that all Produced Materials
will be reasonably available to California Humanities.
California Humanities reserves a royalty-free, nonexclusive, and irrevocable right to
reproduce, publish, or otherwise use any Produced Materials, including copyrighted
material, created and delivered in the performance/arising out of grant activities for
non-profit educational purposes. However, California Humanities’ use of Produced
Materials is not intended to interfere with or disadvantage the Grantee in the sale and
distribution of the award product.
This provision is subject to, modified by, and supplemented by any additional provisions in
this Agreement covering use of rights to all Produced Materials.
10. COPYRIGHT
Grantee may copyright any work that is subject to copyright and was developed, or for which
ownership was purchased, under the grant award.
If ownership and/or copyright of produced materials are claimed by any person other than
the Grantee such as scriptwriter, editor, consultant, filmmaker, author, or lecturer, the
Grantee agrees to take any action that shall be necessary to ensure that California
Humanities retains all rights that would accrue to California Humanities under this
Agreement if copyright was fully vested in the Grantee. The Grantee agrees to conduct its
activities in such a manner and to make such agreements with any other persons wishing to
copyright produced materials to ensure that California Humanities will continue to be able
to exercise freely all its rights under the provisions of this Agreement.
In the event that the Grantee transfers copyright or ownership of any produced materials for
distribution or for any other purpose, the Grantee agrees to take any action that shall be
necessary to ensure that California Humanities shall continue to be able to freely exercise all
rights reserved under this Agreement.
If the Grantee in transferring copyright or in allowing copyright to vest in any other person
fails to fully protect the rights reserved to California Humanities under this Agreement, then
the Grantee agrees to indemnify and hold California Humanities harmless from any claims,
actions, liabilities, losses, or expenses for which California Humanities might otherwise be
held responsible resulting from infringement in the use of material, invasion of privacy,
libel, breach of contract, or third party indebtedness.
11. REPORTING REQUIREMENTS
The Grantee shall provide the following:
a) Interim Report/Program Plan. Grantees will submit a Program Plan and Proposed
Budget for approval before July 31, 2019. Information and related documents will be
provided to Grantees at the Initial Project Director convening in May 2019.
b) Final Report. Within 90 days after the termination of the grant award period, Grantee
shall submit a final report consisting of Project statistics; responses to self-evaluation
questions regarding Project goals, objectives, and outcomes; complete final financial
report including information on matching funds; publicity materials; and audience
surveys.
Instructions on how to complete and submit the report will be available at a later date.
A final report and two copies of any tangible product(s) produced with grant support
must be submitted to and confirmed by California Humanities as compliant with the
terms and conditions of this Agreement before the Grantee will be eligible to apply
for another grant award. Furthermore, if no final report and product(s) are submitted by
the due date, the Grantee’s Project will be closed as “incomplete” and the Grantee will
not be eligible for future California Humanities funding.
c) Project-related Data and Information. The Grantee agrees to work collaboratively with
California Humanities personnel during and following the grant period to provide
statistics and other information relating to Project outcomes. This information will be
used for purposes including, but not limited to, reporting to the National Endowment for
the Humanities, evaluation, publicity and marketing, and development.
12. GRANT ACCOUNTING AND RECORD KEEPING
a) General. The Grantee shall maintain records and accounts consistent with generally
accepted accounting principles, and also shall provide for such fiscal control and fund
accounting procedures as are necessary to assure proper disbursement of and accounting
for grant Project funds. Accounts and supporting documentation relating to Project
expenditures shall be adequate to permit an accurate and expeditious audit.
b) Matching Funds. The Grantee shall maintain records to demonstrate that any matching
contributions are not less than the amount proposed in the proposal or any subsequent
revision thereof. Other federal funding sources cannot be used as match. The amount of
the Grantee’s contribution is subject to audit.
c) In-Kind Contributions. Some objective record as to both type and value of in-kind
contributions by the Grantee (such as signed in-kind contribution forms) is required.
When the contribution is made by a third party, written evidence from the third party is
required as to both type and value. In-kind contribution reports must be kept on file by
the Grantee for three years following the submission of the final financial report.
13. PROJECT INCOME
a) Reporting Income. All income earned by the Grantee as part of the implementation of
the grant Project shall be accounted for and reported by the Grantee to California
Humanities.
b) Use of Earned Income. Any income earned from, for example, registration fees, service
charges, or admission fees, sales, or similar sources during the conduct of the Project
shall be used by the Grantee for California Humanities approved Project activities and
should be reported in the final financial report. If the income cannot be so used, it shall
be used to decrease charges to the grant and to the Grantee’s cost share.
c) Interest on Grant Funds. Grantees may not earn interest in excess of $250 on grant
award funds in a fiscal year.
14. AUDITS
California Humanities may inspect and audit the Grantee's financial accounts and records,
or may designate a qualified person to do so on its behalf, at any time during reasonable
business hours and with such frequency as may be deemed necessary. Inspection and audit
may include prefunding visits to determine the adequacy of the Grantee’s accounting system.
In addition, the National Endowment for the Humanities and the United States General
Accounting Office may conduct inspections and audits when and to the extent deemed
advisable.
FINANCIAL RECORDS MUST BE KEPT ON FILE FOR A MINIMUM OF THREE YEARS
FOLLOWING THE TERMINATION OF THE GRANT PERIOD. The required retention
period may be extended by written notification from either California Humanities or the
National Endowment for the Humanities.
This requirement also includes the right of the federal government to make an audit of any
third party accounts related to the grant.
15. DATA COLLECTION
The Grantee may collect information from the public in connection with a research or other
general purpose Project on its own initiative. The Grantee shall not, without prior approval
from California Humanities, in any way represent that the information is being collected by
or for California Humanities or the National Endowment for the Humanities.
16. ENTIRE AGREEMENT
This Agreement is the complete and integrated agreement between Grantee and California
Humanities. Any changes to this Agreement must be formally requested in writing to
California Humanities. No prior or contemporaneous oral agreements between Grantee and
California Humanities shall be of any force or effect.
17. COMPLIANCE
The Grantee certifies that it is in compliance with the provisions on Title VI of the Civil
Rights Act of 1964; Title IX of the Education Amendments of 1972; the Age Discrimination
Act of 1975; Section 504 of the Rehabilitation Act of 1973; the Americans with Disabilities
Act of 1990; the Byrd Anti-Lobbying Amendment; the Native American Graves Protection
and Repatriation Act of 1990; the National Historic Preservation Act of 1966; the U.S.
Constitution Day Education Program; the Coordination of Geographic Information and
Related Spatial Data; Labor Standards under Sections 5(i) and 7(g) of the National
Foundation of the Arts and Humanities Act of 1965; and the regulations issued pursuant
thereto by the National Endowment for the Humanities (Code of Federal Regulations, Title
45, Chapter XI).
The Grantee confirms its non-profit status and is not debarred, suspended, or otherwise
excluded from or ineligible for participation in federal assistance programs in violation of
the regulations implementing Executive Order 12549 "Debarment and
Suspension.” Further, in accordance with Public Law 111-88 Sec.427, no funds made
available under or through an NEH award may be distributed to the Association of
Community Organizations for Reform Now (ACORN) or its subsidiaries.
18. NON-COMPLIANCE
Should California Humanities find the Grantee to be non-compliant with regard to any of
the conditions set forth in this Agreement, California Humanities agrees to give written
notice of non-compliance and give the Grantee thirty (30) days to remedy the non-
compliance cited by California Humanities. Under such circumstances, California
Humanities may, at its option, suspend its duties to pay all or any remaining grant monies
unless non-compliance is remedied by the Grantee within the thirty (30) day time period. If
the Grantee fails to remedy said non-compliance, California Humanities reserves the right to
terminate this Agreement. If California Humanities terminates this Agreement for reasons of
non-compliance, the Grantee agrees to return any unobligated funds along with any funds
expensed for purposes unallowable under the terms and conditions of this Agreement.
Settlement of irrevocable obligations properly incurred shall be eligible for reimbursement
by funds granted under this Agreement.
19. INDEMNITY
In addition to the provisions of Section 15, the Parties agree to indemnify and hold each
other and their predecessors, successors, directors, officers, employees, and agents harmless
from any and all claims, demands, causes of action, and liabilities, except for those arising
out of the sole gross negligence or willful misconduct of a Party in the performance of the
obligations set forth in this Agreement.
April 10, 2020
Raman Bath, County Librarian
Fresno County Library Jurisdiction
2420 Mariposa St
Fresno, CA 93721-2204
Grant Number: LIL20-37
Grantee EIN: 94-6000512
California Humanities DUNS Number: 034259457
CFDA Number: 45.129
CFDA Name: Promotion of the Humanities Federal/State Partnership
Federal Award Identification Number: SO-268663-20
Agency: National Endowment for the Humanities
Dear Raman Bath:
Congratulations! We are pleased to inform you that California Humanities has awarded
Fresno County Library Jurisdiction a Library Innovation Lab grant. We are excited
to support you in your efforts to broaden awareness and deepen understanding of issues
of relevance to Californians.
We have agreed to award a grant up to $5,000. The approved grant award period for the
project is from April 1, 2020 to December 31, 2020. Grant funds are only applicable
during the approved award period for activities related to the Library Innovation Lab
project as described in Program Announcement and Guidelines.
Be sure to keep in mind that in additional to designing, implementing, and assessing a
public humanities program for immigrants over the project period, Project Directors
(and their sponsoring libraries – the Grantee) will be expected to:
• Prepare for, attend and actively participate in three cohort meetings (est.
four days total)
• Actively participate in ongoing project activities, including online
communication with other participants and project staff, keeping a project
reflection journal, documenting activities, and assessing project outcomes,
• Match grant funds (1:1 minimum) over the life of the project with local cash
or in-kind resources
• Maintain records and supply requested programmatic and budgetary
information as part of the final reporting process
Please contact Felicia Kelley, Project and Evaluation Director at 213.346.3239 or
fkelley@calhum.org if you have any questions about the program in the meantime.
To receive your grant award, please either print a hardcopy of the attached agreement,
sign, and scan it OR insert an electronic signature into the attached agreement—note
that signatures are required from both the Authorizing Official and Project Director.
Then, log in to the grant portal with the same email address and password used to apply
for the grant, and follow the instructions for submission of this Requirement. California
Humanities reserves the right to cancel this grant if a signed copy of this Agreement is
not received within 60 days of the date first written above. If you have any questions
about submitting the grant agreement, contact Felicia Kelley, Project and Evaluation
Director at 213.346.3239 or fkelley@calhum.org. All correspondence with our office
should include the above grant number.
In addition, please complete and submit the attached Debarment and Suspension
Confirmation template on your letterhead. This confirmation allows California
Humanities to regrant federal dollars to your organization.
We depend upon major support from the National Endowment for the Humanities to
make these grants. We encourage you to write your federal, state, and local
representatives telling them about the importance of your work and what this award
means to your community. We will provide a template for your use soon and would
appreciate a copy of any letters you send. Your efforts today can help make a difference
in the availability of future grants.
On behalf of California Humanities, I congratulate your receipt of this award. We look
forward to a stimulating humanities project.
Sincerely,
cc: Project Director
Felicia Kelley, Project and Evaluation Director
Encl: Grant Agreement
Debarment and Suspension Confirmation Template
California Humanities
GRANT:
Grant Funds Requested:
Grant Number:
CFDA Number:
Library Innovations Lab Grant
$5,000
LIL20-37
45.129
IN WITNESS WHEREOF , the parties hereto have executed this Agreement as of
the day and year first hereinabove written .
FOR ACCOUNTING USE ONLY :
Fund No .: 0107
Subclass : 10000
Org : 751703
Accounts : 3575 , 7295 , 7340 , 7406 ,
7609
COUNTY OF FRESNO
Ernest Buddy ndes, Chairman of the
Board of Supervisors of the County of
Fresno
ATTEST:
Bernice E. Seidel
Clerk of the Board of Supervisors
County of Fresno, State of California
By : __,,~~A SAIY\~~~_,,,.,..,_,_' _......,~~O:f}--------
Deputy