HomeMy WebLinkAboutAgreement A-25-459 Grant Agreement with OTS - Fully Executed.pdf Agreement No. 25-459
State of California—Office of Traffic Safety GRANT NUMBER
GRANT AGREEMENT AL26006
1. GRANT TITLE
Intensive Probation Supervision for High-Risk Felony and Repeat DUI Offenders
2. NAME OF AGENCY 3. Grant Period
Fresno County From: 10/01/2025
4. AGENCY UNIT TO ADMINISTER GRANT To: 09/30/2026
Fresno County Probation Department
5. GRANT DESCRIPTION
The County Probation Department will work to reduce DUI related fatalities, injuries, and DUI recidivism. The
high-risk, felony, and repeat DUI offenders will be held accountable through intensive supervision to ensure
compliance with court ordered conditions of probation and to prevent re-arrest on new DUI charges. Supervision
activities include: monitoring of treatment and DUI program participation, conducting office visits, unannounced
fourth waiver searches, field visits, random alcohol/drug testing, distribution of DUI BOLOs, and participation
with local law enforcement on anti-DUI efforts.
6. Federal Funds Allocated Under This Agreement Shall Not Exceed: $360,000.00
Allocation is contingent upon availability of federal funds.
7. TERMS AND CONDITIONS: The parties agree to comply with the terms and conditions of the following which are by this
reference made a part of the Agreement:
• Schedule A—Problem Statement, Goals and Objectives and Method of Procedure
• Schedule B—Detailed Budget Estimate and Sub-Budget Estimate (if applicable)
• Schedule B-1 —Budget Narrative and Sub-Budget Narrative (if applicable)
• Exhibit A—Certifications and Assurances
• Exhibit B*—OTS Grant Program Manual
• Exhibit C—Grant Electronic Management System (GEMS)Access
*Items shown with an asterisk (*), are hereby incorporated by reference and made a part of this agreement as if attached
hereto. These documents can be viewed at the OTS home web page under Grants: www.ots.ca.gov.
We, the officials named below, hereby swear under penalty of perjury under the laws of the State of California that we are
duly authorized to legally bind the Grant recipient to the above described Grant terms and conditions.
IN WITNESS WHEREOF, this Agreement has been executed by the parties hereto.
8. Approval Signatures
A. GRANT DIRECTOR B. AUTHORIZING OFFICIAL
NAME: Joy Thompson ADDRESS: Ernest Buddy Mendes
TITLE: Deputy Chief Probation Officer Chairman
EMAIL: jhompson@fresnocountyca.gov bmendes@fresnocountyca.gov
PHONE: (559)600-1233 (559)600-5000
ADDRESS: 2048 N. Fine Ave. Suite 102 2281 Tulare Street, Room 300
Fresno, CA 93727 Fresno, CA 93721
Sep 12,2025 Ernes+sudsy Mendes Sep 16,2025
(Signature) (Date) (Signature) (Date)
C. FISCAL OFFICIAL D. AUTHORIZING OFFICIAL OF OFFICE OF TRAFFIC SAFETY
ADDRESS: Yussel Zalapa ADDRESS: Stephanie Dougherty
Deputy Chief Probation Administrative Officer Director
yzalapa@fresnocountyca.gov stephanie.dougherty@ots.ca.gov
(559)600-1247 (916)509-3030
3333 E.American Ave., Suite B 2208 Kausen Drive, Suite 300
Fresno, CA 93725 Elk Grove, CA 95758
-•� Sep 12,2025
(Signature) (Date) (Signature) (Date)
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E. ACCOUNTING OFFICER OF OFFICE OF TRAFFIC SAFETY 9. SAM INFORMATION
NAME: Carolyn Vu SAM#: XYLKAH3AB4W5
ADDRESS: 2208 Kausen Drive, Suite 300 REGISTERED
Elk Grove, CA 95758 ADDRESS: 3333 E.American Ave., Ste B
CITY: Fresno,CA
Zip+4: 93725-9248
10. PROJECTED EXPENDITURES
FUND CFDA ITEM/APPROPRIATION F.Y. CHAPTER STATUTE PROJECTED
EXPENDITURES
164AL-26 20.608 0521-0890-101 2025 04/25 BA/25 $360,000.00
AGREEMENT $360,000.00
TOTAL
I
AMOUNT ENCUMBERED BY THIS DOCUMENT
$360,000.00
I CERTIFY upon my own personal knowledge that the budgeted PRIOR AMOUNT ENCUMBERED FOR THIS
funds for the current budget year are available for the period and AGREEMENT
purpose of the expenditure stated above. $0.00
OTS ACCOUNTING OFFICER'S SIGNATURE DATE SIGNED TOTAL AMOUNT ENCUMBERED TO DATE
$360,000.00
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State of California—Office of Traffic Safety GRANT NUMBER
GRANT AGREEMENT AL26006
Schedule A
1. PROBLEM STATEMENT
Describe the city, county, or jurisdiction this grant will impact.
Fresno County, a cornerstone of California's San Joaquin Valley, is synonymous with agricultural
excellence. As estimated by the US Census Bureau (2023), Fresno County has a population of 1,017,162,
with 545,716 of those individuals residing in the City of Fresno. According to the California Department of
Finance, Demographic Research Unit (2020), Fresno ranks as the fifth most-populous city in California.
Fresno County as a whole consists of a total of 50 incorporated cities, towns and unincorporated areas in a
total area of 6,011 square miles. Fresno County's commitment to fostering a thriving, inclusive community is
evident in the County's demographic composition. As reported in the 2020 U.S. Census, the diverse ethnic
composition of Fresno County includes a significant majority of Hispanic/Latino (53.61%), alongside other
ethnic groups such as White 26.96%, Asian (10.87%), Black/African American (4.39%), multi-racial
individuals (2.93%), Native American/Alaskan Native (.60%), Other Race (0.52%), and Pacific Islander
(0.12%). The age distribution of the population of Fresno County is 0-19 years(30.8%), 20-64 years
(56.4%), and 65-and over(2.7%).
However, Fresno County faces great challenges, as well, with rates of unemployment and poverty sifting
well above rates at the state and national levels. According to the U.S. Census Bureau (2023), the median
household income for Fresno County is $71,689 and 24.8% of the population has a bachelor's degree or
higher (U.S. Census Bureau, 2023). As of November 2024, the U.S. Bureau of Labor Statistics indicate that
Fresno has an unemployment rate of 7.7%. As reported by the U.S. Census Bureau (2023), 17.8% of people
in Fresno County live in poverty. Of those living in poverty in Fresno County, 23.9% are under 18 years of
age, 16.1% are 18 to 64 years of age, and 13.1% are 65 years of age and over.
Describe the problem(s) to be addressed, supported by current and relevant crash data. (most
recent calendar year data/stats).
Since the onset of the COVID-19 pandemic in 2020, Fresno County has been experiencing increased DUI
arrests and alcohol-involved crashes, resulting in more injuries and fatalities.
When the Preventing Repeat Impaired Driving Effectively(PRIDE) grant was first implemented in 2006, the
Fresno County Probation Department (FCPD) had seen a significant increase in DUI offenders being placed
on probation, as illustrated by historical data. From 2005 to 2006, countywide misdemeanor DUI convictions
increased 21%, and countywide felony DUI convictions increased 121%. The FCPD did not have adequate
resources to effectively supervise felony DUI offenders, and local statistics during that time indicated a
pressing need for a concerted effort on reducing DUI incidents in our community.
Overall, alcohol-related deaths and injuries have declined substantially during the time Fresno County has
operated the Repeat DUI program. According to the California Highway Patrol's Statewide Integrated Traffic
Records System (SWITRS), alcohol-related fatalities decreased over 30% between 2006 and 2010, while
injuries decreased nearly 24%. Although the numbers trended downward every year from 2007 to 2010, it
should be noted that 2010 was an especially good year for Fresno County, with numbers coming in
substantially lower than would be predicted by the previous progression. Both deaths and injuries attributed
to alcohol-involved crashes increased from 2010 to 2011. The figures for alcohol-involved fatal crashes and
fatalities in 2011 followed the downward trend experienced from 2007-2009. However, the figures for
alcohol-involved injury crashes and the numbers of persons injured were higher in 2011 than anticipated.
Alcohol-involved fatal crashes decreased from 2012 to 2013, increased from 2013 to 2014, and decreased
again in 2015.
According to the Healthy Communities Institute, from 2016-2020, 26% of all motor vehicle crash fatalities in
Fresno County were attributed to alcohol involvement. From 2018 to 2020, alcohol-involved fatal crashes in
Fresno County increased 20% and alcohol related fatalities increased by 25%. From 2019 to 2020, the
average number of injured persons increased by 10%from 494 to 544. In 2020, the number of alcohol-
involved fatalities in Fresno County rose from 36 to 40, an increase of 11%. Based upon a review of the
Fresno City Police Department 2021 Annual Report, in the City of Fresno, there were 427 DUI crashes, of
which 58 resulted in serious injury and 14 resulted in death. On December 23, 2021, the Fresno Bee
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reported that the combined number of felony DUI vehicular manslaughter cases, felony DUI cases causing
injury, and repeat offenders for Fresno County totaled: 247 in 2019, 282 in 2020, and, as of the date of the
article, 274 in 2021. Based on the 2022 Office of Traffic and Safety(OTS), statistics indicate that out of the
15 cities with similar population counts, Fresno ranks as the 9th highest for alcohol-involved crashes.
It is known that DUI-involved arrests, crashes, injuries, and deaths do not occur in a vacuum or to only one
ethnicity, age group, gender, or time of day/day of the week. Research indicates that one factor that
exacerbated the problem of alcohol-involved fatalities was the onset of the COVID-19 pandemic. On June
30, 2022, the National Institute on Alcohol Abuse and Alcoholism published a report titled, "Deaths involving
alcohol increased during the COVID-19 pandemic,"which describes the unprecedented increase in alcohol-
related fatalities during the first year of the pandemic. Their research suggests that stress, anxiety, and
previous alcohol misuse were contributing factors for those who drank more during the pandemic. As
reported in the 2022 California DMV Management Information System (MIS) report, demographic data
shows that over half of Fresno County DUI arrests were individuals between the ages of 21-40 years old.
For the specified age group, 69% of those individuals were Hispanic, 14.8%White, 7.9% Black, and 7.8%
consisted of those of another race/ethnicity. Most of those DUI arrests were for male offenders, at a vast
majority of 80.7%.
Data in recent years indicates that DUI arrests are rising and repeat offenders are a continuing concern. As
reported by District Attorney (DA) Lisa Smittcamp in a December 2021 Fresno Bee article, the DA's office
saw nearly a 100% increase in repeat offenders. In 2022, 4,413 DUI cases were sent for prosecution in
Fresno County, in a December 2022 ABC Channel 30 report, titled, "Fresno law enforcement responds to
spike in DUls ahead of holiday season". By August 2023, the Fresno Police Department reported a 34%
increase in DUI arrests compared to August 2022 (KSEE/KGPE news). At an October 2024 press
conference, DA Lisa Smittcamp declared the rise in DUI incidents an epidemic, citing 3,556 misdemeanor
and 232 felony DUI cases filed in 2024. In an October 2024 ABC Channel 30 report, "Fresno County officials
report uptick in DUI cases as holiday season approaches", the data indicated that by 2023 there were 5,157
DUI cases, and as of the date of the report, there were 3,798 DUI cases in 2024. According to the report,
many of these cases involve repeat offenders; these are individuals who have previously been arrested or
convicted of DUI and are drinking and driving again.
Due to the increase of felony DUI arrests of offenders with multiple convictions, supervision is a critical tool
to ensuring defendants are attending treatment, remaining sober, and complying with their court orders.
Supervision is also important to keep the public safe by reducing the number of impaired drivers on the road,
assisting offenders to change their behavior and avoid future offenses, and holds offenders accountable to
the community and victims. Officers are able to respond both on weekends and evenings for intensive
supervision of defendants to ensure public safety and compliance. This data underscores the urgent need
for effective strategies to address the recent rise in DUI incidents and improve public safety. Training for the
supervision for these specific types of offenders includes increasing officer awareness of cultural issues,
substance abuse related issues, mental health related issues, and barriers to success, all of which are
critical to reduce recidivism.
Define the target population the grant intends to serve and how they are affected by the problem(s).
The primary target population for this grant includes high-risk, repeat DUI offenders in Fresno County. These
individuals often struggle with substance abuse issues that lead to repeated impaired driving incidents. They
face legal consequences, potential incarceration, and loss of driving privileges, which can disrupt their lives
and those of their families. These individuals are disproportionately responsible for DUI-related crashes,
causing significant physical, emotional, and economic harm to themselves, their families, victims and their
families, and the community at large. As sourced from the 2024 SafeTREC Traffic Safety Fact Sheet,
preliminary data for 2023 places Fresno County as the 8th highest in number of traffic fatalities in California.
While grant-funded intensive supervision of high-risk, repeat offenders has been effective, alcohol-involved
fatal and injury crashes continue to pose a grave problem in our community.
DUI-related crashes afflict Fresno County families -disrupting their lives, interfering with plans, altering
capabilities and all too often, ending relationships in an instant. DUI-related casualties also impact Fresno
County's economy, with employers losing man-hours and employees losing work and paychecks, due to
another person's choice to drive while impaired by alcohol and drugs. Additionally, DUI incidents impact the
broader community by increasing healthcare costs, straining the emeMency services, and contributing to
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traffic congestion and unsafe roads. Moreover, DUls increase car insurance premiums on average, and by
nearly$3,400 in Fresno, according to a news report by KSEE/KGPE in August 2024, titled "Fresno ranks in
top 10 of highest DUI rates in the United States."This financial burden affects all residents, further
exacerbating the community's challenges.
2. PERFORMANCE MEASURES
A. Goals:
1. Reduce the number of persons killed in traffic crashes.
2. Reduce the number of persons injured in traffic crashes.
3. Reduce the number of DUI probationers arrested/cited for driving with suspended or revoked license.
4. Reduce the number of new DUI offenses by DUI probationers.
B. Objectives: Target Number
1. Issue a news release announcing the kick-off of the grant by December 31st. The 1
kick-off news releases and media advisories, alerts, and materials must be
emailed to the OTS Public Information Officer at pio@ots.ca.gov, and copied to
your OTS Coordinator, for approval 7 days prior to the issuance date of the
release.
2. Develop (by December 31) and/or maintain a "DUI BOLO" program to notify patrol 4
and traffic officers to be on the lookout for identified repeat DUI offenders with a
suspended or revoked license as a result of DUI convictions, Updated DUI BOLOs
should be distributed to patrol and traffic officers monthly.
3. Send law enforcement personnel to the NHTSA Standardized Field Sobriety 2
Testing (SFST) (minimum 16 hours) POST-certified training.
4. Conduct Warrant Service operation(s)targeting informal and/or formal DUI 2
probationers who fail to comply with the terms and conditions of probation and/or
other DUI suspects who fail to appear in court.
5. Conduct Stakeout operation(s)that employ law enforcement officers to observe 4
repeat DUI offender probationers with suspended or revoked driver licenses.
6. Establish all grant-funded positions and train staff on defined roles and duties, 2
including data collection and reporting requirements by October 31.
7. Develop a written (and submit by October 31) "Operational Plan"to establish the 1
method of operation and the policies applicable to carry out the activities of the
DUI Probationer Supervision grant program.
8. Utilize a risk or needs assessment tool to identify high-risk DUI offenders for 4
placement on formal probation. Identify the specific risk or needs assessment tool
utilized by the agency.
9. Establish caseload(s) of high-risk DUI probationers each, for intensive supervision 2
by October 31.
10. Work with court officials and the prosecutor's office throughout the grant period to 4
ensure the court establishes probation orders necessary to conduct and sustain
intensive supervision of DUI probationers.
11. Track and report alcohol monitoring days, and resulting violations of high-risk DUI 4
probationers.
12. Track and report probation violations and probation revocation proceedings for 4
program participants who fail to abide by the terms and conditions of probation
throughout the grant period.
13. Make unannounced field contacts(anywhere other than in the office)with search 110
of DUI probationers body/property. Note: Surprise home contacts with search are
the preferred method for ensuring compliance with court-ordered terms of
probation. Report number of activities completed on straight time hours only.
14. Make office contacts with DUI probationers. 400
15. Conduct alcohol/drug tests of DUI probationers. 700
16. Identify grant funded, straight time personnel. Include any vacancies or staff 4
changes that have occurred. For any vacancies, include the status of filling the
vacancy.
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17. Conduct Probation Compliance Check(s) to ensure current DUI probationers 40
comply with the terms and conditions of probation. Note: Report number of
activities completed on grant funded overtime only.
18. Send law enforcement personnel to STC or POST certified implicit bias training, 2
such as; Implicit Bias and Community Policing, Principles Policing, Beyond Bias,
or Cultural Competency.
19. Track and report the number of probationers referred to community resources, 4
such as county mental health, in-patient and out-patient treatment, alcohol
awareness classes, rehabilitation and recovery, vocational training, and job search
and placement agencies.
3. METHOD OF PROCEDURE
A. Phase 1 —Program Preparation (1st Quarter of Grant Year)
• The Probation Department will hire grant-funded staff positions responsible for conducting
supervision and other related duties.
• Conduct all training needed to implement the program, in the first quarter.
• Purchase all grant related supplies and materials to implement the program, in the first quarter.
• Items with a unit cost of$5,000 more (including tax and shipping) must comply with Buy America.
• The Risk Assessment tool will be purchased or developed, and staff will be trained on the use of
the tool and the policies and procedures for identifying risk-levels and making caseload
assignments.
• Staff will receive training and orientation related to the Department's Alcohol Monitoring Program
(if applicable) and will begin working closely with the Alcohol Monitoring vendor to ensure a
timely response to any violations by DUI offenders.
• A written operational plan will be developed and submitted. The plan will outline the Department's
policies and procedures related to the DUI Probationer Intensive Supervision Program including
participant criteria, how individuals are identified and selected for inclusion on the caseload, how
risk assessment is conducted, how and why offenders are moved on and off the caseload,
policies and procedures for office visits, drug/alcohol testing, field contacts, home searches, and
court monitoring. The operational plan should include contact information for referrals to
resources such as county mental health, treatment, rehabilitation and recovery, vocational
training,job search and placement agencies. The operational plan should be written in a manner
that allows it to serve as a manual for new or additional program staff working with the DUI
supervision program.
Media Requirements
• Issue a news release approved by the OTS PIO announcing the kick-off of the grant by
December 31 and after the grant is signed and executed, but no sooner than October 1, the start
of the grant year. The kick-off release must be approved by the OTS PIO. If you are unable to
meet the December 31 deadline to issue a kick-off press release, communicate reasons to your
OTS grant coordinator and OTS PIO.
B. Phase 2— Program Operations (Throughout Grant Year)
• Staff should work with the court and District or City Attorney's office to ensure appropriate terms
of probation are ordered.
• Probation should maintain and distribute a "DUI BOLO" to local law enforcement and will perform
necessary record keeping and reporting.
• Probation should respond to all known probation violations and initiate appropriate interventions
up to and including court action.
Media Requirements
The following requirements are for all grant-related activities:
• Send all media advisories, alerts, videos, graphics, artwork, posters, radio/PSA/video scripts,
storyboards, digital and/or print educational materials for grant-related activities to the OTS PIO
at oionots.ca.gov for approval and copy your OTS grant coordinator. Optimum lead time would
be 7 days before the scheduled release but at least 3 business days prior to the scheduled
release date for review and a2proval is ag2reciated.
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• Send all PowerPoint presentations, online presentations and trainings for grant-related activities
to the OTS PIO at pio cD-ots.ca.gov for approval and copy your OTS grant coordinator. Certified
training courses are EXEMPT from the approval process.
• The OTS PIO is responsible for the approval of the design and content of materials. The agency
understands OTS PIO approval is not authorizing approval of budget expenditure or cost. Any
cost approvals must come from the OTS grant coordinator.
• Pre-approval is not required when using any OTS-supplied template for media advisories, news
releases, social media graphics, videos or posts, or any other OTS-supplied educational material.
However, copy the OTS PIO at.pioCcD-ots.ca.gov and your OTS grant coordinator when any
material is distributed to the media and public, such as a news release, educational material, or
link to social media post.
• If an OTS-supplied template, educational material, social media graphic, post or video is
substantially changed, the changes shall be sent to the OTS PIO at pio[@ots.ca.gov for approval
and copy your OTS grant coordinator.
• News releases, social media posts and alerts on platforms such as NextDoor and Nixle reporting
immediate and time-sensitive grant activities (e.g. enforcement operations, day of event
highlights or announcements, event invites) are EXEMPT from the OTS PIO approval process.
The OTS PIO and your OTS grant coordinator should still be notified when the grant-related
activity is happening (e.g. car seat checks, bicycle rodeos, community presentations, DUI
checkpoints, etc.).
• Enforcement activities such as warrant and probation sweeps, court stings, etc. that are
embargoed or could impact operations by publicizing in advance are EXEMPT from the PIO
approval process. However, announcements and results of activities should still be copied to the
OTS PIO at pioC@-ots.ca.gov and your OTS grant coordinator with the embargoed date and time
or with "INTERNAL ONLY: DO NOT RELEASE" message in subject line of email.
• Any earned or paid media campaigns for TV, radio, digital or social media that are part of a
specific grant objective, using OTS grant funds, or designed and developed using contractual
services by a subgrantee, requires prior approval.
• Social media posts highlighting state or national traffic safety campaigns (Distracted Driving
Month, Motorcycle Safety Awareness Month, etc.), enforcement operations (DUI checkpoints,
etc.), or any other grant-related activity such as Bicycle rodeos, presentations, or events, are
highly encouraged but do not require prior approval.
• Submit a draft or rough-cut of all digital, printed, recorded or video material (brochures, posters,
scripts, artwork, trailer graphics, digital graphics, social posts connected to an earned or paid
media campaign grant objective)to the OTS PIO at pio(aD_ots.ca.gov and copy your OTS grant
coordinator for approval prior to the production or duplication.
• Use the following standard language in all press, media, and printed materials, space permitting:
Funding for this program was provided by a grant from the California Office of Traffic Safety,
through the National Highway Traffic Safety Administration.
• Space permitting, include the OTS logo on all grant-funded print materials, graphics and paid or
earned social media campaign grant objective; consult the OTS PIO and copy your OTS grant
coordinator for specifics, format-appropriate logos, or if space does not permit the use of the OTS
logo.
• Email the OTS PIO at pio cgots.ca.gov and copy your OTS grant coordinator at least 21 days in
advance, or when first confirmed, a short description of any significant grant-related traffic safety
event or program, particularly events that are highly publicized beforehand with anticipated media
coverage so OTS has sufficient notice to arrange for attendance and/or participation in the event.
If unable to attend, email the OTS PIO and coordinator brief highlights and/or results, including
any media coverage (broadcast, digital, print) of event within 7 days following significant grant-
related event or program. Media and program highlights are to be reflected in APRs.
• Any news releases, work plans, scripts, storyboards, artwork, graphics, videos or any educational
or informational materials that received OTS PIO approval in a prior grant year needs to be
resubmitted for approval in the current grant year.
• For additional guidance, refer to the OTS Grants Materials Approval Process Guidelines and
OTS Grants Media Approval Process FAQs on the OTS website.
• Contact the OTS PIO or your OTS grant coordinator for consultation when changes from any of
the above requirements might be warranted.
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C. Phase 3—Data Collection & Reporting (Throughout Grant Year)
1. Prepare and submit grant claim invoices(due January 30, April 30, July 30, and October 30)
2. Prepare and submit Quarterly Performance Reports(QPR) (due January 30, April 30, July 30, and
October 30)
• Collect and report quarterly, appropriate data that supports the progress of goals and objectives.
• Provide a brief list of activity conducted, procurement of grant-funded items, and significant
media activities. Include status of grant-funded personnel, status of contracts, challenges, or
special accomplishments.
• Provide a brief summary of quarterly accomplishments and explanations for objectives not
completed or plans for upcoming activities.
• Collect, analyze and report statistical data relating to the grant goals and objectives.
4. METHOD OF EVALUATION
Using the data compiled during the grant, the Grant Director will complete the"Final Evaluation" section in
the fourth/final Quarterly Performance Report (QPR). The Final Evaluation should provide a brief summary
of the grant's accomplishments, challenges and significant activities. This narrative should also include
whether goals and objectives were met, exceeded, or an explanation of why objectives were not completed.
6. ADMINISTRATIVE SUPPORT
This program has full administrative support, and every effort will be made to continue the grant activities
after grant conclusion.
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State of California—Office of Traffic Safety GRANT NUMBER
GRANT AGREEMENT AL26006
Schedule B
FUND NUMBER CATALOG FUND DESCRIPTION TOTAL AMOUNT
NUMBER(CFDA)
164AL-26 20.608 Minimum Penalties for Repeat $360,000.00
Offenders for Driving While
Intoxicated
COST CATEGORY FUND UNIT COST OR I UNITS TOTAL COST TO
NUMBER RATE GRANT
A. PERSONNEL COSTS
Straight Time
Deputy Probation Officer A 164AL-26 $39.40 2,080 $81,952.00
Benefits- Deputy Probation Officer A 164AL-26 $69,864.00 1 $69,864.00
Deputy Probation Officer B 164AL-26 $45.27 2,080 $94,162.00
Benefits- Deputy Probation Officer B 164AL-26 $82,636.00 1 $82,636.00_
Overtime
Overtime- Probation Compliance Check 164AL-26 $590.82 40 $23,633.00
Benefit- Probation Compliance Check 164AL-26 $23,633.00 1 $1,808.00
Category Sub-Total $354,055.00
B. TRAVEL EXPENSES
In State Travel 164AL-26 $3,956.00 1 $3,956.00
$0.00
Category Sub-Total $3,956.00
C. CONTRACTUAL SERVICES
$0.00
Category Sub-Total $0.00
D. EQUIPMENT
$0.00
Category Sub-Total $0.00
E. OTHER DIRECT COSTS
Alcohol Testing/Drug Testing 164AL-26 $1,989.00 1 $1,989.00
Category Sub-Total $1,989.00
F. INDIRECT COSTS
$0.00
Category Sub-Total $0.00
GRANT TOTAL $360,000.00
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State of California—Office of Traffic Safety GRANT NUMBER
GRANT AGREEMENT AL26006
Schedule B-1
BUDGET NARRATIVE
PERSONNEL COSTS
Deputy Probation Officer A- Position responsible for achieving the goals and objective described in the
grant through proactive field supervision, substance abuse testing, and enforcement of court orders for
targeted DUI offenders including conducting or participating in unannounced home visits and searches of the
offenders' homes, work, vehicles and/or person.
Benefits- Deputy Probation Officer A-Claimed amounts must reflect actual benefit costs for straight time
hours charged to the grant.
Deputy Probation Officer B - Position responsible for achieving the goals and objective described in the
grant through proactive field supervision, substance abuse testing, and enforcement of court orders for
targeted DUI offenders including conducting or participating in unannounced home visits and searches of the
offenders' homes, work, vehicles and/or person. The DPO is also responsible for maintaining statistical
information for grant. Organizes and manages field operations related to grant. Acts as liaison between
Probation and other law enforcement agencies
Benefits- Deputy Probation Officer B - Claimed amounts must reflect actual benefit costs for straight time
hours charged to the grant.
Overtime- Probation Compliance Check-Overtime for grant funded law enforcement operations conducted
by appropriate department personnel.
Benefit- Probation Compliance Check- Claimed amounts must reflect actual benefit costs for overtime
hours charged to the grant.
TRAVEL EXPENSES
In State Travel - Costs are included for appropriate staff to attend conferences and training events
supporting the grant goals and objectives and/or traffic safety. Local mileage for grant activities and
meetings is included. All conferences, seminars or training not specifically identified in the Budget Narrative
must be approved by OTS. All travel claimed must be at the agency approved rate. Per Diem may not be
claimed for meals provided at conferences when registration fees are paid with OTS grant funds.Anticipated
travel includes NHTSA Standardized Field Sobriety Testing training.
CONTRACTUAL SERVICES
EQUIPMENT
OTHER DIRECT COSTS
Alcohol Testing/Drug Testing -Testing conducted to determine DUI probationer compliance with terms and
conditions of probation. Costs may include lab testing fees and testing supplies such as mouth pieces, cups
and test kits.
INDIRECT COSTS
STATEMENTS/DISCLAIMERS
There will be no program income generated from this grant.
Salaries may include wages, salaries, special compensations, or authorized absences such as annual leave
and sick leave provided the cost for the individual employee is (a) reasonable for the services rendered, and
(b) follows an appointment made in accordance with state or local laws and rules and meets federal
requirements.
Any non-grant funded vacancies created by reassignment to a grant-funded position must be filled at the
expense of the grantee agency.
Benefits for personnel costs can only be applied to straight time or overtime hours charged to the grant.
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State of California—Office of Traffic Safety GRANT NUMBER
GRANT AGREEMENT AL26006
Exhibit A
Appendix A to Part 1300—Certifications and Assurances for Highway Safety Grants
(23 U.S.C. Chapter 4 or Section 1906, Public Law 109-69, as amended by Section 25024, Public Law 117-
58)
The officials named on the grant agreement, certify by way of signature on the grant agreement signature page,
that the Grantee Agency complies with all applicable Federal statutes, regulations, and directives and State
rules, guidelines, policies, and laws in effect with respect to the periods for which it receives grant funding.
Applicable provisions include, but are not limited to, the following:
GENERAL REQUIREMENTS
The State will comply with applicable statutes and regulations, including but not limited to:
• 23 U.S.C. Chapter 4—Highway Safety Act of 1966, as amended;
• Sec. 1906, Public Law 109-59, as amended by Sec. 25024, Public Law 117-58;
• 23 CFR part 1300—Uniform Procedures for State Highway Safety Grant Programs;
• 2 CFR part 200—Uniform Administrative Requirements, Cost Principles, and Audit Requirements
for Federal Awards;
• 2 CFR part 1201—Department of Transportation, Uniform Administrative Requirements, Cost Principles,
and Audit Requirements for Federal Awards.
NONDISCRIMINATION
(applies to subrecipients as well as States)
The State highway safety agency[and its subrecipients]will comply with all Federal statutes and implementing
regulations relating to nondiscrimination ("Federal Nondiscrimination Authorities"). These include but are not
limited to:
• Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et seq., 78 stat. 252), (prohibits discrimination
on the basis of race, color, national origin);
• 49 CFR part 21 (entitled Non-discrimination in Federally-Assisted Programs of the Department of
Transportation—Effectuation of Title VI of the Civil Rights Act of 1964);
• 28 CFR 50.3 (U.S. Department of Justice Guidelines for Enforcement of Title VI of the Civil Rights Act
of 1964);
The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, (42 U.S.C. 4601),
(prohibits unfair treatment of persons displaced or whose property has been acquired because of Federal
or Federal-aid programs and projects);
• Federal-Aid Highway Act of 1973, (23 U.S.C. 324 et seq.), and Title IX of the Education Amendments
of 1972, as amended (20 U.S.C. 1681-1683 and 1685-1686) (prohibit discrimination on the basis of
sex);
• Section 504 of the Rehabilitation Act of 1973, (29 U.S.C. 794 et seq.), as amended, (prohibits
discrimination on the basis of disability) and 49 CFR part 27;
• The Age Discrimination Act of 1975, as amended, (42 U.S.C. 6101 et seq.), (prohibits discrimination
on the basis of age);
The Civil Rights Restoration Act of 1987, (Pub. L. 100-209), (broadens scope, coverage, and
applicability of Title VI of the Civil Rights Act of 1964, The Age Discrimination Act of 1975 and Section
504 of the Rehabilitation Act of 1973, by expanding the definition of the terms"programs or activities" to
include all of the programs or activities of the
Federal aid recipients, subrecipients and contractors, whether such programs or activities are Federally-
funded or not);
• Titles 11 and 111 of the Americans with Disabilities Act(42 U.S.C. 12131-12189) (prohibits
discrimination on the basis of disability in the operation of public entities, public and private
transportation systems, places of public accommodation, and certain testing) and 49 CFR parts 37
and 38
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The preceding statutory and regulatory cites hereinafter are referred to as the"Acts" and "Regulations,"
respectively.
GENERAL ASSURANCES
In accordance with the Acts, the Regulations, and other pertinent directives, circulars, policy, memoranda,
and/or guidance, the Recipient hereby gives assurance that it will promptly take any measures necessary to
ensure that:
"No person in the United States shall, on the grounds of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be otherwise subjected to
discrimination under any program or activity, for which the Recipient receives Federal financial assistance from
DOT, including NHTSA."
The Civil Rights Restoration Act of 1987 clarified the original intent of Congress, with respect to Title VI of the
Civil Rights Act of 1964 and other non-discrimination requirements (the Age Discrimination Act of 1975, and
Section 504 of the Rehabilitation Act of 1973), by restoring the broad, institutional-wide scope and coverage of
these nondiscrimination statutes and requirements to include all programs and activities of the Recipient, so
long as any portion of the program is Federally assisted.
SPECIFIC ASSURANCES
More specifically, and without limiting the above general Assurance, the Recipient agrees with and gives the
following Assurances with respect to its Federally assisted Highway Safety Grant Program:
1. The Recipient agrees that each "activity," "facility," or"program," as defined in §21.23(b) and (c) of
49 CFR part 21 will be (with regard to an "activity") facilitated, or will be (with regard to a "facility")
operated, or will be (with regard to a "program") conducted in compliance with all requirements
imposed by, or pursuant to the Acts and the Regulations.
2. The Recipient will insert the following notification in all solicitations for bids, Requests For
Proposals for work, or material subject to the Acts and the Regulations made in connection with all
Highway Safety Grant Programs and, in adapted form, in all proposals for negotiated agreements
regardless of funding source:
"The[name of Recipient], in accordance with the provisions of Title Vl of the Civil Rights Act of
1964 (78 Stat. 252, 42 U.S.C 2000d to 2000d-4) and the Regulations, hereby notifies all bidders
that it will affirmatively ensure that in any contract entered into pursuant to this advertisement,
disadvantaged business enterprises will be afforded full and fair opportunity to submit bids in
response to this invitation and will not be discriminated against on the grounds of race, color, or
national origin in consideration for an award."
3. The Recipient will insert the clauses of appendix A and E of this Assurance (also referred to as DOT
order 1050.2A) M in every contract or agreement subject to the Acts and the Regulations.
4. The Recipient will insert the clauses of appendix B of DOT Order 1050.2A, as a covenant running
with the land, in any deed from the United States effecting or recording a transfer of real property,
structures, use, or improvements thereon or interest therein to a Recipient.
5. That where the Recipient receives Federal financial assistance to construct a facility, or part of a
facility, the Assurance will extend to the entire facility and facilities operated in connection therewith.
6. That where the Recipient receives Federal financial assistance in the form of, or for the acquisition
of, real property or an interest in real property,the Assurance will extend to rights to space on,
over, or under such property.
7. That the Recipient will include the clauses set forth in appendix C and appendix D of this DOT Order
1050.2A, as a covenant running with the land, in any future deeds, leases, licenses, permits, or
similar instruments entered into by the Recipient with other parties:
a. for the subsequent transfer of real property acquired or improved under the applicable
activity, project, or program; and
b. for the construction or use of, or access to, space on, over, or under real property acquired
or improved under the applicable activity, project, or program.
8. That this Assurance obligates the Recipient for the period during which Federal financial assistance
is extended to the program, except where the Federal financial assistance is to provide, or is in the
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form of, personal property, or real property, or interest therein, or structures or improvements
thereon, in which case the Assurance obligates the Recipient, or any transferee for the longer of the
following periods:
a. the period during which the property is used for a purpose for which the Federal financial
assistance is extended, or for another purpose involving the provision of similar services or
benefits; or
b. the period during which the Recipient retains ownership or possession of the property.
9. The Recipient will provide for such methods of administration for the program as are found by the
Secretary of Transportation or the official to whom he/she delegates specific authority to give
reasonable guarantee that it, other recipients, sub-recipients, sub-grantees, contractors,
subcontractors, consultants, transferees, successors in interest, and other participants of Federal
financial assistance under such program will comply with all requirements imposed or pursuant to
the Acts, the Regulations, and this Assurance.
10. The Recipient agrees that the United States has a right to seek judicial enforcement with regard to
any matter arising under the Acts, the Regulations, and this Assurance.
By signing this ASSURANCE, the State highway safety agency also agrees to comply (and require any sub-
recipients, sub-grantees, contractors, successors, transferees, and/or assignees to comply) with all applicable
provisions governing NHTSA's access to records, accounts, documents, information, facilities, and staff. You
also recognize that you must comply with any program or compliance reviews, and/or complaint investigations
conducted by NHTSA. You must keep records, reports, and submit the material for review upon request to
NHTSA, or its designee in a timely, complete, and accurate way. Additionally, you must comply with all other
reporting, data collection, and evaluation requirements, as prescribed by law or detailed in program guidance.
The State highway safety agency gives this ASSURANCE in consideration of and for obtaining any Federal
grants, loans, contracts, agreements, property, and/or discounts, or other Federal-aid and Federal financial
assistance extended after the date hereof to the recipients by the U.S. Department of Transportation under the
Highway Safety Grant Program. This ASSURANCE is binding on the State highway safety agency, other
recipients, sub-recipients, sub-grantees, contractors, subcontractors and their subcontractors', transferees,
successors in interest, and any other participants in the Highway Safety Grant Program. The person(s) signing
below is/are authorized to sign this ASSURANCE on behalf of the Recipient.
THE DRUG-FREE WORKPLACE ACT OF 1988 (41 U.S.C. 8103)
The Subgrantee will provide a drug-free workplace by:
a. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing,
possession or use of a controlled substance is prohibited in the grantee's workplace, and
specifying the actions that will be taken against employees for violation of such prohibition;
b. Establishing a drug-free awareness program to inform employees about:
1. The dangers of drug abuse in the workplace;
2. The grantee's policy of maintaining a drug-free workplace;
3. Any available drug counseling, rehabilitation, and employee assistance programs;
4. The penalties that may be imposed upon employees for drug violations occurring in the
workplace;
5. Making it a requirement that each employee engaged in the performance of the grant be
given a copy of the statement required by paragraph (a);
c. Notifying the employee in the statement required by paragraph (a) that, as a condition of
employment under the grant, the employee will-
1. Abide by the terms of the statement;
2. Notify the employer of any criminal drug statute conviction for a violation occurring in
the workplace no later than five days after such conviction;
d. Notifying the agency within ten days after receiving notice under subparagraph (c)(2) from an
employee or otherwise receiving actual notice of such conviction;
e. Taking one of the following actions, within 30 days of receiving notice under
subparagraph (c)(2), with respect to any employee who is so convicted-
1. Taking appropriate personnel action against such an employee, up to and including
termination;
2. Requiring such employee to participate satisfactorily in a drug abuse assistance or
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rehabilitation program approved for such purposes by a Federal, State, or local health, law
enforcement, or other appropriate agency;
f. Making a good faith effort to continue to maintain a drug-free workplace through
implementation of all of the paragraphs above.
POLITICAL ACTIVITY(HATCH ACT)
(applies to subrecipients as well as States)
The State will comply with provisions of the Hatch Act (5 U.S.C. 1501-1508), which limits the political activities
of employees whose principal employment activities are funded in whole or in part with Federal funds.
CERTIFICATION REGARDING FEDERAL LOBBYING
(applies to subrecipients as well as States)
CERTIFICATION FOR CONTRACTS,GRANTS,LOANS,AND COOPERATIVE AGREEMENTS
The undersigned certifies, to the best of his or her knowledge and belief, that:
1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to
any person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with the awarding of any Federal contract, the making of any Federal grant,
the making of any Federal loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or
cooperative agreement;
2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any agency, a Member of Congress,
an officer or employee of Congress, or an employee of a Member of Congress in connection with
this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and
submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions;
3. The undersigned shall require that the language of this certification be included in the award
documents for all sub-awards at all tiers (including subcontracts, subgrants, and contracts under
grant, loans, and cooperative agreements) and that all subrecipients shall certify and disclose
accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of
not less than $10,000 and not more than $100,000 for each such failure.
RESTRICTION ON STATE LOBBYING
(applies to subrecipients as well as States)
None of the funds under this program will be used for any activity specifically designed to urge or influence a
State or local legislator to favor or oppose the adoption of any specific legislative proposal pending before any
State or local legislative body. Such activities include both direct and indirect (e.g., "grassroots") lobbying
activities, with one exception. This does not preclude a State official whose salary is supported with NHTSA
funds from engaging in direct communications with State or local legislative officials, in accordance with
customary State practice, even if such communications urge legislative officials to favor or oppose the adoption
of a specific pending legislative proposal.
CERTIFICATION REGARDING DEBARMENT AND SUSPENSION
(applies to subrecipients as well as States)
INSTRUCTIONS FOR PRIMARY TIER PARTICIPANT CERTIFICATION(STATES)
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1. By signing and submitting this proposal, the prospective primary tier participant is providing the
certification set out below and agrees to comply with the requirements of 2 CFR parts 180 and
1200.
2. The inability of a person to provide the certification required below will not necessarily result in
denial of participation in this covered transaction. The prospective primary tier participant shall
submit an explanation of why it cannot provide the certification set out below. The certification or
explanation will be considered in connection with the department or agency's determination
whether to enter into this transaction. However, failure of the prospective primary tier participant to
furnish a certification or an explanation shall disqualify such person from participation in this
transaction.
3. The certification in this clause is a material representation of fact upon which reliance was placed
when the department or agency determined to enter into this transaction. If it is later determined that
the prospective primary tier participant knowingly rendered an erroneous certification, in addition to
other remedies available to the Federal Government, the department or agency may terminate this
transaction for cause or default or may pursue suspension or debarment.
4. The prospective primary tier participant shall provide immediate written notice to the department
or agency to which this proposal is submitted if at any time the prospective primary tier participant
learns its certification was erroneous when submitted or has become erroneous by reason of
changed circumstances.
5. The terms covered transaction, civil judgment, debarment, suspension, ineligible,
participant, person, principal, and voluntarily excluded, as used in this clause, are defined in
2 CFR parts 180 and 1200. You may contact the department or agency to which this proposal is
being submitted for assistance in obtaining a copy of those regulations.
6. The prospective primary tier participant agrees by submitting this proposal that, should the
proposed covered transaction be entered into, it shall not knowingly enter into any lower tier
covered transaction with a person who is proposed for debarment under 48 CFR part 9, subpart 9.4,
debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered
transaction, unless authorized by the department or agency entering into this transaction.
7. The prospective primary tier participant further agrees by submitting this proposal that it will include
the clause titled "Instructions for Lower Tier Participant Certification" including the"Certification
Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion—Lower Tier Covered
Transaction," provided by the department or agency entering into this covered transaction, without
modification, in all lower tier covered transactions and in all solicitations for lower tier covered
transactions and will require lower tier participants to comply with 2 CFR parts 180 and 1200.
8. A participant in a covered transaction may rely upon a certification of a prospective participant in a
lower tier covered transaction that it is not proposed for debarment under 48 CFR part 9. subpart
9.4, debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it
knows that the certification is erroneous. A participant is responsible for ensuring that its principals
are not suspended, debarred, or otherwise ineligible to participate in covered transactions. To verify
the eligibility of its principals, as well as the eligibility of any prospective lower tier participants, each
participant may, but is not required to, check the System for Award Management Exclusions
website
( httos.//www.sam.gov).
9. Nothing contained in the foregoing shall be construed to require establishment of a system of
records in order to render in good faith the certification required by this clause. The knowledge and
information of a participant is not required to exceed that which is normally possessed by a prudent
person in the ordinary course of business dealings.
10. Except for transactions authorized under paragraph 6 of these instructions, if a participant in a
covered transaction knowingly enters into a lower tier covered transaction with a person who is
proposed for debarment under 48 CFR part 9, subpart 9.4, suspended, debarred, ineligible, or
voluntarily excluded from participation in this transaction, in addition to other remedies available to
the Federal Government, the department or agency may terminate the transaction for cause or
default.
CERTIFICATION REGARDING DEBARMENT,SUSPENSION,AND OTHER RESPONSIBILITY MATTERS—PRIMARY TIER
COVERED TRANSACTIONS
1. The prospective primary tier participant certifies to the best of its knowledge and belief, that it and
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its principals:
a. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or
voluntarily excluded from participating in covered transactions by any Federal department
or agency;
b. Have not within a three-year period preceding this proposal been convicted of or had a civil
judgment rendered against them for commission of fraud or a criminal offense in connection
with obtaining, attempting to obtain, or performing a public (Federal, State, or local)
transaction or contract under a public transaction; violation of Federal or State antitrust
statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of
records, making false statements, or receiving stolen property;
c. Are not presently indicted for or otherwise criminally or civilly charged by a
governmental entity (Federal, State, or local) with commission of any of the offenses
enumerated in paragraph (1)(b) of this certification; and
d. Have not within a three-year period preceding this application/proposal had one or more
public transactions (Federal, State, or local)terminated for cause or default.
2. Where the prospective primary tier participant is unable to certify to any of the Statements in this
certification, such prospective participant shall attach an explanation to this proposal.
INSTRUCTIONS FOR LOWER TIER PARTICIPANT CERTIFICATION
1. By signing and submitting this proposal, the prospective lower tier participant is providing the
certification set out below and agrees to comply with the requirements of 2 CFR parts 180 and
1200.
2. The certification in this clause is a material representation of fact upon which reliance was placed
when this transaction was entered into. If it is later determined that the prospective lower tier
participant knowingly rendered an erroneous certification, in addition to other remedies available to
the Federal Government, the department or agency with which this transaction originated may
pursue available remedies, including suspension or debarment.
3. The prospective lower tier participant shall provide immediate written notice to the person to
which this proposal is submitted if at any time the prospective lower tier participant learns that
its certification was erroneous when submitted or has become erroneous by reason of
changed circumstances.
4. The terms covered transaction, civil judgment, debarment, suspension, ineligible, participant,
person, principal, and voluntarily excluded, as used in this clause, are defined in 2 CFR parts
180 and 1200. You may contact the person to whom this proposal is submitted for assistance in
obtaining a copy of those regulations.
5. The prospective lower tier participant agrees by submitting this proposal that, should the proposed
covered transaction be entered into, it shall not knowingly enter into any lower tier covered
transaction with a person who is proposed for debarment under 48 CFR part 9, subpart 9.4,
debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered
transaction, unless authorized by the department or agency with which this transaction originated.
6. The prospective lower tier participant further agrees by submitting this proposal that it will include
the clause titled "Instructions for Lower Tier Participant Certification" including the"Certification
Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion—Lower Tier Covered
Transaction,"without modification, in all lower tier covered transactions and in all solicitations for
lower tier covered transactions and will require lower tier participants to comply with 2 CFR parts
180 and 1200.
7. A participant in a covered transaction may rely upon a certification of a prospective participant in a
lower tier covered transaction that it is not proposed for debarment under 48 CFR part 9, subpart
994, debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it
knows that the certification is erroneous. A participant is responsible for ensuring that its principals
are not suspended, debarred, or otherwise ineligible to participate in covered transactions. To verify
the eligibility of its principals, as well as the eligibility of any prospective lower tier participants, each
participant may, but is not required to, check the System for Award Management Exclusions
website
( htt,os.//www.sam.gov�.
8. Nothing contained in the foregoing shall be construed to require establishment of a system of
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records in order to render in good faith the certification required by this clause. The knowledge and
information of a participant is not required to exceed that which is normally possessed by a prudent
person in the ordinary course of business dealings.
9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a
covered transaction knowingly enters into a lower tier covered transaction with a person who is
proposed for debarment under 48 CFR part 9, subpart 9.4, suspended, debarred, ineligible, or
voluntarily excluded from participation in this transaction, in addition to other remedies available to
the Federal Government, the department or agency with which this transaction originated may
pursue available remedies, including suspension or debarment.
CERTIFICATION REGARDING DEBARMENT,SUSPENSION,INELIGIBILITY AND VOLUNTARY EXCLUSION—LOWER TIER
COVERED TRANSACTIONS
1. The prospective lower tier participant certifies, by submission of this proposal, that neither it nor its
principals is presently debarred, suspended, proposed for debarment, declared ineligible, or
voluntarily excluded from participating in covered transactions by any Federal department or
agency.
2. Where the prospective lower tier participant is unable to certify to any of the statements in this
certification, such prospective participant shall attach an explanation to this proposal.
BUY AMERICA
(applies to subrecipients as well as States)
The State and each subrecipient will comply with the Buy America requirement (23 U.S.C. 313) when
purchasing items using Federal funds. Buy America requires a State, or subrecipient, to purchase with Federal
funds only steel, iron and manufactured products produced in the United States, unless the Secretary of
Transportation determines that such domestically produced items would be inconsistent with the public
interest, that such materials are not reasonably available and of a satisfactory quality, or that inclusion of
domestic materials will increase the cost of the overall project contract by more than 25 percent. In order to use
Federal funds to purchase foreign produced items, the State must submit a waiver request that provides an
adequate basis and justification for approval by the Secretary of Transportation.
CERTIFICATION ON CONFLICT OF INTEREST
(applies to subrecipients as well as States)
GENERAL REQUIREMENTS
No employee, officer, or agent of a State or its subrecipient who is authorized in an official capacity to
negotiate, make, accept, or approve, or to take part in negotiating, making, accepting, or approving any
subaward, including contracts or subcontracts, in connection with this grant shall have, directly or indirectly,
any financial or personal interest in any such subaward. Such a financial or personal interest would arise when
the employee, officer, or agent, any member of his or her immediate family, his or her partner, or an
organization which employs or is about to employ any of the parties indicated herein, has a financial or
personal interest in or a tangible personal benefit from an entity considered for a subaward. Based on this
policy:
1. The recipient shall maintain a written code or standards of conduct that provide for disciplinary
actions to be applied for violations of such standards by officers, employees, or agents.
a. The code or standards shall provide that the recipient's officers, employees, or agents
may neither solicit nor accept gratuities, favors, or anything of monetary value from
present or potential subawardees, including contractors or parties to subcontracts.
b. The code or standards shall establish penalties, sanctions, or other disciplinary actions
for violations, as permitted by State or local law or regulations.
2. The recipient shall maintain responsibility to enforce the requirements of the written code or
standards of conduct.
DISCLOSURE REQUIREMENTS
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No State or its subrecipient, including its officers, employees, or agents, shall perform or continue to perform
under a grant or cooperative agreement, whose objectivity may be impaired because of any related past,
present, or currently planned interest, financial or otherwise, in
organizations regulated by NHTSA or in organizations whose interests may be substantially affected by NHTSA
activities. Based on this policy:
1. The recipient shall disclose any conflict of interest identified as soon as reasonably possible,
making an immediate and full disclosure in writing to NHTSA. The disclosure shall include a
description of the action which the recipient has taken or proposes to take to avoid or mitigate such
conflict.
2. NHTSA will review the disclosure and may require additional relevant information from the recipient.
If a conflict of interest is found to exist, NHTSA may (a) terminate the award, or(b) determine that it
is otherwise in the best interest of NHTSA to continue the award and include appropriate provisions
to mitigate or avoid such conflict.
3. Conflicts of interest that require disclosure include all past, present, or currently planned
organizational, financial, contractual, or other interest(s) with an organization regulated by NHTSA
or with an organization whose interests may be substantially affected by NHTSA activities, and
which are related to this award. The interest(s) that require disclosure include those of any
recipient, affiliate, proposed consultant, proposed subcontractor, and key personnel of any of the
above. Past interest shall be limited to within one year of the date of award. Key personnel shall
include any person owning more than a 20 percent interest in a recipient, and the officers,
employees or agents of a recipient who are responsible for making a decision or taking an action
under an award where the decision or action can have an economic or other impact on the
interests of a regulated or affected organization.
PROHIBITION ON USING GRANT FUNDS TO CHECK FOR HELMET USAGE
(applies to subrecipients as well as States)
The State and each subrecipient will not use 23 U.S.C. Chapter 4 grant funds for programs to check helmet
usage or to create checkpoints that specifically target motorcyclists.
POLICY ON SEAT BELT USE
In accordance with Executive Order 13043, Increasing Seat Belt Use in the United States, dated April 16, 1997,
the Grantee is encouraged to adopt and enforce on-the-job seat belt use policies and programs for its
employees when operating company-owned, rented, or personally-owned vehicles. The National Highway
Traffic Safety Administration (NHTSA) is responsible for providing leadership and guidance in support of this
Presidential initiative. For information and resources on traffic safety programs and policies for employers,
please contact the Network of Employers for Traffic Safety (NETS), a public-private partnership dedicated to
improving the traffic safety practices of employers and employees. You can download information on seat belt
programs, costs of motor vehicle crashes to employers, and other traffic safety initiatives at
www.trafficsafety.org. The NHTSA website ( www.nhtsa.gov) also provides information on statistics,
campaigns, and program evaluations and references.
POLICY ON BANNING TEXT MESSAGING WHILE DRIVING
In accordance with Executive Order 13513, Federal Leadership On Reducing Text Messaging While Driving,
and DOT Order 3902.10, Text Messaging While Driving, States are encouraged to adopt and enforce
workplace safety policies to decrease crashes caused by distracted driving, including policies to ban text
messaging while driving company-owned or rented vehicles, Government-owned, leased or rented vehicles, or
privately-owned vehicles when on official Government business or when performing any work on or behalf of
the Government. States are also encouraged to conduct workplace safety initiatives in a manner
commensurate with the size of the business, such as establishment of new rules and programs or re-
evaluation of existing programs to prohibit text messaging while driving, and education, awareness, and other
outreach to employees about the safety risks associated with texting while driving.
9/11/2025 3:10:55 PM Page 19 of 21
State of California—Office of Traffic Safety GRANT NUMBER
OTS-66 Grant Electronic Management System (GEMS) Access AL26006
Exhibit C
INSTRUCTIONS FOR ADDING OR UPDATING GEMS USERS
1. Each agency is allowed a total of FIVE (5) GEMS Users.
2. GEMS Users listed on this form will be authorized to login to GEMS to complete and submit Quarterly
Performance Reports (APRs) and reimbursement claims.
3. Complete the form if adding, removing or editing a GEMS user(s).
4. The Grant Director must sign this form and return it with the Grant Agreement.
GRANT DETAILS
Grant Number: AL26006
Agency Name: Fresno County Probation Department
Grant Title: Intensive Probation Supervision for High-Risk Felony and Repeat DUI Offenders
Agreement Total: $360,000.00
Authorizing Official: Ernest Buddy Mendes
Fiscal Official: Yussel Zalapa
Grant Director: Joy Thompson
CURRENT GEMS USER(S)
1. Natalie Brackemyre
Title: Assistant Deputy Chief Probation Officer Media Contact: Yes
Phone: (559) 600-3420
Email: nbrackemyre@fresnocountyca.gov
2. Alex Gonzalez
Title: Deputy Probation Officer IV Media Contact: No
Phone: (559) 600-3420
Email: alexgonzalez@fresnocountyca.gov
3. Alex Huerta
Title: Accountant Media Contact: No
Phone: 5596001249
Email: ahuerta@fresnocountyca.gov
4. Margaret Orona
Title: Staff Analyst Media Contact: No
Phone: (559) 600-1244
Email: maorona@fresnocountyca.gov
5. Casaundria Pierro
Title: Staff Analyst Media Contact: No
Phone: (559) 600-1245
Email: pierrc@fresnocountyca.gov
9/11/2025 3:10:55 PM Page 20 of 21
Complete the below information if adding, removing or editing a GEMS user(s)
GEMS User 1 Add as a media contact? Yes❑ No❑
Add/Change ❑ Remove Access ❑
Name Job Title
Email address Phone number
GEMS User 2 Add as a media contact? Yes ❑ No❑
Add/Change ❑ Remove Access ❑
Name Job Title
Email address Phone number
GEMS User 3 Add as a media contact? Yes ❑ No ❑
Add/Change ❑ Remove Access ❑
Name Job Title
Email address Phone number
GEMS User 4 Add as a media contact? Yes❑ No❑
Add/Change ❑ Remove Access❑
Name Job Title
Email address Phone number
GEMS User 5 Add as a media contact? Yes ❑ No❑
Add/Change ❑ Remove Access ❑
Name Job Title
Email address Phone number
Form completed by: " ??g-�?�ue`"�e Date: Sep 12,2025
As a signatory I hereby authorize the listed individual(s) to represent and have GEMS user access.
- - Joy Thompson
-,w i ,ors,;risa u.ems uru,!:.
Signature Name
Sep 12,2025 Grant Director
Date Title
9/11/2025 3:10:55 PM Page 21 of 21