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HomeMy WebLinkAbout15312 i Agreement No. 07-201 STANDARD AGREEMENT EDD CUSTOMER CODE: E00314 4 PROJECT/ACTIVITY CODE: 661-090 AGREEMENT NUMBER M660730 1. This Agreement is entered into between the Agency and the State of California Contractor named below AGENCY'S NAME County of Fresno CONTRACTOR'S NAME Employment Development Department 2 The term of this July 1, 2005 through June 30, 2008 Agreement is: 3 The maximum amount $6,691.70 of this Agreement is: Six Thousand Six Hundred Ninety-one Dollars and Seventy Cents 4. The parties agree to comply with the terms and conditions of the following exhibits which are by this reference made a part of the Agreement: Exhibit A Scope of Work 2 Pages Attachment A-1 Specifications 2 Pages Exhibit B Budget Detail and Payment Provisions 2 Pages Exhibit C General Terms and Conditions 1 Page Exhibit D Protection of Confidentiality 2 Pages Attachment D-1 Confidentiality Agreement 1 Page Attachment D-2 Indemnity Agreement 1 Page IN WITNESS WHEREOF this Acireement has been executed by-the parties hereto. CONTRACTOR California Department of General Services Use Only CONTRACTOR'S NAME(if other than an individual,state whether a corporation,partnership,etc.) Employment Development Department BY(Authorized Signature) DATE SIGNED(Do not type) .4?� PRINTED NAME AND TITLE OF PERSON SIGNING SHERI S. HUBER, Chief, Office of Procurement, Contracting and Admin. ADDRESS P.O. Box 826880, MIC 62-C Sacramento, CA 94280-0001 AGENCY AGENCY NAME County of Fresno BY(Authorzed tore DATE SI le� C�—'J'0-z I J� /r f D of ot,�v - I PRINTED NAME AND TITLE OF PERSON SIGNING BOB WATERSTON, Chairman, Fresno County Board of Supervisors ADDRESS Exempt per: 2281 Tulare Street ❑ Fresno CA 93721 r , ATTEST 2ER.NICE E . sEIDEL, Clerk Board of Supervisors BY �—19 e ,uty � J County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 1 of 2 EXHIBIT A (Standard Agreement) This Agreement is entered into by and between the Employment Development Department, hereinafter referred to as EDD, and the County of Fresno, Auditor-Controller/Treasurer-Tax Collector, hereinafter referred to as the Requester. It sets forth the terms and conditions for the release and use of EDD's confidential information. SCOPE OF WORK I. Purpose The Requester agrees to use the confidential information provided by EDD under this Agreement for the purpose of seeking reimbursement for medical assistance services, collecting traffic fines and fees, and probation fines and fees which are directed by state mandate or court order as a result of a violation of law. II. Legal Authority The EDD shall make this information available to the Requester pursuant to Sections 1095(h), 1095(n)(1) and 1095(n)(2) of the California Unemployment Insurance Code (CUIC). The Requester shall request and use the information in accordance with the Welfare and Institutions Code, Division 9 (commencing with Section 10000), specifically including Part 5 of Division 9 (commencing with Section 17000). and Part 6 of Division 9 (commencing with Section 18510). Ill. Contract Representatives 1. The EDD contacts are: CONTRACT NEGOTIATIONS TECHNICAL ASSISTANCE Stephanie Barnes or designee Robert Mortensen or designee Employment Development Department Employment Development Department Information Security Office, MIC 33 Enterprise and Tax Systems Division, MIC 79-5 P.O. Box 826880 P.O. Box 826880 Sacramento, CA 94280-0001 Sacramento, CA 94280-0001 Tel: (916) 654-8261 Tel: (916) 654-7979 FAX: (916) 654-8272 rmortensen(cDedd.ca.gov Sbarnes2 a@edd.ca.gov FISCAL CONFIDENTIALITY & DATA SECURITY Angela Yu or designee Information Security Office Employment Development Department Employment Development Department Accounts Receivable Unit, MIC 70 Information Security Office, MIC 33 P.O. Box 826880 P.O. Box 826880 Sacramento, CA 94280-0001 Sacramento, CA 94280-0001 Tel: (916) 653-4227 Tel: (916) 654-6231 ayu0C@edd.ca.Qov 1nfoSec cDedd.ca.Qov County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 2 of 2 EXHIBIT A (Standard Agreement) 2. The Requester's contacts are: CONTRACT NEGOTIATIONS TECHNICAL ASSISTANCE Vicki Crow, C.P.A. Bobby Sanders, IT Analyst Auditor-Controller/Treasurer-Tax Collector Auditor-Controller/Treasurer-Tax Collector County of Fresno County of Fresno 2281 Tulare Street, Room 101 P.O. Box 226 P.O. Box 226 Fresno, CA 93708-0226 Fresno, CA 93708-0226 Tel: (559),442-5270 Tel: (559) 488-3815 FAX: (559) 488-3493 FAX: (559) 488-3493 FISCAL CONFIDENTIALITY & DATA SECURITY Kimberly Lamanuzzi, Chief Accountant Bobby Sanders, IT Analyst Revenue Reimbursements Division Aud itor-Control I e r/Trea su rer-Tax Collector Auditor-Controller/Treasurer-Tax Collector County of Fresno County of Fresno P.O. Box 226 P.O. Box 226 Fresno, CA 93708-0226 Fresno, CA 93708-0226 Tel: (559) 442-5270 Tel: (559) 488-2894 FAX: (559) 488-3493 FAX: (559) 488-2977 County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Attachment A-1 Page 1 of 2 SPECIFICATIONS I. RESPONSIBILITIES 1. The EDD's Responsibilities a. The EDD shall prepare and forward to the Requester, on IBM cartridge tape, the following EDD abstracts for those individuals whose Social Security Numbers (SSNs) have been forwarded to EDD by the Requester under the assigned Customer Code E00314: (1) Wage and Claim Abstract (DE 507); (2) Employer Address (DE 4989); (3) Client Address; (4) Current Unemployment Insurance Claim History (up to 2 years); and (5) Current Disability Insurance Claim History (up to 2 years). 2. The Requester agrees to: a. Forward to EDD approximately 4,000 SSNs per quarter via cartridge tape. The tapes shall be mailed or delivered to: Employment Development Department Information Technology Branch Application Operation 800 Capitol Mall Sacramento, CA 95814 Attn: Abstract Technical, MIC 58-2 b. Only request the abstract(s) authorized in this Agreement on a quarterly basis, during the period specified herein. c. Use the specified data only for the purpose of seeking reimbursement for medical assistance services, collecting traffic fines and fees, and probation fines and fees which are directed by state mandate or court order as a result of a violation of law. d. Mail tapes to the Requester's staff person responsible for the security, confidentiality and dissemination of EDD's confidential information to other Requester staff: Name and Title: Bobby Sanders, IT Analyst Agency Name: Auditor-Controller/Treasurer-Tax Collector County of Fresno Mailing Address: P.O. Box 226 Fresno CA 93708-0226 e. Request only the EDD information specifically authorized under this Agreement. County of Fresno Aud'stor-ControilerfTreasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Attachment A-1 Page 2 of 2 f. Submit only the names and Social Security Numbers of individuals as specified in this Agreement. g. Use the specified abstract information only for the purposes specified in this Agreement. h. Comply with the Unemployment Insurance Code on any matters pertaining to the access, use and/or release of data under this Agreement. Failure to comply with this provision shall be deemed a breach of this Agreement and shall be grounds for cancellation of this Agreement. i. Not release EDD's confidential information to any entity, which is a private collection agency. j. Cooperate with EDD's authority to monitor this Agreement in accordance with Exhibit D. It. ACCURACY ASSESSMENT Individual employers and claimants report the information in EDD's files_ Since EDD is not the originator of the information disclosed, EDD cannot guarantee the accuracy of the information. III. TERMINATION This Agreement may be terminated by either party by giving written notice 30 days prior to the effective date of termination. County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 1 of 2 EXHIBIT B (Standard Agreement) I. BUDGET DETAIL AND PAYMENT PROVISIONS a. The maximum amount of this Agreement shall not exceed Six Thousand Six Hundred Ninety-one Dollars and Seventy Cents ($6,691.70). b. In consideration of the performance and completion of the foregoing in a satisfactory manner, and upon receipt of a detailed invoice, in triplicate, quarterly in arrears, the Requester shall reimburse EDD the total amount due, based on the following product rate structure: Requested Products Rate Structure The rate structure consists of: • $15.00 (fifteen dollars) set-up charge for each tape submitted; and $5.00 (five dollar) charge per quarter for archive wage material searched. • The following rate chart will apply: If the cumulative Then the cost for Then the cost for Archive number of requested Current Data per Data per requested products products per quarter requested shall be: is: products shall be: :................_.................................................... ............................................................... .. .......�l. .D.�........ ...... W Cie..... 1 - 250 $.50101 $1.00202 $1.00202 .................................................................................... ------...............:...............-.......-----------.....................:.........................----......I.............; 251 - 2,000 .12621 .25242 .25242 :..................._.........._........._........................................•--..................................:._........................................_... ; 2,001 - 10,000 .02163 .04326 € .04326 ------------......................................................................:..................................•--•-•------..................----a ... ................................................. 10,001 - 250,000 .00510 .0102 .0102 .............- :..........._..--.............-...........................-.....;..----...... - _........................_........_._... -... _........... _..: 250,001 - 1 Million 00146 .00146 .00146 :.................... •--......................................----------------...............;...........................................................;................... More than 1 Million .00121 .00121 .00021 c. Each Social Security Number (SSN) submitted may generate up to 4 products, depending on the types of information requested. The Requester shall be charged for the total number of products requested. The maximum amount of this Agreement has been computed, based on an estimated 4,000 SSNs per quarter, accordingly: EDD�ABSTRACT . FORMULA- COST Wage and Claim Abstract DE 507 1 product 4,000 x .02163 x 4Q x 3 yrs. S1,038.34 Employer Address DE 4989 1 product 4,000 x .02163 x 4Q x 3 yrs. $1,038.34 Client Address 1 product 4,000 x .02163 x 4Q x 3 yrs. $1,038.34 i UI Claim History�Cyrre_ nt-UP to 2 ears 1 product 4,000 x .02163 x 4Q x 3 yrs. $1,038.34 DI Claim History (Current-Up to 2 ears 1 product 4,000 x .02163 x 40 x 3 yrs. S1,038.34 Administrative Costs S1,500.00 CONTRACT TOTAL $6,691.79 (Total for 3-year contract) County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 2 of 2 EXHIBIT B (Standard Agreement) Administrative Costs for Contracting The administrative costs for contracting include the costs for development, processing and maintenance of a contract that averages $1,500 per contract. The Requester will be charged an administrative cost of$125.00 for a three-year contract. d. These costs are computed in accordance with Sections 8752 and 8752.1 of the State Administrative Manual. Nothing herein contained shall preclude advance payments, pursuant to Article 1, Chapter 3, Part 1, Division 3, Title 2 of the Government Cade of the State of California. e. The EDD invoices will reference the EDD Agreement No. M660730 and EDD Customer Code: E00314; and shall be submitted for payment to: Kimberly Lamanuzzi, Chief Accountant Revenue Reimbursements Division Auditor-Controller/Treasurer-Tax Collector County of Fresno P.O. Box 226 Fresno, CA 93708-0226 f. The Requester payment must reference the EDD Invoice Number, EDD Agreement No. M660730 and the Customer Code: E00314; and be submitted to: Employment Development Department Accounting Section, MIC 70 P.O. Box 826217 Sacramento, CA 94230-6217 County of Fresno Auditor-ControlleNTreasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 1 of 1 EXHIBIT C (Standard Agreement) GENERAL TERMS AND CONDITIONS 1. APPROVAL: This Agreement is of no force or effect until signed by both parties and approved by the Department of General Services, if required. Requester may not commence performance until such approval has been obtained. 2. AMENDMENT: No amendment or variation of the terms of this Agreement shall be valid unless made in writing, signed by the parties and approved as required. No oral understanding or Agreement not incorporated in the Agreement is binding on any of the parties. 3. ASSIGNMENT: This Agreement is not assignable by the Requester, either in whole or in part, without the consent of the State in the form of a formal written amendment. 4. TIMELINESS: Time is of the essence in this Agreement. 5. GOVERNING LAW: This contract is governed by and shall be interpreted in accordance with the laws of the State of California. 6. UNENFORCEABLE PROVISION: In the event that any provision of this Agreement is unenforceable or held to be unenforceable, then the parties agree that all other provisions of this Agreement have force and effect and shall not be affected thereby. 7. AMERICANS WITH DISABILITIES ACT: Requester assures the State that it complies with the Americans with Disabilities Act (ADA) of 1990, which prohibits discrimination on the basis of disability, as well as all applicable regulations and guidelines issued pursuant to the ADA. (42 U.S.C. 12101 et seq.) S. RESOLUTION: A county, city, district, or other local public body must provide the State with a copy of a resolution, order, motion, or ordinance of the local governing body which by law has authority to enter into an agreement, authorizing execution of the agreement. 9. INDEMNIFICATION: Requester agrees to indemnify, defend and save harmless the State, its officers, agents and employees from any and all claims and losses accruing or resulting to any and all contractors, subcontractors, and any other person, firm or corporation furnishing or supplying work services, materials, or supplies in connection with the performance of this Agreement, and from any damage to persons or property arising out of or resulting from acts or omissions of the indemnifying party. 10. DISPUTES, ARBITRATION: In the event of a dispute between EDD and the Requestor over any part of this Agreement, the dispute may be submitted to nonbinding arbitration upon the consent of both EDD and the Requestor. An election for arbitration pursuant to this provision shall not preclude either party from pursuing any remedy for relief otherwise available. 11. TERMINATION: This Agreement may be terminated by EDD by giving written notice 30 days prior to the effective date of such termination. County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 1 of 2 EXHIBIT D (Standard Agreement) PROTECTION OF CONFIDENTIALITY Information maintained by EDD is classified confidential or sensitive. Confidential information is information that identifies an individual or an employing unit. Sensitive information may be financial or operational information that requires the maintenance of its integrity and assurance of its accuracy and completeness. Confidential and sensitive information are not open to the public and require special precautions to protect it from loss and unauthorized use, disclosure, modification or destruction. The confidential information obtained under this Agreement remains the property of EDD. The Requester agrees to the following security and confidentiality requirements: I. ADMINISTRATIVE SAFEGUARDS a. Adopt policies and procedures to ensure that information obtained from EDD is used solely as provided for in this Agreement. b. Warrant by execution of this Agreement, that no person or selling agency has been employed or retained to solicit or secure this Agreement upon agreement or understanding for a commission, percentage, brokerage or contingent fee. For breach or violation of this warranty, EDD shall, in addition to other remedies provided by law, have the right to annul this Agreement without liability. c. Warrant and certify that in the performance of this Agreement, the Requester will comply with all applicable statutes, rules and/or regulations. Agree to indemnify EDD against any loss, cost, damage or liability resulting from Requester violations of this provision; including but not limited to, confidentiality requirements outlined in the California Unemployment Insurance Code, §1094 and the California Civil Code, §1798 et, seq. d. Protect EDD's information against unauthorized access, at all times, in all forms of media. The information obtained under this Agreement will be used exclusively under provisions set forth in this Agreement and provided by the California Unemployment Insurance Code. e. Keep all EDD confidential information completely confidential. Make this information available to authorized staff on a "need-to-know" basis and only for the purposes authorized under this Agreement. "Need-to-know"refers to those authorized employees who need information to perform their official duties in connection with the uses of the information authorized by this Agreement. f. Notify EDD immediately upon discovery that there may have been a breach in security which has or may have resulted in compromise to the confidential information. For purposes of this section, immediately is defined within two hours of discovery. The Notification must describe the incident in detail and identify responsible staff(name, title and contact information). g. Assign security and confidentiality responsibilities for EDD's information to the person named below and in Exhibit A of this Agreement. Immediately notify EDD in writing of any designee changes. AGENCY EMPLOYEE NAME CONTACT INFORMATION County of Fresno, Bobby Sanders i (559)442-5270 Auditor-Controller/Treasurer-Tax Collector , 11. USAGE, DUPLICATION, AND REDISCLOSURE SAFEGUARDS a. Use the confidential information only for purposes specifically authorized under this Agreement. Pursuant to California Unemployment Insurance Code, §1094(b), use of EDD's confidential information as evidence in any legal court proceeding, for taxation, or enforcement purposes is prohibited. Pursuant to California Unemplovment Insurance Code, §1095(t), use of EDD's confidential information by private collection agencies is strictly prohibited. b. Use and/or extraction of EDD information for any purpose outside the purposes stated in this Agreement is strictly prohibited.The information obtained under this Agreement shall not be reproduced, published, sold or released in original or any other form. Making paper or electronic copies of the information provided by EDD for use within or outside the Requester's office is strictly prohibited. a , County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Page 2 of 2 EXHIBIT D (Standard Agreement) c. Disclosures of any individually identifiable EDD information to any person outside the Requester's own staff is strictly prohibited. Except as authorized or required by law, the Requester shall not reveal or divulge to any person or entity any of the confidential information provided by EDD during the term of this Agreement. Ill. PHYSICAL SAFEGUARDS a. Store EDD information in a place physically secure from access by unauthorized persons. Information in electronic format, such as magnetic tapes or discs, shall be stored and processed in such a way that unauthorized persons cannot retrieve the information by means of computer, remote terminal or other means. b. Secure and maintain any computer systems (hardware and software applications)that will be used in the performance of this Agreement. This includes ensuring that ail security patches, upgrades, and anti-virus updates are applied as appropriate to secure data that may used, transmitted or stored on such systems in the performance of this Agreement. c. Avoid saving EDD's data to a computer hard drive or any other shared information system. If the data is saved to a local server it should be encrypted, and must be stored in a separate directory from other data maintained by the Requester. Access to this directory must be restricted to staff authorized to access the EDD data. If recorded on magnetic media with other data, it should be protected and secured as if it were in its entirety EDD data. However, such commingling of data resources should be avoided, if practicable. At no time will EDD confidential data be placed on an individual PC or Laptop. d. Maintain a record of ail authorized users and authorization level of access granted to EDD's data, based on job function. e. Direct all personnel permitted to use EDD's data to avoid leaving the data displayed on their computer screens where unauthorized users may view it. Users should retrieve computer printouts as soon as they are generated so that the EDD data is not left unattended in printers where unauthorized users may access them. f. Destroy all individually identifiable EDD information when its use ends utilizing an approved method of confidential destruction, which includes electronic deletion (following Department of Defense specifications), shredding, burning, certified or witnessed destruction. IV, MANAGEMENT SAFEGUARDS a. Instruct all employees with access to the information furnished by EDD regarding the: • Confidential nature of the information; and • Sanctions against unauthorized use or disclosures found in the California Penal Code, §502, California Unemployment Insurance Code, §1094 and §2111, and the California Civil Code, §1798.53. b. Obtain a signed Confidentiality Agreement(Attachment D-1) and an Indemnity Agreement(Attachment D-2)from each employee assigned to work with EDD's confidential information data, attesting to being made aware of the confidential nature of the information and of the penalties for unauthorized use or disclosure thereof. c. Provide copies of the signed Confidentiality and Indemnity Agreements to the EDD-Information Security Office prior to receipt of any data. Provide the Confidentiality and Indemnity Agreements of all existing staff, and for all new personnel assigned to work with the information provided by EDD during the term of this Agreement. d. Make copies of the completed forms available to EDD staff on request and during on-site reviews. The completed Confidentiality and Indemnity Agreements are hereby made a part of this Agreement. e. Permit EDD to make on-site inspections to ensure that the terms of this Agreement are being met. County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Attachment D-1 Page 1 of 1 �1 Employment Development EDD Department Confidentiality Agreement State of California Information resources maintained by the State of California Employment Development Department(EDD) and provided to your agency may be confidential or sensitive. Confidential and sensitive information are not open to the public and require special precautions to protect it from wrongful access, use, disclosure,modification and destruction. The EDD strictly enforces information security. If you violate these provisions, you may be subject to administrative,civil and/or criminal action. County of Fresno, An employee of Auditor-Controller/Treasurer-Tax Collector PRINT YOUR NAME PRINT YOUR EMPLOYER'S NAME hereby acknowledge that the confidential and/or sensitive records of the Employment Development Department are subject to strict confidentiality requirements imposed by state and federal law include the Unemployment Insurance Code,Sections 1094 and 2111,the Civil Code,Section 1798 et seq.,the Penal Code,Section 502 and Code of Federal Regulations,Title 28,Part 603. 1 acknowledge that my supervisor and/or the contract's Confidentiality and Data Security Monitor reviewed with me the confidentiality and security policies INITIAL and administrative processes of my organization and EDD. I acknowledge responsibility for knowing the classification of the EDD information I worts with and agree to refer questions about the classification of the 1NMAL EDD information(public,sensitive,confidential)to the person the contract assigns responsibility for the security and confidentiality of EDD's data. I acknowledge responsibility for knowing the privacy,confidentiality and data security laws that appfy to the EDD information I have been granted access to INITIAL by my employer.including California Unemployment Insurance Code,Sections 1094 and 2111,California Government Code,Section 15619,California Civil Code,Sections 1798.53 and Penal Code,Section 502. 1 acknowledge that wmrgful access,use,modification or disclosure of confidential information may be punishable as a crime and/or result in disciplinary INITIAL and/or civil action taken against me—including but not limited to: reprimand,suspension without pay,salary reduction,demotion or dismissal--and/or fines and penalties resulting from criminal Prosecution or civil lawsuits,and/or termination of contract. I acknowledge that wrongful access,inspection,use or disclosure of confidential information for personal gain,curiosity or any nonbusiness related reason INITIAL is a crime under state and federal laws. I acknowledge that wrongful access,use,modification or disclosure of confidential information is grounds for immediate termination of my organization's INITIAL contract with EDD. i agree to protect the following types of EDD confidential and sensitive information: INITIAL Wage Information; a Applicant Information; • Employer Information; . Proprietary Information;and • Claimant information; • Operational Information(instructional manuals). • Tax Payer Information; I hereby agree to protect ETD's information on either paper or electronic form by: N171AL . Accessing or using EDD supplied information only as specified in the contract for the performance of the specific work I am assigned; • Never accessing information for curiosity.or personal reasons; • Never showing or discussing sensitive or confidential information to or with anyone who does not have the'need-to-know;' • Placing sensitive orconfidential information only in approved locations;and • Never removing sensitive or confidential information from the work site without authorization. "I certify that I have read and initialed the confidentiality statements printed above." Print F-A Name(Last,=first, MI) Signature County of Fresno Print Name of Governmental Agency Date Signed Check the appropriate box: Employment Development Department ❑ Employee ❑ Student Print Name of Contractor and/or Suocontractor ❑ Subcontractor ❑ Voiunteer ❑ Other (Explain) County of Fresno Auditor-Controller/Treasurer-Tax Collector EDD Agreement No. M660730 Customer Code: E00314 Attachment D-2 Page 1 of 1 �1 Employment Develment EDD Department Indemnity Agreement S t a t e o f C a l i f o r n i a In consideration of access to EDD information which is personal, sensitive, or confidential, County of Fresno (Enter Requesting Agency/Entity Name) agrees to indemnify EDD against any and all liability costs, damages, attorney fees and other expenses EDD may incur by reason of or as a result of any unauthorized use of the personal, sensitive, or confidential information or any vioiation of the"Confidentiality Agreement"by: (Enter name of staff person authorized to access EDD's information) This obligation shall be continuous and may not be changed or modified unless agreed to in writing. In addition, 1 understand that the following penalties may be incurred for any such misuse of EDD information: 1. Any individual who has access to returns, reports, or documents maintained by EDD who fails to protect the confidential information from being published or open to the public may be punished by imprisonment in the county jail for up to one year or a fine of$20,000.00 or both. (Unemployment Insurance Code 2111) 2. Any person who intentionally discloses information, not otherwise public, which they knew or should have known was obtained from personal information maintained by a state agency, shall be subject to civil action for invasion of privacy by the individual to whom the information pertains. (Civil Code 1798,53) 3, Any unauthorized access to EDD computer data, computer systems, or unauthorized use of EDD data is punishable by a fine or imprisonment in the county jail or both. (Penal Code 502) "I certify that I have read and understand the Indemnity Agreement printed above." Pnnt Full Name(Last,First,MI) Signature Employment Development Department Position and Title Print Name of Contractor ana?or Subcontractor County of Fresno Print Name of Governmental Agency Date Signed Check the appropriate box: ❑ Employee ❑ Subcontractor ❑ Student ❑ Volunteer ❑ Other (Explain) EDD Contract No. M660730 Page 1 of 2 CERTIFICATION REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION LOWER TIER COVERED TRANSACTION This certification is required by the regulations implementing Executive Order 12549, Debarment and Suspension, 29 CFR Part 98, Section 98.510, Participants' responsibilities. The regulations were published as Part V11 of the May 26, 1988, Federal Register (Pages 19160-19211). (BEFORE COMPLETING CERTIFICATION, READ INSTRUCTIONS WHICH ARE AN INTEGRAL PART OF THE CERTIFICATION,) 1. The prospective recipient of Federal assistance funds certifies, by submission of this proposal, that neither it nor its principals are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. 2. Where the prospective recipient of Federal assistance funds is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Name and Title of Authorized Representative Signature Date r � v EDO Contract No. M660730 Page 2 of 2 INSTRUCTIONS FOR CERTIFICATION 1. By signing and submitting this proposal, the prospective recipient of Federal assistance funds is providing the certification as set out below. 2. The certification in this clause is material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective recipient of Federal assistance funds knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the Department of Labor(DOL) may pursue available remedies, including suspension and/or debarment. 3. The prospective recipient of Federal assistance funds shall provide immediate written notice to the person to whom this proposal is submitted if at any time the prospective recipient of Federal assistance funds learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "covered transaction," "debarred," "suspended," "ineligible,""lower tier covered transaction," "participant," "person," "primary covered transaction," principal," "proposal," and "voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the person to whom this proposal is submitted for assistance in obtaining a copy of those regulations. 5. The prospective recipient of Federal assistance funds agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the DOL. 6. The prospective recipient of Federal assistance funds further agrees by submitting this proposal that it will include the clause titled, "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion--Lower Tier Covered Transactions," without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the List of Parties Excluded From Procurement or Nonprocurement Programs. 8. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntary excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the DOL may pursue available remedies, including suspension and/or debarment. Agreement with the State of California Employment Development Department, (EDD). EXECUTED AND EFFECTIVE as of the date executed first above set forth. ATTEST: Clerk, Board of Supervisors COUN Y OF FRES.NO By - 'Id, BY (2:W��� Chairman, Board of Supervisors 411IN Approved as to Legal Form: D nnis A. Marshall, County Counsel Approved as to Accounting Form: Vicki Crow, C.P.A. Auditor- ontroller/Treasurer-Tax Collector By , Reviewed and Recommended for Approval: Vicki Crow, C.P.A. Auditor Controller/Tr asurer-Tax Collector By �--- FOR ACCOUNTING USE ONLY Fund/Subclass 0001/10000 Org No. 0410/1100 llll llll llll Illl Illl llll . llll llll GAauditor�ADMWIMBOARD ITEMSW19L.doc