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HomeMy WebLinkAboutAgreement A-20-153 with Lexipol LLC.pdf Agreement No. 20-153 1 AGREEMENT 2 3 THIS AGREEMENT is made and entered into this.nth day of April 2020, by and 4 between the COUNTY OF FRESNO, a Political Subdivision of the State of California, hereinafter referred to 5 as "COUNTY", and Lexipol, LLC, a Delaware corporation, whose address is 2611 Internet Blvd., Suite 100 6 Frisco, TX 75034, hereinafter referred to as "CONTRACTOR". 7 WITNESSETH: 8 WHEREAS, COUNTY engaged CONTRACTOR to provide certain law enforcement policy manual 9 and daily training bulletin services, by that certain written agreement (A-15-102) dated March 24, 2015 (the 10 "Original Agreement"); 11 WHEREAS, the parties desire to execute this Agreement effective retroactive to February 1, 2020, 12 to evidence the intent and actions of the parties hereto for an agreement of the above-mentioned services, 13 based on the terms and conditions of the Original Agreement for the time period commencing on February 14 1, 2020 and ending on March 31, 2020 ("First Ratification Period"); 15 WHEREAS, COUNTY desires to enter into a new agreement ("New Agreement") effective 16 retroactive to April 1, 2020 to obtain law enforcement policy manual and daily training bulletin services for 17 the COUNTY's Sheriffs Office ("Sheriffs Office") personnel during the New Term (defined below) beginning 18 on April 1, 2020; and 19 WHEREAS, CONTRACTOR is qualified and willing to provide policy manual and daily training 20 bulletin services through access to the Lexipol Knowledge Management System. 21 NOW, THEREFORE, in consideration of the mutual covenants, terms and conditions herein 22 contained, the parties hereto agree as follows: 23 1. RATIFICATION OF THE ORIGINAL AGREEMENT 24 A. Notwithstanding anything to the contrary in the Original Agreement, the Original 25 Agreement is attached hereto, as Exhibit D, and incorporated herein as though its terms and conditions 26 are fully set forth below, and together with the terms and conditions set forth below, constitute the entire 27 agreement and understanding between CONTRACTOR and COUNTY concerning the subject matter 28 hereof during the First Ratification Period, and supersede all previous negotiations, proposals, -1- 1 commitments, writings, advertisements, publications and understandings of any nature whatsoever 2 unless expressly included in and modified by this Agreement. 3 B. Because this Agreement is effective retroactive to February 1, 2020, any services 4 that have been performed during the First Ratification Period, and for which compensation or 5 reimbursement of expenses has been paid, prior to the execution of this Agreement are hereby 6 approved and ratified by the parties. Except as modified herein, the terms and conditions of the Original 7 Agreement are ratified and restated herein in full, and all remaining terms and conditions contained in 8 the Original Agreement, that are not modified herein, shall remain in full force and effect until March 31, 9 2020. 10 2. NEW AGREEMENT 11 A. Except for Sections 18 and 19, hereinbelow, the remaining terms and conditions 12 of this Agreement shall only govern the provision of services during the New Term (defined below) of the 13 New Agreement, commencing on April 1, 2020. Sections 18 and 19 shall govern the ratification of the 14 Original Agreement and the New Agreement. Because the New Agreement is effective retroactive to 15 April 1, 2020, any services that have been performed since April 1, 2020, and for which compensation or 16 reimbursement of expenses has been paid, prior to the execution of this Agreement are hereby 17 approved and ratified by the parties. 18 3. OBLIGATIONS OF THE CONTRACTOR 19 A. CONTRACTOR shall provide COUNTY access to customizable, state-specific law 20 enforcement policy content and daily training bulletin services through access to the Lexipol Knowledge 21 Management System, as well as assist COUNTY in the customization of CONTRACTOR's content to 22 meet the needs of COUNTY, as more specifically stated in Exhibit "A" to the New Agreement, attached 23 hereto and incorporated herein by this reference. 24 B. CONTRACTOR agrees to provide up to 400 hours of implementation services 25 during the New Term (defined below). 26 C. CONTRACTOR shall provide COUNTY subscriptions to the Lexipol Law 27 Enforcement Policy Manual and Daily Training Bulletin Service, to include: 28 -2- 1 1. Policy manual content, document management, training content and testing 2 through web-based proprietary system tools. 3 2. Regular and urgent updates to content via web-based tools 4 3. Integrated Daily Training Bulletins (DTBs) 5 4. Archiving of versions of the Sheriff's Office policy manual 6 5. Reporting features—including exception reporting with export capability to 7 Microsoft Excel. 8 4. OBLIGATIONS OF COUNTY 9 A. COUNTY shall maintain the confidentiality of COUNTY'S password and account. 10 COUNTY agrees to notify Lexipol immediately of any unauthorized use of COUNTY'S account or breach 11 of security. 12 B. COUNTY shall ensure that COUNTY'S username and password are for 13 COUNTY'S sole use, and COUNTY shall not share, distribute, sell or otherwise transfer its password or 14 username to other individuals. 15 C. COUNTY shall ensure that administrator passwords permitting access to Lexipol 16 Forum pages, Release Notes, and guide sheets is for use of COUNTY Administrator, and may not be 17 used by any other user. 18 5. TERM 19 The term of this New Agreement shall be for a period of three (3) years, commencing on 111 day of 20 April, 2020 through and including the 31 sc day of March, 2023 ("New Base Term"). This New Agreement 21 may be extended for two (2) additional consecutive twelve (12) month periods upon written approval of both 22 parties no later than thirty (30) days prior to the first day of the next twelve (12) month extension period 23 (New Base Term and the two extension periods shall be collectively hereinafter referred to as the "New 24 Term" ). The Sheriff-Coroner-Public Administrator or her/his designee is authorized to execute such written 25 approval on behalf of COUNTY based on CONTRACTOR'S satisfactory performance of its obligations 26 hereunder. 27 6. TERMINATION 28 A. Non-Allocation of Funds-The terms of this New Agreement, and the services to be -3- 1 provided hereunder, are contingent on the approval of funds by the appropriating government agency. 2 Should sufficient funds not be allocated, the services provided may be modified, or this New Agreement 3 terminated, at any time by giving CONTRACTOR thirty (30) days advance written notice. 4 B. Breach of Contract-COUNTY may immediately suspend or terminate this New 5 Agreement in whole or in part, where in the determination of COUNTY there is: 6 1) An illegal or improper use of funds,- 7 2) A failure to comply with any term of this New Agreement; 8 3) A substantially incorrect or incomplete report submitted to COUNTY; 9 4) Improperly performed service. 10 In no event shall any payment by COUNTY constitute a waiver by COUNTY of any breach of this 11 New Agreement or any default which may then exist on the part of CONTRACTOR. Neither shall such 12 payment impair or prejudice any remedy available to COUNTY with respect to the breach or default. 13 COUNTY shall have the right to demand of CONTRACTOR the repayment to COUNTY of any funds 14 disbursed to CONTRACTOR under this New Agreement, which in the judgment of COUNTY were not 15 expended in accordance with the terms of this New Agreement. CONTRACTOR shall promptly refund any 16 such funds upon demand. 17 C. Without Cause.- Under circumstances other than those set forth above, this New 18 Agreement may be terminated by COUNTY upon the giving of thirty (30) days advance written notice of an 19 intention to terminate to CONTRACTOR. 20 7. COMPENSATION/INVOICING COUNTY agrees to pay CONTRACTOR and 21 CONTRACTOR agrees to receive compensation based on the rates listed in Exhibit "B", which is attached 22 to the New Agreement and incorporated herein by this reference. CONTRACTOR shall submit monthly 23 invoices in triplicate to the County of Fresno Sheriff's Office, 2200 Fresno Street, Fresno, California 93721. 24 In no event shall compensation paid for services performed under this New Agreement be in excess 25 of two hundred forty-nine thousand six hundred and eighty dollars ($249,680) during the New Term of this 26 New Agreement. It is understood that all expenses incidental to CONTRACTOR'S performance of services 27 under this New Agreement shall be borne by CONTRACTOR. Within forty-five (45) days after receipt of 28 the invoice, COUNTY will remit payment to CONTRACTOR. Such payment shall be sent to: -4- 1 Lexipol, LLC 2 2611 Internet Blvd., Suite 100 3 Frisco, TX 75034 4 8. INDEPENDENT CONTRACTOR In performance of the work, duties and obligations 5 assumed by CONTRACTOR under this New Agreement, it is mutually understood and agreed that 6 CONTRACTOR, including any and all of the CONTRACTOR'S officers, agents, and employees will at all 7 times be acting and performing as an independent contractor, and shall act in an independent capacity and 8 not as an officer, agent, servant, employee,joint venture, partner, or associate of COUNTY. Furthermore, 9 COUNTY shall have no right to control or supervise or direct the manner or method by which 10 CONTRACTOR shall perform its work and function. However, COUNTY shall retain the right to administer 11 this New Agreement so as to verify that CONTRACTOR is performing its obligations in accordance with the 12 terms and conditions thereof. 13 CONTRACTOR and COUNTY shall comply with all applicable provisions of law and the rules and 14 regulations, if any, of governmental authorities having jurisdiction over matters the subject thereof. 15 Because of its status as an independent contractor, CONTRACTOR shall have absolutely no right 16 to employment rights and benefits available to COUNTY employees. CONTRACTOR shall be solely liable 17 and responsible for providing to, or on behalf of, its employees all legally-required employee benefits. In 18 addition, CONTRACTOR shall be solely responsible and save COUNTY harmless from all matters relating 19 to payment of CONTRACTOR'S employees, including compliance with Social Security withholding and all 20 other regulations governing such matters. It is acknowledged that during the New Term of this New 21 Agreement, CONTRACTOR may be providing services to others unrelated to COUNTY or to this New 22 Agreement. 23 9. MODIFICATION Any matters of this New Agreement may be modified from time to time by 24 the written consent of all the parties without, in any way, affecting the remainder. 25 10. NON-ASSIGNMENT Neither party shall assign, transfer or sub-contract this New 26 Agreement nor their rights or duties under this New Agreement without the prior written consent of the other 27 party. 28 11. HOLD HARMLESS CONTRACTOR agrees to indemnify, save, hold harmless, and at -5- 1 COUNTY'S request, defend the COUNTY, its officers, agents, and employees from any and all costs and 2 expenses (including attorney's fees and costs), damages, liabilities, claims, and losses occurring or 3 resulting to COUNTY in connection with the performance, or failure to perform, by CONTRACTOR, its 4 officers, agents, or employees under this New Agreement, resulting from negligence or misconduct of 5 CONTRACTOR, and from any and all costs and expenses (including attorney's fees and costs), damages, 6 liabilities, claims, and losses occurring or resulting to any person, firm, or corporation who may be injured 7 or damaged by the performance, or failure to perform, of CONTRACTOR, its officers, agents, or 8 employees resulting from negligence or misconduct of CONTRACTOR, under this New Agreement. 9 12. COPYRIGHT 10 COUNTY expressly acknowledges and agrees that each and every policy provided by 11 CONTRACTOR including, but not limited to, all updates, revisions to CONTRACTOR content, 12 Supplemental Policy Publications and/or Procedures Manuals, and Daily Training Bulletins are expressly 13 created for COUNTY'S exclusive use. COUNTY further agrees that CONTRACTOR owns the copyright to 14 all content created by CONTRACTOR which is incorporated into Policy Publications and/or Procedure 15 Manuals, Policy and/or Procedure update content and Daily Training Bulletins (collectively, "Lexipol 16 Content"). COUNTY further agrees that any content within an Agency Policy Manual prepared by 17 COUNTY based in whole or in part on content created by CONTRACTOR, or based on any Supplemental 18 Policy Publications and/or Procedure Manuals, and Daily Training Bulletins copyrighted by CONTRACTOR 19 shall be derivative works subject to the copyright of CONTRACTOR. Subject to the provisions of this 20 Section 12, COUNTY shall have a perpetual right and license to use all materials provided by 21 CONTRACTOR for internal use under this New Agreement, and all derivative works based on such 22 materials. COUNTY will not import any subscription materials or any derivative work prepared by or for 23 COUNTY into any third-party knowledge/content management system or service which provides services 24 comparable to the commercial purpose or compensation. The foregoing does not, however, prohibit or 25 restrict COUNTY from providing subscription materials or derivative works prepared by or for COUNTY 26 pursuant to an order from a court or other governmental agency or other legal process or as required by the 27 California Public Records Act, nor does it prohibit or restrict COUNTY from displaying the 28 adopted/approved final policy document on a publicly accessible website for official COUNTY purposes. -6- 1 2 13. INSURANCE 3 Without limiting COUNTY's right to obtain indemnification from CONTRACTOR or any third parties, 4 CONTRACTOR, at its sole expense, shall maintain in full force and effect, the following insurance policies 5 or a program of self-insurance, including but not limited to, an insurance pooling arrangement or Joint 6 Powers Agreement (JPA)throughout the New term of the New Agreement: 7 A. Commercial General Liability 8 Commercial General Liability Insurance with limits of not less than Two Million Dollars 9 ($2,000,000.00) per occurrence and an annual aggregate of Four Million Dollars ($4,000,000.00). This 10 policy shall be issued on a per occurrence basis. COUNTY may require specific coverages including 11 completed operations, products liability, contractual liability, Explosion-Collapse-Underground, fire legal 12 liability or any other liability insurance deemed necessary because of the nature of this contract. 13 B. Automobile Liability 14 Comprehensive Automobile Liability Insurance with limits of not less than One Million Dollars 15 ($1,000,000.00) per accident for bodily injury and for property damages. Coverage should include any auto 16 used in connection with this New Agreement. 17 C. Professional Liability 18 If CONTRACTOR employs licensed professional staff, (e.g., Ph.D., R.N., L.C.S.W., M.F.C.C.) in 19 providing services, Professional Liability Insurance with limits of not less than One Million Dollars 20 ($1,000,000.00) per occurrence, Three Million Dollars ($3,000,000.00) annual aggregate. 21 D. Worker's Compensation 22 A policy of Worker's Compensation insurance as may be required by the California Labor 23 Code. 24 Additional Requirements Relating to Insurance 25 CONTRACTOR shall obtain endorsements to the Commercial General Liability insurance naming 26 the County of Fresno, its officers, agents, and employees, individually and collectively, as additional 27 insured, but only insofar as the operations under this New Agreement are concerned. Such coverage for 28 additional insured shall apply as primary insurance and any other insurance, or self-insurance, maintained -7- 1 by COUNTY, its officers, agents and employees shall be excess only and not contributing with insurance 2 provided under CONTRACTOR's policies herein. This insurance shall not be cancelled or changed without 3 a minimum of thirty (30) days advance written notice given to COUNTY. 4 CONTRACTOR hereby waives its right to recover from COUNTY, its officers, agents, and 5 employees any amounts paid by the policy of worker's compensation insurance required by this New 6 Agreement. CONTRACTOR is solely responsible to obtain any endorsement to such policy that may be 7 necessary to accomplish such waiver of subrogation, but CONTRACTOR's waiver of subrogation under 8 this paragraph is effective whether or not CONTRACTOR obtains such an endorsement. 9 Within Thirty (30) days from the date CONTRACTOR signs and executes this New Agreement, 10 CONTRACTOR shall provide certificates of insurance and endorsement as stated above for all of the 11 foregoing policies, as required herein, to the County of Fresno, (Name and Address of the official who will 12 administer this contract), stating that such insurance coverage have been obtained and are in full force; that 13 the County of Fresno, its officers, agents and employees will not be responsible for any premiums on the 14 policies; that such Commercial General Liability insurance names the County of Fresno, its officers, agents 15 and employees, individually and collectively, as additional insured, but only insofar as the operations under 16 this New Agreement are concerned; that such coverage for additional insured shall apply as primary 17 insurance and any other insurance, or self-insurance, maintained by COUNTY, its officers, agents and 18 employees, shall be excess only and not contributing with insurance provided under CONTRACTOR's 19 policies herein; and that this insurance shall not be cancelled or changed without a minimum of thirty (30) 20 days advance, written notice given to COUNTY. 21 In the event CONTRACTOR fails to keep in effect at all times insurance coverage as herein 22 provided, COUNTY may, in addition to other remedies it may have, suspend or terminate this New 23 Agreement upon the occurrence of such event. 24 All policies shall be issued by admitted insurers licensed to do business in the State of California, 25 and such insurance shall be purchased from companies possessing a current A.M. Best, Inc. rating of A 26 FSC VII or better. 27 14. AUDITS AND INSPECTIONS CONTRACTOR shall at any time during business hours, and 28 as often as COUNTY may deem necessary, make available to COUNTY for examination all of its records -8- 1 and data with respect to the matters covered by this New Agreement. CONTRACTOR shall, upon request 2 by COUNTY, permit COUNTY to audit and inspect all of such records and data necessary to ensure 3 CONTRACTOR'S compliance with the terms of this New Agreement. 4 If this New Agreement exceeds ten thousand dollars ($10,000.00), CONTRACTOR shall be subject 5 to the examination and audit of the California State Auditor for a period of three (3) years after final payment 6 under contract (Government Code Section 8546.7). 7 15. NOTICES The persons and their addresses having authority to give and receive notices 8 under this New Agreement include the following: 9 COUNTY CONTRACTOR COUNTY OF FRESNO Lexipol, LLC 10 Sheriffs Office Attn: Van Holland 2200 Fresno Street 2611 Internet Blvd., Suite 100 11 Fresno, CA 93721 Frisco, TX 75034 12 All notices between COUNTY and CONTRACTOR provided for or permitted under this New 13 Agreement must be in writing and delivered either by personal service, by first-class United States mail, by 14 an overnight commercial courier service, or by telephonic facsimile transmission. A notice delivered by 15 personal service is effective upon service to the recipient. A notice delivered by first-class United States 16 mail is effective three COUNTY business days after deposit in the United States mail, postage prepaid, 17 addressed to the recipient. A notice delivered by an overnight commercial courier service is effective one 18 COUNTY business day after deposit with the overnight commercial courier service, delivery fees prepaid, 19 with delivery instructions given for next day delivery, addressed to the recipient. A notice delivered by 20 telephonic facsimile is effective when transmission to the recipient is completed (but, if such transmission is 21 completed outside of COUNTY business hours, then such delivery shall be deemed to be effective at the 22 next beginning of a COUNTY business day), provided that the sender maintains a machine record of the 23 completed transmission. For all claims arising out of or related to this New Agreement, nothing in this 24 Section establishes, waives, or modifies any claims presentation requirements or procedures provided by 25 law, including but not limited to the Government Claims Act (Division 3.6 of Title 1 of the Government Code, 26 beginning with section 810). 27 16. DISCLOSURE OF SELF-DEALING TRANSACTIONS 28 This provision is only applicable if the CONTRACTOR is operating as a corporation (a for-profit -9- 1 or non-profit corporation) or if during the New Term of this New Agreement, CONTRACTOR changes its 2 status to operate as a corporation. 3 Members of CONTRACTOR's Board of Directors shall disclose any self-dealing transactions that 4 they are a party to while CONTRACTOR is providing goods or performing services under this New 5 Agreement. A self-dealing transaction shall mean a transaction to which the CONTRACTOR is a party 6 and in which one or more of its directors has a material financial interest. Members of the Board of 7 Directors shall disclose any self-dealing transactions that they are a party to by completing and signing a 8 Self-Dealing Transaction Disclosure Form, attached hereto as Exhibit C to this New Agreement and 9 incorporated herein by reference, and submitting it to COUNTY prior to commencing with the self- 10 dealing transaction or immediately thereafter. 11 17. ENTIRE AGREEMENT This New Agreement constitutes the entire agreement between the 12 CONTRACTOR and COUNTY with respect to the subject matter hereof, and supersedes all previous 13 agreement negotiations, proposals, commitments, writings, advertisements, publications, and 14 understanding of any nature whatsoever unless expressly included in this New Agreement. 15 18. GOVERNING LAW Venue for any action arising out of or related to this Agreement shall 16 only be in Fresno County, California. 17 The rights and obligations of the parties and all interpretation and performance of this Agreement 18 shall be governed in all respects by the laws of the State of California. 19 19. COUNTERPARTS This Agreement may be executed in any number of counterparts, 20 each of which shall be deemed an original, but all of which together shall constitute one and the same 21 Agreement, binding on the Parties according to its terms and conditions. 22 23 24 25 26 27 28 -10- 1 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year 2 first hereinabove written. 3 4 CONTRACTOR COUNTY OF FRESNO 5 I— _77 (Autffor'liz-M Sign ur } Ernest Buddy Mengs, Chairman of the 6 Board of Supervisors of the County of 7 A 0L-LOtOO ��p Fresno Print Name & Title 8 4K►i $ 'LV000 9 F� w '1';Q-SLJ 10 Mailing Address ATTEST: 11 Bernice E. Seidel Clerk of the Board of Supervisors 12 County of Fresno, State of California 13 14 15 BY SAAS _. � 16 Deputy FOR ACCOUNTING USE ONLY: 17 Fund:0001 18 Subclass:10000 19 ORG:3111 20 Account:7295 21 22 23 24 25 26 27 28 -11- 1 EXHIBIT A 2 SCOPE OF SERVICES Lexipol offers the following products and services designed specifically to meet the goals and 3 expectations of the Fresno County Sheriff's Office 4 Law Enforcement Policy Manual 5 Legally defensible, up-to-date policies are the foundation for consistent, safe public safety operations and are key to lowering liability and risk. Lexipol's comprehensive policy manual covers all aspects of 6 your agency's operations. • More than 155 policies researched and written by public safety attorneys and subject matter 7 experts • Policies based on California and federal laws and regulations as well as nationwide best $ practices 9 • Content customized to reflect your agency's terminology and structure 10 Daily Training Bulletins (DTBs) Even the best policy manual lacks effectiveness if it's not backed by training. Lexipol's Daily Training 11 Bulletins are designed to help your personnel learn and apply your agency's policy content through 2- minute training exercises. 12 . Scenario-based training ties policy to real-world applications 13 • Understanding and retention of policy content is improved via a singular focus on one distinct aspect of the policy 14 • Each Daily Training Bulletin concludes with a question that confirms the user understood the training objective 15 • Daily Training Bulletins can be completed via computers or from smartphones, tablets or other mobile devices 16 . Reports show completion of Daily Training Bulletins by agency member and topic 17 policy Updates 18 Lexipol's legal and content development teams continuously review state and federal laws and regulations, court decisions and evolving best practices. When needed, we create new and updated 19 policies and provide them to your agency, making it simple and efficient to keep your policy content up to date. 20 • Updates delivered to you through Lexipol's web-based content delivery platform 21 • Changes presented in side-by-side comparison against existing policy so you can easily identify modifications/improvements 22 • Your agency can accept, reject or customize each update 23 Web-Based Delivery Platform and Mobile App (Knowledge Management System) Lexipol's online content delivery platform, called KMS, provides secure storage and easy access to all 24 your policy and training content, and our KMS mobile app facilitates staff use of policies and training completion. 25 . Ability to edit and customize content to reflect your agency's mission and philosophy 26 • Efficient distribution of policies, updates and training to staff • Archival and easy retrieval of all versions of your agency's policy manual 27 • Mobile app provides in-the-field access to policy and training materials 28 Reports -12- 1 Lexipol's Knowledge Management System provides intuitive reporting capabilities and easy-to-read reports that enhance command staff meetings and strategic planning. 2 • Track and report when your personnel have acknowledged policies and policy updates 3 • Produce reports showing completion of Daily Training Bulletins • Sort reports by agency member, topic and other subgroups (e.g., shift, assignment) 4 • Reduce the time your supervisors spend verifying policy acknowledgement and training completion 5 Policy Management Platform 6 Simplify management of your existing policy content and improve employee accountability with Lexipol's 7 Policy Management Platform. Provides one place to access policies, procedures, guidelines, general orders and organizational communications. 8 ® Provides powerful document management tools optimized for policy management • Enhances compliance and accountability through electronic issuance and tracking of 9 acknowledgement • Automates revision control and archival 10 . Allows you to create training against your policy content 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -13- 1 2 EXHIBIT B 3 SUBSCRIPTION AND HOURLY SERVICES 4 5 All labor, materials, equipment, expenses, etc., to provide Law Enforcement Policy Manual and 6 additional service. Not to exceed 400 hours. Hourly $150 7 Subscription by year. 8 Year 1 Annual $35,727 9 Year 2 Annual $36,799 Year 3 Annual $37,903 10 Year 4 Annual $39,040 Year 5 Annual $40,211 11 12 Subscription Total $189,680 13 Contract Total: $249,680 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -14- 1 EXHIBIT C 2 SELF-DEALIIG TRANSACTION DISCLOSURE FORM 3 In order to conduct business with the County of Fresno (hereinafter referred to as "County"), members 4 of a contractor's board of directors (hereinafter referred to as "County Contractor"), must disclose any 5 self-dealing transactions that they are a party to while providing goods, performing services, or both for the County. A self-dealing transaction is defined below: 6 "A self-dealing transaction means a transaction to which the corporation is a party and in which one or 7 more of its directors has a material financial interest" 8 The definition above will be utilized for purposes of completing this disclosure form. 9 10 INSTRUCTIONS 11 (1) Enter board member's name, job title (if applicable), and date this disclosure is being made. 12 (2) Enter the board member's companylagency name and address. 13 (3) Describe in detail the nature of the self-dealing transaction that is being disclosed to the 14 County. At a minimum, include a description of the following: 15 a. The name of the agency/company with which the corporation has the transaction; and 16 b. The nature of the material financial interest in the Corporation's transaction that the board member has. 17 (4) Describe in detail why the self-dealing transaction is appropriate based on applicable 18 provisions of the Corporations Code. 19 (5) Form must be signed by the board member that is involved in the self-dealing transaction described in Sections (3) and (4). 20 21 22 23 24 25 26 27 28 -15- 1 (1) Company Board Member Information: 2 Name: Not Applicable Date: Job 3 Title: (2) Company/Agency Name and Address: 4 5 6 7 8 9 (3) Disclosure (Please describe the nature of the self-dealing transaction you are a party to): 10 11 12 13 14 15 16 17 18 19 20 (4) Explain why this self-dealing transaction is consistent with the requirements of Corporations Code 5233 (a): 21 22 23 24 25 26 27 (6)Authorized Signature Signature Date: 28 -16- 1 EXHIBIT ID 2 ORIGINAL AGREEMENT 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -17- i EXHIBIT D AGREEMENT NO. 15-102 I 1 AGREEMENT 2 ; 3 THIS AGREEMENT is made and entered into this 24th day of March 2015, by 4 and between the COUNTY OF FRESNO, a Political Subdivision of the State of California, hereinafter 5 referred to as"COUNTY", and Lexipol, LLC., a Delaware corporation whose address is 6B Liberty, 6 Suite 200, Aliso Viejo, California 92656, hereinafter referred to as"CONTRACTOR". 7 WITNESSETH: ' 8 WHEREAS, COUNTY desires to enter into an agreement to obtain law enforcement i 9 policy manual and daily training bulletin services for Sheriff's Office personnel;and 10 WHEREAS, CONTRACTOR is qualified and willing to provide policy manual and daily 11 training bulletin services through access to the Lexipol Knowledge Management System; 12 13 NOW, THEREFORE, in consideration of the mutual promises, covenants and conditions 14 hereinafter set forth, the sufficiency of which consideration is hereby acknowledged, the parties 15 hereto agree as follows: 16 1. OBLIGATIONS OF THE CONTRACTOR I 17 CONTRACTOR shall provide COUNTY access to customizable, state-specific law 18 enforcement policy content and daily training bulletin services through access to the Lexipol 19 Knowledge Management System, as well as assist the COUNTY in the customization of 20 CONTRACTOR's content to meet the needs of the COUNTY, as more specifically stated in 21 Exhibit "A", attached hereto and incorporated herein by reference. 22 A. CONTRACTOR agrees to provide up to 700 hours of implementation i 23 services. 24 B. CONTRACTOR shall provide COUNTY subscriptions to the Lexipol Law 25 enforcement Policy Manual and Daily Training Bulletin Service, to include: 26 1. Policy manual content, document management, training content and 27 testing through web-based proprietary system tools. 28 2. Regular and urgent updates to content via web-based tools I 259986.2 3002.000 1 3. Integrated Daily Training Bulletins (DBTs) 2 4. Archiving of all versions of the Sheriff's Office policy manual 3 5. Reporting features - including exception reporting with export 4 capability to Microsoft Excel. 5 6 2. OBLIGATIONS OF COUNTY 7 A. COUNTY shall maintain the confidentiality of COUNTY'S password and 8 account. COUNTY agrees to notify Lexipol immediately of any unauthorized use of COUNTY'S 9 account or breach of security. 10 11 B. COUNTY shall ensure that the COUNTY`S user name and password are for 12 the COUNTY'S sole use and COUNTY shall not share, distribute, sell or otherwise transfer its 13 password or username to other individuals. 14 15 C. COUNTY shall ensure that administrator passwords permitting access to 16 Lexipol Forum pages, Release Notes, and guide sheets is for use of COUNTY Administrator and 17 may not be used by any other user. 18 3. TERM 19 This Agreement shall become effective the I st day of February, 2015 and shall terminate on the 20 31 th day of January, 2018. Thereafter, the term of this Agreement shall automatically extend for 21 two additional one-year (1) periods, from the 1 st day of February 2018 to the 31 st day of January 22 2019 and from 1 st day of February, 2019 to the 31 st day of December, 2020, unless either party 23 provides written notice to the other of an intent not to extend the term of this Agreement, no later 24 than thirty (30) days prior to the first day of the next one-year period. In no event shall the term of 25 this Agreement extend beyond January 2020. 26 4. TERMINATION 27 A. Non-Allocation of Funds -The terms of this Agreement, and the services to 28 be provided thereunder, are contingent on the approval of funds by the appropriating 259986.2 3002.000 1 government agency.Should sufficient funds not be allocated,the services provided may be 2 modified, or this Agreement terminated,at any time by giving CONTRACTOR thirty (30) days 3 advance written notice. 4 B. Breach of Contract-COUNTY may immediately suspend or terminate this 5 Agreement in whole or in part, where in the determination of COUNTY there is: 6 1) An illegal or improper use of funds; 7 2) A failure to comply with any term of this Agreement;. 8 3) A substantially incorrect or incomplete report submitted to COUNTY; 9 4) Improperly performed service. 10 In no event shall any payment by COUNTY constitute a waiver by COUNTY of any 11 breach of this Agreement or any default which may then exist on the part of CONTRACTOR. 12 Neither shall such payment impair or prejudice any remedy available to COUNTY with respect to 13 . the breach or default. COUNTY shall have the right to demand of CONTRACTOR the repayment 14 to COUNTY of any funds disbursed to CONTRACTOR under this Agreement, which in the judgment 15 of COUNTY were not expended in accordance with the terms of this Agreement. CONTRACTOR 16 shall promptly refund any such funds upon demand. 17 C. Without Cause- Under circumstances other than those set forth above, this 18 Agreement may be terminated by COUNTY upon the giving of thirty (30) days advance written 19 notice of an intention to terminate to CONTRACTOR. 20 5. COMPENSATION/INVOICING: COUNTY agrees to pay CONTRACTOR and 21 CONTRACTOR agrees to receive compensation based on the rates listed in Exhibit "B",which is 22 attached hereto and incorporated herein by this reference. CONTRACTOR shall submit invoices 23 in triplicate to COUNTY's Sheriff's Office, 2200 Fresno Street, Fresno, California 93721. 24 In no event shall services performed under this Agreement be in excess of two 25 hundred seventy-five thousand three hundred and twenty-five dollars ($275,325) during the term 26 of this Agreement. It is understood that all expenses incidental to CONTRACTOR's performance of 27 services under this Agreement shall be borne by CONTRACTOR. Within forty-five (45) days after 28 receipt of the invoice, COUNTY will remit payment to CONTRACTOR. Such payment shall be sent 259986.2 3002.000 I to: 2 3 Lexipol 4 6B Liberty, Suite 200 5 Aliso Viejo, CA 92656 6 7 6. INDEPENDENT CONTRACTOR: In performance of the work, duties and obligations 8 assumed by CONTRACTOR under this Agreement, it is mutually understood and agreed that 9 CONTRACTOR, including any and all of CONTRACTOR's officers, agents, and employees will at all 10 times be acting and performing as an independent contractor, and shall act in an independent 11 capacity and not as an officer, agent, servant, employee,joint venturer, partner, or associate of 12 the COUNTY. Furthermore, COUNTY shall have no right to control or supervise or direct the 13 manner or method by which CONTRACTOR shall perform its work and function. However, 14 COUNTY shall retain the right to administer this Agreement so as to verify that CONTRACTOR is 15 performing its obligations in accordance with the terms and conditions thereof. 16 CONTRACTOR and COUNTY shall comply with all applicable provisions of law and 17 the rules and regulations, if any, of governmental authorities having jurisdiction over matters the 18 subject thereof. 19 Because of its status as an independent contractor, CONTRACTOR shall have 20 absolutely no right to employment rights and benefits available to COUNTY employees. 21 CONTRACTOR shall be solely liable and responsible for providing to, or on behalf of, its employees 22 all legally-required employee benefits. In addition, CONTRACTOR shall be solely responsible and 23 save COUNTY harmless from ail matters relating to payment of CONTRACTOR'S employees, 24 including compliance with Social Security withholding and all other regulations governing such 25 matters. It is acknowledged that during the term of this Agreement, CONTRACTOR may be 26 providing services to others unrelated to COUNTY or to this Agreement. 27 7. MODIFICATION: Any matters of this Agreement may be modified from time to time 28 by the written consent of all the parties without, in any way, affecting the remainder 259986.2 3002.000 1 8. NON-ASSIGNMENT: Neither party shall assign, transfer or sub-contract this 2 Agreement nor their rights or duties under this Agreement without the prior written consent of the 3 other party. 4 9. HOLD HARMLESS: CONTRACTOR agrees to indemnify, save, hold harmless, and at 5 COUNTY'S request, defend the COUNTY, its officers, agents, and employees from any and all costs 6 and expenses, damages, liabilities, claims, and losses occurring or resulting to COUNTY in 7 connection with any third party claim that any Lexipol Content (as defined below) provided to 8 COUNTY by CONTRACTOR infringes any copyright, trade secret or other intellectual property right i 9 of such third party, provided that COUNTY gives CONTRACTOR prompt written notice of such tnitc, 10 party claim, and provided further that CONTRACTOR shall not indemnify COUNTY to the extent 11 the alleged infringement is caused by (a) COUNTY'S modification of the Lexipol Content. (b) use 12 of the Lexipol Content other than in accordance with this Agreement, or (c) COUNTY'S failure to 13 use acceptable non-infringing corrections made available by CONTRACTOR. COUNTY 14 understands that CONTRACTOR and its agents, employees and representatives have developed 15 policy guidelines and content in a good faith effort to comply with all applicable statutes, case 16 law and industry standards in effect at the time such polices were approved and adopted by 17 COUNTY. COUNTY acknowledges that CONTRACTOR shall not be responsible for updating these 18 policies to adhere to subsequent changes in the law or other conditions and those changes and 19 updates will only be provided by CONTRACTOR as a part of an annual subscription. while 20 CONTRACTOR has made a good faith effort to develop all policies and training in accordance 21 with existing law and standards, COUNTY acknowledges that neither CONTRACTOR nor any of its 22 agents, attorneys, employees or representatives are obligated to provide legal representation, 23 defense of indemnification for any litigation in which said policies are subject to challenge. 24 To the fullest extent permissible under applicable law, and except as otherwise herein 25. provided, CONTRACTOR and/or other persons creating or transmitting the information and the 26 service will in no event be liable to COUNTY or anyone else for any direct, indirect, consequential, 27 incidental, special, exemplary, or punitive damages for the information, even if CONTRACTOR or 28 other persons creating or transmitting the information or the service shall have been advised of 259986.2 ;ua_nuil I the possibility of such damages. To the fullest extent permitted by law, CONTRACTOR or other 2 persons creating or transmitting the information shall have no responsibility or liability to COUNTY or 3 anyone else under any tort, contract, negligence,strict liability, products liability or other theory 4 with respect to any subject matter of this agreement or terms and conditions of use thereto with 5 the exception of liability resulting from a finding of gross negligence, and/or willful and wanton 6 conduct of CONTRACTOR . 7 10. COPYRIGHT 8 COUNTY expressly acknowledges and agrees that each and every policy 9 provided by CONTRACTOR including, but not limited to,all updates, revisions to CONTRACTOR 10 content, Supplemental Policy Publications and/or Procedures Manuals, and Daily Training Bulletins 11 are expressly created for COUNTY'S exclusive use. COUNTY further agrees that CONTRACTOR 12 owns the copyright to all content created by CONTRACTOR which is incorporated into Policy 13 Manuai(s), content created by CONTRACTOR which is incorporated into Supplemental Policy 14 Publications and/or Procedure Manuals, Policy and/or Procedure update content and Daily 15 Training Bulletins (hereinafter "Lexipol Content"). COUNTY further agrees that any content within 16 an Agency Policy Manual prepared by COUNTY based in whole or in part on content created by 17 CONTRACTOR , or based on any Supplemental Policy Publications and/or Procedure Manuals, 18 and Daily Training Bulletins copyrighted by CONTRACTOR shall be derivative works subject to the 19 copyright of CONTRACTOR. Subject to the provisions of this section 10, COUNTY shall have a 20 perpetual right and license to use all materials provided by CONTRACTOR for internal use under 21 this Agreement, and all derivative works based on such materials. COUNTY will not import any 22 subscription material or any derivative work prepared by or for COUNTY into any third party 23 knowledge/content management system or service which provides services comparable to the 24 services provided under this Agreement in competition with CONTRACTOR, regardless of 25 commercial purpose or compensation. The foregoing does not, however, prohibit or restrict 26 COUNTY from providing subscription material or derivative works prepared by or for COUNTY 27 pursuant to an order from a court or other governmental agency or other legal process or as 28 required by the California Public Records Act, nor does it prohibit or restrict COUNTY from 259986.2 3002.000 1 displaying the adopted/approved final policy document on a publicly accessible website for 2 official COUNTY purposes. 3 11. INSURANCE 4 Without limiting COUNTY's right to obtain indemnification from CONTRACTOR or any 5 third parties, CONTRACTOR, at its sole expense, shall maintain in full force and effect, the 6 following insurance policies or a program of self-insurance, including but not limited to, an 7 insurance pooling arrangement or Joint Powers Agreement (JPA) throughout the term of the 8 Agreement: 9 A. Commercial General Liability 10 Commercial General Liability Insurance with limits of not less than One 11 Million Dollars ($1,000,000) per occurrence and an annual aggregate of Two Million Dollars 12 ($2,000,000). This policy shall be issued on a per occurrence basis. COUNTY may require specific 13 coverages including completed operations, products liability, contractual liability, Explosion- 14 Collapse-Underground, fire legal liability or any other liability insurance deemed necessary 15 because of the nature of this contract. 16 B. Automobile Liability 17 Comprehensive Automobile Liability Insurance with limits for bodily injury of 18 not less than Two Hundred Fifty Thousand Dollars ($250,000.00) per person, Five Hundred Thousand 19 Dollars ($500,000.00) per accident and for property damages of not less than Fifty Thousand 20 Dollars ($50,000.00), or such coverage with a combined single limit of Five Hundred Thousand 21 Dollars ($500,000.00). Coverage should include owned and non-owned vehicles used in 22 connection with this Agreement. 23 C. Professional Liability 24 If CONTRACTOR employs licensed professional staff, (e.g., Ph.D., RX, 25 L.C.S.W., M.F.C.C.) in providing services, Professional Liability Insurance with limits of not less than 26 One Million Dollars ($1,000,000.00) per occurrence,Three Million Dollars ($3,000,000.00) annual 27 aggregate. 28 259986.2 3002.000 I D. Worker's Compensation 2 A policy of Worker's Compensation insurance as may be required by the 3 California Labor Code. 4 CONTRACTOR shall obtain endorsements to the Commercial General Liability 5 insurance naming the County of Fresno, its officers, agents, and employees, individually and 6 collectively, as additional insured, but only insofar as the operations under this Agreement are 7 concerned. Such coverage for additional insured shall apply as primary insurance and any other 8 insurance, or self-insurance, maintained by COUNTY, its officers, agents and employees shall be 9 excess only and not contributing with insurance provided under CONTRACTOR's policies herein. 10 This insurance shall not be cancelled or changed without a minimum of thirty (30) days advance 11 written notice given to COUNTY. 12 Within thirty (30) days from the date CONTRACTOR signs and executes this 13 Agreement, CONTRACTOR shall provide certificates of insurance and endorsement as stated 14 above for all of the foregoing policies, as required herein, to the County of Fresno,Sheriff's 15 Business Office, 2100 Fresno Street, Fresno, CA 93721, stating that such insurance coverage have 16 been obtained and are in full force; that the County of Fresno, its officers, agents and employees 17 will not be responsible for any premiums on the policies; that such Commercial General Liability 18 insurance names the County of Fresno, its officers, agents and employees, individually and 19 collectively, as additional insured, but only insofar as the operations under this Agreement are 20 concerned;that such coverage for additional insured shall apply as primary insurance and any 21 other insurance, or self-insurance, maintained by COUNTY, its officers, agents and employees, 22 shall be excess only and not contributing with insurance provided under CONTRACTOR's policies 23 herein; and that this insurance shall not be cancelled or changed without a minimum of thirty (30) 24 days advance, written notice given to COUNTY. 25 In the event CONTRACTOR fails to keep in effect at all times insurance 26 coverage as herein provided, the COUNTY may, in addition to other remedies it may have, 27 suspend or terminate this Agreement upon the occurrence of such event. 28 All policies shall be with admitted insurers licensed to do business in the State of 259996.2 3002.000 I California. Insurance purchased shall be purchased from companies possessing a current A.M, 2 Best, Inc. rating of A FSC VII or better. 3 12. AUDITS AND INSPECTIONS: CONTRACTOR shall at any time during business 4 hours, and as often as COUNTY may deem necessary, make available to COUNTY for 5 examination all of its records and data with respect to the matters covered by this Agreement. 6 CONTRACTOR shall, upon request by COUNTY, permit COUNTY to audit and inspect all of such 7 records and data necessary to ensure CONTRACTOR's compliance with the terms of this 8 Agreement. 9 If this Agreement exceeds ten thousand dollars ($10,000.00), CONTRACTOR 10 shall be subject to the examination and audit of the Auditor General for a period of three (3) 11 years after final payment under contract (Government Code Section 8546.7). 12 13. NOTICES: The persons and their addresses having authority to give and 13 receive notices under this Agreement include the following: 14 COUNTY CONTRACTOR 15 COUNTY OF FRESNO Lexipol Sheriff's Office Attn: Ron Wilkerson 16 2200 Fresno Street 66 Liberty, Suite 200 17 Fresno, CA 93721 Aliso Viejo, CA 92656 Any and all notices between COUNTY and CONTRACTOR provided for under 18 this Agreement shall be in writing and shall be deemed duly served when personally delivered to 19 one of the parties, or in lieu of such personal services,when deposited in the United States Mail, 20 postage prepaid, addressed to such party. 21 14. VENUE AND GOVERNING LAW: Venue for any action arising out of or related 22 to this Agreement shall only be in Fresno County, California. The rights and obligations of the 23 parties and all interpretation and performance of this Agreement shall be governed in all 24 respects by the laws of the State of California. 25 15. DISCLOSURE OF SELF-DEALING TRANSACTIONS: This provision is only applicable 26 if CONTRACTOR is operating as a corporation (a for-profit or non-profit corporation) or if during the 27 term of the agreement, CONTRACTOR changes its status to operate as a corporation. 28 259986.2 3002.000 I Member of CONTRACTOR's Board of Directors shall disclose any self-dealing transactions 2 that they are a party to while CONTRACTOR is providing goods or performing services under this 3 Agreement. A self-dealing transaction shall mean a transaction to which CONTRACTOR is a party 4 and in which one or more of its directors has a material financial interest. Members of the Board 5 of Directors shall disclose any self-dealing transactions to which they are a party during the term 6 of this Agreement, by completing and signing a Self-Dealing Transaction Disclosure Form 7 (attached here to as the last page of Exhibit "C") hereto, which is incorporated herein by this 8 reference), and submitting it to COUNTY prior to commencing with the self-dealing transaction or 9 immediately thereafter. 10 16. ENTIRE AGREEMENT: This Agreement constitutes the entire agreement 11 between CONTRACTOR and COUNTY with respect to the subject matter hereof and supersedes 12 all previous Agreement negotiations, proposals, commitments,writings, advertisements, 13 publications, and understanding of any nature whatsoever unless expressly included in this 14 Agreement. 15 16 17 18 19 20 21 22 23 24 25 26 27 28 259986.2 3002,000 i 1 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of 2 the day and year first hereinabove written. 3 CON CT . C UNTY OF FR SN 4. 5 (Authorized Signature) Deborah A. Poo igian 6 Chairman, Board o J pervisors j GtJ ti 7 Print Name &Title DATE: 8 DATE: 9 ATTEST: BERNICE E.SEIDEL,Clerk 10 Board of Supervisorsn ` - i (2No-SIk ) By �L1S0.� l�lsilf " 1.1 VAN q C Lc ANZ1 Deputy I 12 Print Name & Title 13 DATE: f L• $ ' !`f 14 REVIEWED & RECOMMENDED FOR 15 APPROVAL: 17 Margaret Mims, Sheriff 18 APPROVED AS TO ACCOUNTING FORM: 19 /t G 20 Vicki Crow, A- udifoo�Controller/Treasurer-Tax 21 Collector 22 APPROVED AS TO LEGAL FORM: ! 23 ' 9 , 24 i 25 aniel C. Cederborg, County o nsel 26 FOR ACCOUNTING USE ONLY: 27 ORG No.: 311 14000 28 Account No.: 7205 259986.2 3002,000 i 174 Lexipol Predictable is Preventable' SUMMARY OF THE UNIQUE FEATURES OF THE LEXIPOL SYSTEM Lexipol is America's leading provider of risk management services and resources for public safety organizations, delivering its services through a unique, web-based development system with an integrated training component. Lexipol has helped public safety agencies reduce risk and stay ahead of litigation trends, while communicating clear and concise policy guidance to their employees. Additionally, Lexipol has established a unique set of risk management tools for public safety organizations by integrating agency-specific, customized policy manuals with the Daily Training Bulletin service accessed through a web browser. The comprehensive Lexipol service is not available through any other public or private resources or organizations. The program is unique in several ways, and there is no other system that offers the following integration in one package: 1. Online (software-as-a-service) policy manual content, document management, training content and testing through web-based proprietary system tools. 2. Regular and urgent updates to content via web-based tools. 3. Daily Training Bulletins (DTBs) that are based on realistic scenarios and written by public safety personnel, including online and real-time testing modules. 4. Archiving of all versions of the agency's policy manual, as well as capturing of user electronic signatures that acknowledge policy updates and Daily Training Bulletin records and test results. 5. Linking between the Daily Training Bulletins and policy sections to which the DTB applies. 6. Robust reporting features, including exception reporting with export to MS Excel capabilities. 7. Contemporary policy content that may be modified by the agency via proprietary online tools, thus reducing policy development time significantly. LEXIPOL LLC 68 Liberty, Suite 200 • Aliso Viejo, CA 92656 949.484.4444 Fax: 949,484.4443 ADDITIONAL FEATURES INCLUDE: Proprietary System and Software Tools: Over 150 core policies based on federal standards and case law, state statutes and case law, regulatory actions and law enforcement best practices. The client agency has full editing capability to customize the manual to reflect the agency's mission and philosophy. Updates: Lexipol provides regular semi-annual electronic and interactive updates in response to legislative mandates, case law and evolution in best practices. it also provides client alerts and urgent updates in response to precedent-setting court decisions or events that call for immediate changes to policy. Policy Training: The integrated Daily Training Bulletin component is a customized, scenario-based daily training program that links directly to the policy manual and is accessed online via a web browser. DTB records are also archived for easy retrieval. Adaptability: Our clients range from small agencies to large agencies with more than 3,500 sworn personnel, including municipal police departments, county sheriff offices, county district attorneys, port police, probation departments, school district and university police, tribal police, fire departments and a diverse group of state regulatory agencies. Scale: More than 1,600 public safety agencies with 100,000 officers or deputies in 16 states use the Lexipol system. Our subscriber base is one of the largest private networks of law enforcement policy collaborators in the nation. Archiving: Each version of the agency's policy manual is archived on the Lexipol servers, which allows for easy retrieval by the agency. This is an invaluable resource in defense litigation or personnel matters that call for authenticated copies of policy or training records years after an incident. For additional information or to obtain assistance please contact Lexipol at 949.484.4444 or visit vwvw.lexipol.com. LEXIPOL LLC 66 Liberty, Suite 200 • Aliso Viejo, CA 92666 949.484.4444 • Fax: 949.484.4443 www.lexipol.com 1 2 EXHIBIT"B" 3 IMPLEMENTATION AND SUBSCRIPTION SERVICES 4 All labor, materials, equipment, expenses, etc., 5 to provide Law Enforcement Policy Manual. Implementation Services. Not to exceed 700 hours. Hourly $ 150 6 7 Development tools and first year subscription. One Time $ 35,505 8 Subscription for second through fifth year Annual $ 33,705 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 259986.2 3002.000 2 SELF-DEALING TRANSACTION DISCLOSURE FORM 3 4 In order to conduct business with the County of Fresno (hereinafter referred to as "County"), members of a contractor's board of directors (hereinafter referred to as "County Contractor"), must disclose any self-dealing 5 transactions that they are a party to while providing goods, performing services, or both for the County. A self- dealing transaction is defined below: 6 "A self-dealing transaction means a transaction to which the corporation is a party and in which one or more of 7 its directors has a material financial interest" 8 The definition above will be utilized for purposes of completing this disclosure form. 9 10 INSTRUCTIONS 11 (1) Enter board member's name,job title (if applicable), and date this disclosure is being made. 12 (2) Enter the board member's company/agency name and address. 13 (3) Describe in detail the nature of the self-dealing transaction that is being disclosed to the County. At a 14 minimum, include a description of the following: 15 a. The name of the agency/company with which the corporation has the transaction; and 16 b. The nature of the material financial interest in the Corporation's transaction that the board 17 member has. 18 (4) Describe in detail why the self-dealing transaction is appropriate based on applicable provisions of the Corporations Code. 19 (5) Form must be signed by the board member that is involved in the self-dealing transaction described in 20 Sections (3) and (4). 21 22 23 24 25 26 27 28 259986.2 3002.000 1 (1)Company Board Member information: 2 Name: pate: 3 Job Title: 4 (2)Company/Agency Name and Address: 5 6 7 8 9 (3)Disclosure(Please describe the nature of the self-dealing transaction you are a party to): 10 11 12 13 14 15 16 17 18 19 20 (4)Explain why this self-dealing transaction is consistent with the requirements of Corporations Code 5233(a): 21 22 23 24 25 26 27 (5)Authorized Signature 28 Signature: Date: 259986.2 3002.000