HomeMy WebLinkAboutAgreement A-22-537 with VCRC-OASIS.pdf Agreement No. 22-537
1 CORONAVIRUS STATE LOCAL FISCAL RECOVERY FUNDS
2 SUBRECIPIENT AGREEMENT
3 THIS AGREEMENT ("Agreement") is made and entered into this 29th day of November
4 2022 ("Effective Date"), by and between the COUNTY OF FRESNO, a political subdivision of the state of
5 California ("COUNTY"), and Valley Caregiver Resource Center, a California nonprofit corporation 501(c)(3)
6 whose address is 5363 North Fresno Street, Fresno, CA 93710 ("SUBRECIPIENT").
7 WITNESSETH:
8 WHEREAS, on March 11, 2021, the President signed into law the American Rescue Plan Act of
9 2021 ("ARPA")which established the Coronavirus State and Local Fiscal Recovery Funds ("SLFRF")
10 Program; and
11 WHEREAS, the ARPA authorizes the COUNTY to expend SLFRF awarded to the COUNTY for
12 the following eligible purposes, outlined in the Interim Final Rule and Final Rule as follows (each an
13 "Eligible Use," collectively "Eligible Uses"):
14 (1) To respond to the COVID-19 public health emergency or its negative economic impacts;
15 (2) To respond to workers performing essential work during the COVID-19 public health
16 emergency;
17 (3) For the provision of government services to the extent of the reduction in revenue due to
18 the COVID-19 public health;
19 (4) To make necessary investments in water, sewer, or broadband infrastructure; and
20 WHEREAS, the COUNTY intends to allocate a portion of its SLFRF to SUBRECIPIENT for one or
21 more Eligible Uses; and
22 WHEREAS, the SUBRECIPIENT represents that it is a nonprofit organization that operates
23 exclusively for the benefit of caregivers of brain-impaired adults and the elderly through a comprehensive
24 array of resources which are designed to assist participants and their families deal with the challenges that
25 accompany the aging process; and
26 WHEREAS, the SUBRECIPIENT administers the "OASIS Adult Day Program," (OASIS) a daycare
27 program that provides specialized care for individuals suffering from early signs of Alzheimer's Disease and
28 other dementia impairments in a supervised, safe, and individual or socially-grouped setting that
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1 encourages patients to participate in recreational, therapeutic, and mental stimulating activities along with
2 family, other patients, and friends throughout portions of the day; and
3 WHEREAS, the SUBRECIPIENT represents that for over 16 years, the OASIS program has
4 served hundreds of patients, primarily adults over the age of 62, living on a set income or who are low-
5 income earners dealing with the challenges of aging and minor signs of dementia impairments; and
6 WHEREAS, the SUBRECIPIENT's OASIS program provides professional supervised daycare,
7 daily social interaction activities with other seniors and brain-impaired adults, and provides a support group
8 for families and their loved ones to find a sense of purpose to life while dealing with the challenges of aging;
9 and
10 WHEREAS, the SUBRECIPIENT represents that its OASIS program annually serves between 55
11 to 60 senior patients that come from various areas in Fresno County and greater Central Valley,
12 including areas that are considered disadvantaged communities that have been negatively impacted by
13 the pandemic; and
14 WHEREAS, the SUBRECIPIENT represents that its OASIS program was negatively impacted by
15 the pandemic due to required closures to comply with the emergency public health orders to contain the
16 spread of COVID-19 among its senior patients, a high-risk population for COVID-19 hospitalizations and
17 death, which subsequently led to the complete loss of funding to keep OASIS' doors open; and
18 WHEREAS, the Final Rule emphasized that COVID-19 increased the levels of caregiving intensity
19 and caregiving burden for those providing care to seniors or family members. These increased caregiving
20 responsibilities also increased negative physical and mental impacts on those providing care; and
21 WHEREAS, under the Final Rule, to assess whether a program is an eligible use to respond to the
22 public health impacts of the COVID-19 public health emergency, there must be a negative public health
23 impact experienced by an individual or class, and the program, service, or other intervention must respond
24 to the identified impact or harm; and
25 WHEREAS, due to the COVID-19 pandemic, programs that assisted caregivers of brain-impaired
26 adults and the elderly closed due to public health orders and resulting loss of funding, which deprived these
27 brain-impaired adults and the elderly from the mentally enriching care and social interactions that they had
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1 previously enjoyed, and the burden on their caregivers was also increased, causing negative physical and
2 mental impacts on those providing care; and
3 WHEREAS, the provision of SLFRF to this program will respond to the negative public health
4 impacts experienced by brain-impaired adults and the elderly, as well as their caregivers, by providing a
5 one-year funding source to help the SUBRECIPIENT reinstate, support, and preserve the OASIS
6 program to welcome back patients, increase its patient participation number to the maximum capacity
7 allowed by Community Care Licensing, and fund personnel salaries and benefits, as well as the OASIS
8 program's operational expenditures for calendar years 2022-2023, which will benefit brain-impaired
9 adults and the elderly dealing with the challenges of aging and minor signs of Alzheimer's Disease and
10 other dementia impairments, and their families and caregivers, who were negatively impacted by the
11 pandemic (Program); and
12 WHEREAS, SUBRECIPIENT represents that SLFRF will ensure that its OASIS program
13 continues to deliver essential services to adult patients and their families in the Central Valley, will
14 address negative public health impacts, will help SUBRECIPIENT to increase hours of operation for the
15 OASIS program, will reinstate service capacity and operational costs of the program for one year, and
16 will enable SUBRECIPIENT to pursue other funding sources; and
17 WHEREAS, the provision of SLFRF to SUBRECIPIENT under this Agreement is intended to
18 support a strong and equitable recovery from the COVID-19 pandemic and economic downturn by
19 providing funding assistance to the SUBRECIPIENT to reinstate the OASIS program, which provides
20 specialized daycare that benefits brain-impaired adults and the elderly dealing with the challenges of
21 aging and minor signs of Alzheimer's Disease and other dementia impairments, as well as their families
22 and caregivers within Fresno County that have been negatively impacted by the pandemic; and
23 WHEREAS, under Section 602(c)(3) of the ARPA, the COUNTY may transfer SLFRF to nonprofit
24 organizations for Eligible Uses, in particular those nonprofit organizations that serve individuals and
25 families that have been impacted by the pandemic, for the purpose of meeting ARPA's goals; and
26 WHEREAS, COUNTY has determined that the Program to be provided by SUBRECIPIENT is an
27 Eligible Use of SLFRF under the ARPA, in reliance on information provided by SUBRECIPIENT; and
28 WHEREAS, the COUNTY and SUBRECIPIENT desire to enter into this Agreement so that the
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1 COUNTY may provide SLFRF to the SUBRECIPIENT for appropriate and qualifying expenditures, as
2 permitted under the Interim Final Rule and Final Rule.
3 NOW, THEREFORE, in consideration of the mutual covenants, terms and conditions herein
4 contained, the parties hereto agree as follows:
5 1. GENERAL OBLIGATIONS OF THE SUBRECIPIENT
6 A. SUBRECIPIENT represents that each of the recitals, stated hereinabove and in
7 Exhibit A to this Agreement, concerning SUBRECIPIENT, and made by SUBRECIPIENT, are true and
8 correct, and that COUNTY may rely upon each of those representations in granting the SLFRF to
9 SUBRECIPIENT under this Agreement.
10 B. SUBRECIPIENT acknowledges that the SLFRF granted under this Agreement are
11 a subaward of SLFRF to carry out the Program.
12 C. SUBRECIPIENT understands and agrees that the SLFRF disbursed under this
13 award may only be spent on Eligible Uses in compliance with the ARPA, the United States Department
14 of the Treasury ("TREASURY") regulations implementing section 602 of the ARPA, and guidance issued
15 by the TREASURY regarding the foregoing.
16 D. SUBRECIPIENT represents that it intends to use SLFRF to address the negative
17 public health impacts to brain-impaired adults and the elderly dealing with the challenges of aging and
18 minor signs of Alzheimer's Disease and other dementia impairments, as well as their families and
19 caregivers by supporting the OASIS program, and will provide a one-year funding source to help the
20 SUBRECIPIENT reinstate, support, and preserve OASIS program, by funding personnel salaries and
21 benefits, and the OASIS program's operational expenditures for calendar years 2022-2023, which will
22 benefit adults and families of adults dealing with the challenges of aging and minor signs of Alzheimer's
23 Disease and other dementia and brain impairments, as shown on Table 1-1 of Exhibit B, attached and
24 incorporated by this reference.
25 E. During the Term of this Agreement, SUBRECIPIENT shall carry out the Program
26 by furnishing to the COUNTY information described in Exhibit A, Program Description, which is attached
27 and incorporated by this reference.
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1 F. Compliance. SUBRECIPIENT is obligated by this Agreement, and is responsible
2 to ensure that SLFRF granted under this Agreement are spent in compliance with all ordinances of the
3 County of Fresno, and laws of the State of California, and all laws of the federal government. This
4 includes, but is not limited to, compliance with all requirements set forth in the Uniform Administrative
5 Requirements, Cost Principles, and Audit Requirements for Federal Awards, 2 CFR Part 200, the
6 TREASURY's Compliance and Reporting Guidance: State and Local Fiscal Recovery Funds
7 ("Compliance Guidance"), Department of the Treasury 31 CFR Part 35 Coronavirus State and Local
8 Fiscal Recovery Funds Interim Final Rule ("Interim Final Rule") (for expenditures before April 1, 2022)
9 and Final Rule ("Final Rule") (for expenditures on April 1, 2022, or later), and any subsequent updates,
10 including TREASURY's Frequently Asked Questions. The award terms and conditions required by the
11 TREASURY are set forth in Exhibit F, which is attached and incorporated by this reference, as provided
12 by the TREASURY. Notwithstanding anything provided in Section 8 of this Agreement, or in this
13 Subsection 1(F), SUBRECIPIENT has the sole responsibility for compliance under this Section 1(F).
14 G. Timeline. SUBRECIPIENT shall ensure that the Program is diligently undertaken
15 and completed, and all SLFRF granted under this Agreement are fully expended, no later than
16 December 31, 2026. By August 31, 2024, SUBRECIPIENT shall analyze, and shall report to COUNTY
17 in writing, whether it can complete the Program or fully expend the SLFRF granted under this
18 Agreement by December 31, 2026. If SUBRECIPIENT is not capable of completing the Program or fully
19 expending the SLFRF granted under this Agreement on the Program by December 31, 2026,
20 SUBRECIPIENT shall return any previously issued SLFRF, which have not been bindingly obligated to a
21 permissible use, to COUNTY within fifteen calendar days. Additionally, SUBRECIPIENT shall account
22 for all SLFRF which have not been bindingly obligated to a permissible use by December 31, 2024, and
23 shall remit the same unobligated SLFRF to the COUNTY within thirty calendar days.
24 H. No Litigation. SUBRECIPIENT shall not use any SLFRF provided by the
25 COUNTY in litigation, or to pay any enforcement agency, including, but not limited to, any fines or
26 penalties, or similar charges, and shall notify the COUNTY of any legal action which is filed by or against
27 SUBRECIPIENT. To the extent permitted by law, SUBRECIPIENT shall not institute any action or suit at
28 law or in equity against COUNTY, nor institute, prosecute, or any way aid in the institution or
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1 prosecution of any claim, demand, action, or cause of action for equitable relief, damage, loss, or injury
2 either to person or property, or both, whether developed or undeveloped, resulting or to result, known or
3 unknown, past, present, or future, arising out of, in any way, the terms of this Agreement.
4 I. SUBRECIPIENT agrees that if SUBRECIPIENT receives SLFRF from any other
5 local or state entity for all or any part of the Program for which SUBRECIPIENT has received SLFRF
6 from COUNTY under this Agreement, the SUBRECIPIENT shall contact COUNTY in writing within five
7 (5) business days. SUBRECIPIENT agrees that it may be required to return all or part of the SLFRF
8 received from the COUNTY if the total amount of SLFRF from all local and state entities exceeds the
9 Program's budget, and if SUBRECIPIENT does not intend to expand the Program.
10 J. None of the personnel employed in the administration of the Program shall be in
11 any way, or to any extent engaged in, the conduct of political activities prohibited by Chapter 15 of Title
12 5, U.S. Code, as applicable.
13 K. None of the SLFRF to be paid under this Agreement shall be used for any
14 partisan political activity, or to support or defeat legislation pending before Congress.
15 2. PROCUREMENT REQUIREMENTS
16 A. SUBRECIPIENT shall comply with all procurement requirements specified in the
17 Uniform Guidance, including, but not limited to, 2 CFR Part 200 et. seq.
18 B. SUBRECIPIENT shall take all necessary affirmative steps to assure that minority
19 businesses, women's business enterprises, and labor surplus area firms are used when possible, when
20 procuring goods and services under this Agreement, including the affirmative steps described in 2 CFR §
21 200.321.
22 C. As appropriate, and to the extent consistent with law, SUBRECIPIENT shall provide a
23 preference for the purchase, acquisition, or use of goods, products, or materials produced in the United
24 States (including but not limited to iron, aluminum, steel, cement, and other manufactured products).
25 3. REPORTING REQUIREMENTS
26 A. Quarterly Program Expenditure Report: SUBRECIPIENT shall submit to the
27 COUNTY's designated contact, as designated by the COUNTY's County Administrative Officer in writing
28 at the execution of this Agreement, Quarterly Program Expenditure Reports through the term of this
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1 Agreement as provided by this Section 3.A. The reports shall contain, but not be limited to, the
2 information described in Exhibits B and C, which are attached and incorporated by this reference, and
3 must include a statement, signed by the SUBRECIPIENT, indicating that all expenditures in the report
4 comply with the Interim Rule and the Final Rule, as applicable, and ARPA guidelines for the SLFRF, as
5 set forth by the TREASURY. Quarterly expenditure reports shall be submitted to COUNTY no later than
6 fifteen (15) days after the end of each quarter listed below for the term of this Agreement, beginning with
7 the first quarter ending after the Effective Date:
8 1) January 1 — March 31, due by April 15
9 2) April 1 — June 30, due by July 15
10 3) July 1 — September 30, due by October 15
11 4) October 1 — December 31, due by January 15
12 B. Annual Performance Report: Within fifteen (15) days after each June 30,
13 SUBRECIPIENT shall submit one "Annual Performance Report" to the COUNTY, covering all
14 performance by the SUBRECIPIENT under this Agreement for the fiscal year ending that June 30. The
15 report shall contain, but not limited to, the information contained in Exhibit D, which is attached and
16 incorporated by this reference.
17 C. Final Report: A Final Program Report shall be submitted to COUNTY within thirty
18 (30) days upon completion of the Program. A Final Report shall include an accounting of all costs and
19 expenses incurred by SUBRECIPIENT, and any other information as the COUNTY deems necessary to
20 facilitate closeout of the Program and ensure that the COUNTY's obligations and requirements under
21 the SLFRF Program are met. The Final Program Report is not complete until COUNTY has delivered to
22 SUBRECIPIENT written acceptance of the Final Program Report.
23 4. NONDISCRIMINATION
24 A. During any period in which SUBRECIPIENT is in receipt of SLFRF from COUNTY,
25 SUBRECIPIENT and its Board, officers, employees, agents, representatives or subcontractors shall not
26 unlawfully discriminate in violation of any Federal, State or local law, rule or regulation against any
27 employee, applicant for employment or person receiving services under this Agreement because of race,
28 religious creed, color, national origin, ancestry, physical or mental disability including perception of
1 disability, medical condition, genetic information, pregnancy related condition, marital status, gender/sex,
2 sexual orientation, gender identity, gender expression, age (over 40), political affiliation or belief, or military
3 and veteran status. SUBRECIPIENT and its officers, employees, agents, representatives or subcontractors
4 shall comply with all applicable Federal, State and local laws and regulations related to nondiscrimination
5 and equal opportunity, including, without limitation, the COUNTY's nondiscrimination policy; Title VI of the
6 Civil Rights Act of 1964 (42 US.C. sections 2000d et seq.) and TREASURY's implementing regulations at
7 31 C.F.R. Part 22, which prohibit discrimination on the basis of race, color, or national origin under
8 programs or activities receiving federal financial assistance; The Fair Housing Act, Title VIII of the Civil
9 Rights Act of 1968 (42 U.S.C. sections 3601 et seq.), which prohibits discrimination in housing on the basis
10 of race, color, religion, national origin, sex, familial status, or disability; Section 504 of the Rehabilitation Act
11 of 1973, as amended (42 U.S.C. sections 6101 et seq.), and the TREASURY's implementing regulations at
12 31 C.F.R. part 23, which prohibit discrimination on the basis of age in programs or activities receiving
13 federal financial assistance; and Title 11 of the Americans with Disabilities Act of 1990, as amended (42
14 U.S.C. sections 12101 et seq.), which prohibits discrimination on the basis of disability under programs,
15 activities, and services provided or made available by state and local governments or instrumentalities or
16 agencies thereto; The Fair Employment and Housing Act (Government Code sections 12900 et seq.);
17 California Labor Code sections 1101, and 1102; the Federal Civil Rights Act of 1964 (P.L. 88-352), as
18 amended; and all applicable regulations promulgated in the California Code of Regulations or the Code of
19 Federal Regulations.
20 B. SUBRECIPIENT shall include the non-discrimination and compliance provisions of
21 this Section 4 in all subcontracts to perform work under this Agreement.
22 C. SUBRECIPIENT shall provide a system by which recipients of service shall have the
23 opportunity to express, and have considered, their views, grievances, and complaints regarding
24 SUBRECIPIENT's delivery of services.
25 5. CONFLICTS OF INTEREST; ETHICS
26 A. SUBRECIPIENT understands and agrees that it must maintain a conflict-of-interest
27 policy consistent with 2 CFR § 200.318(c), and that such conflict-of-interest policy is applicable to each
28 activity funded under this award. SUBRECIPIENT must disclose in writing to the TREASURY and to
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1 COUNTY any potential conflict of interest affecting the awarded SLFRF in accordance with 2 CFR§
2 200.12. Further, no officer, agent, consultant, or employee of SUBRECIPIENT may seek or accept any
3 gifts, service, favor, employment, engagement, remuneration, or economic opportunity which would tend to
4 improperly influence a reasonable person in that position to depart from the faithful and impartial discharge
5 of the duties of that position.
6 B. No officer, agent, consultant, or employee of SUBRECIPIENT may use his or her
7 position to secure or grant any unwarranted privilege, preference, exemption, or advantage for himself or
8 herself, any member of his or her household, any business entity in which he or she has a financial interest,
9 or any other person.
10 C. No officer, agent, consultant, or employee of SUBRECIPIENT may participate as an
11 agent of SUBRECIPIENT in the negotiation or execution of any contract between SUBRECIPIENT and any
12 private business in which he or she has a financial interest.
13 D. No officer, agent, consultant, or employee of SUBRECIPIENT may suppress any
14 report or other document because it might tend to affect unfavorably his or her private financial interests.
15 E. No officer, agent, consultant, employee, or elected or appointed official of the
16 COUNTY, or SUBRECIPIENT, shall have any interest, direct or indirect, financial, or otherwise, in any
17 contract, subcontract, or agreement with respect thereto, or the proceeds thereof, either for himself or
18 herself, or for those whom he or she has family or business ties, during his or her tenure, or for one year
19 thereafter, for any of the work to be performed pursuant to the Program.
20 6. REQUIRED LICENSES, CERTIFICATES, AND PERMITS
21 A. Any licenses, certificates or permits required by the federal, state, county, or municipal
22 governments for SUBRECIPIENT to provide the services and operate the Program described in Exhibit A
23 must be procured by SUBRECIPIENT, and be valid at the time SUBRECIPIENT enters into this
24 Agreement.
25 B. SUBRECIPIENT must maintain such licenses, certificates and permits in full force and
26 effect. Licenses, certificates and permits may include, but are not limited to, driver's licenses, professional
27 licenses or certificates, and business licenses. Such licenses, certificates, and permits will be procured and
28 maintained by SUBRECIPIENT at no expense to the COUNTY.
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1 C. SUBRECIPEINT must show proof of established "indirect cost rates," as defined by
2 the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, (5
3 U.S.C. 301; 2 CFR 200)with either the Federal Government, or a final negotiated "indirect cost rate" with
4 COUNTY that complies with the Uniform Guidelines within 3 months of receipt of SLFRF.
5 7. OFFICE SPACE, SUPPLIES, EQUIPMENT, AND OPERATING OVERHEAD
6 A. SUBRECIPIENT shall provide all office space, supplies, equipment, vehicles, reference
7 materials, and telephone service necessary for SUBRECIPIENT to provide the services and operate the
8 Program identified in Exhibit A to this Agreement. COUNTY is not obligated to reimburse or pay
9 SUBRECIPIENT for any expense or cost incurred by SUBRECIPIENT in procuring or maintaining such
10 items. Responsibility for the costs and expenses incurred by SUBRECIPIENT in providing and maintaining
11 such items is the sole responsibility and obligation of SUBRECIPIENT, and if funded by SLFRF, shall
12 comply with the Uniform Cost Administrative Principles, and Audit Requirements for Federal Awards.
13 8. SUBRECIPIENT'S ACKNOWLEDGEMENT OF COUNTY'S REPORTING TO TREASURY
14 A. SUBRECIPIENT acknowledges that COUNTY is obligated to comply with
15 TREASURY's Compliance and Reporting Guidance, which includes submitting mandatory periodic
16 reports to TREASURY.
17 B. SUBRECIPIENT acknowledges that COUNTY is accountable to the TREASURY for
18 SUBRECIPIENT oversight, including ensuring SUBRECIPIENT's compliance with the SLFRF program,
19 SLFRF Award Terms and Conditions, Treasury's Interim Final Rule or Final Rule, as applicable, and
20 reporting requirements, as applicable.
21 C. Notwithstanding anything to the contrary in this Section 8, (i) SUBRECIPIENT's
22 compliance with ARPA and this Agreement are a pre-condition to COUNTY's obligations under
23 Subsections A and B of this Section 8, (ii) nothing in Subsections A or B of this Section 8 relieve
24 SUBRECIPIENT of its obligations under ARPA and this Agreement, and (iii) Subsections A and B of this
25 Section 8 are for the purpose of informing SUBRECIPIENT that COUNTY has certain obligations to
26 TREASURY, the performance of which depend on SUBRECIPIENT's compliance with ARPA and this
27 Agreement, and in no way create any enforceable obligation by SUBRECIPIENT against COUNTY.
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1 9. PENALTIES
2 SUBRECIPIENT acknowledges that under ARPA, failure to comply with the restrictions on use as
3 described herein, may result in the TREASURY's recoupment of SLFRF from the COUNTY, and that in
4 such an event, COUNTY would recoup the SLFRF from SUBRECIPIENT.
5 SUBRECIPIENT also acknowledges that if SUBRECIPIENT fails to comply with the U.S.
6 Constitution, Federal statutes, regulations or the terms and conditions of this Federal award, the COUNTY
7 may impose additional conditions, as described in 2 CFR § 200.208. If the COUNTY determines that
8 noncompliance cannot be remedied by imposing additional conditions, the COUNTY may take one or more
9 of the following actions, as appropriate in the circumstances:
10 A. Demand repayment of SLFRF issued to SUBRECIPIENT. SUBRECIPIENT shall
11 refund SLFRF upon demand by COUNTY.
12 B. Temporarily withhold cash payments pending correction of the deficiency by
13 SUBRECIPIENT, or more severe enforcement action by the COUNTY;
14 C. Disallow (that is, deny both use of funds and any applicable matching credit for) all
15 or part of the cost of the activity or action not in compliance;
16 D. Wholly or partly suspend or terminate the SLFRF;
17 E. Recommend the TREASURY initiate suspension or debarment proceedings;
18 F. Withhold further SLFRF for the Program; and
19 G. Take other remedies that may be legally available.
20 10. FINANCIAL MANAGEMENT
21 A. All of the SLFRF received by SUBRECIPIENT shall be maintained by
22 SUBRECIPIENT in a separate account (the "SLFRF Account"), which shall be distinct from any and all
23 other accounts or funds of the SUBRECIPIENT, and any interest, income, or increase in such SLFRF as
24 a result of any investment thereof shall be maintained in such SLFRF Account for the sole authorized
25 use under this Agreement, provided that, in the event SUBRECIPIENT has more than one authorized
26 use of such SLFRF under this Agreement, SUBRECIPIENT may have such number of such separate
27 accounts that correspond to each such authorized use provided further that such separate accounts are
28 subject to this Section 10(A), and are segregated and identified by a unique identifier. In no event shall
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1 any such SLFRF be placed in any investment that may be withdrawn only upon payment of penalty, fee,
2 or charge.
3 B. SUBRECIPIENT must provide to COUNTY evidence of SUBRECIPIENT's
4 financial accountability. SUBRECIPIENT shall comply with all applicable Uniform Guidance
5 requirements. SUBRECIPIENT shall consult with COUNTY if SUBRECIPIENT is not certain which
6 Uniform Guidance requirements apply or how they apply.
7 C. Pursuant to 2 CFR 200.303, the SUBRECIPIENT shall develop and implement
8 written internal controls that are effective to ensure that funding decisions under the SLFRF constitute
9 Eligible Uses of SLFRF, and shall document all funding decisions. Upon request by COUNTY, the
10 SUBRECIPIENT shall provide the written internal controls and documentation of funding decisions to
11 the COUNTY.
12 D. SUBRECIPIENT shall submit to the COUNTY a copy of SUBRECIPIENT's most
13 recent single audit under 2 CFR Part 200, or a certification that SUBRECIPIENT expended less than
14 $750,000 of Federal funds during that reporting period. If SUBRECIPIENT submits a letter stating it
15 expended less than $750,000 in Federal funds, SUBRECIPIENT shall provide a recent financial
16 statement certified by an appropriate officer or employee of the SUBRECIPIENT. Financial
17 accountability submissions shall be provided to County of Fresno, County Administrative Office at 2281
18 Tulare, Room 304, Fresno, CA 93721, or electronically to e-mail address
19 fresnocao(o)fresnocountyca.gov.
20 E. SUBRECIPIENT certifies that neither it, nor its principals, are presently debarred,
21 suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this
22 transaction by any federal department or agency. This certification is made pursuant to the regulations
23 implemented by 2 CFR Part 200, Subpart 200.214, Debarment and Suspension, and any relevant
24 program-specific regulations. This provision shall be required of every subcontractor receiving any
25 payment in whole or in part from Federal funds.
26 F. SUBRECIPIENT shall record all costs of the Program by budget line items, which
27 shall be supported by adequate source documentation, including payroll ledgers, time records, invoices,
28 contracts, vouchers, orders, and other accounting documents evidencing in proper detail the nature and
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1 propriety of all costs. At any time during normal business hours, SUBRECIPIENT's financial transactions
2 with respect to the Program may be audited by the COUNTY or independent auditors contracted by the
3 COUNTY, or any combination thereof. The representatives of the auditing agency or agencies shall
4 have access to all books, documents, accounts, records, reports, files, papers, things, property,
5 contractors of program services, and other persons pertaining to such financial transactions and
6 necessary to facilitate the audit.
7 G. Copies, excerpts, or transcripts of all of the books, documents, papers, and
8 records, including invoices, payroll registers, time records, contracts, and accounting documents
9 concerning matters that are reasonably related to the Program shall be provided upon request to the
10 COUNTY.
11 H. Expenditures eligible for reimbursement from the SLFRF are described in Exhibit
12 B, which is attached and incorporated by this reference. SUBRECIPIENT shall not make any changes in
13 the line-item expenditures in Exhibit B without prior written approval of the COUNTY.
14 I. No cash reimbursement for purchases of any kind is allowable.
15 11. TERM
16 The term of this Agreement shall comply with ARPA Guidelines, and shall commence on the
17 Effective Date until COUNTY has delivered to SUBRECIPIENT written acceptance of the Final Program
18 Report under section 3(C) of this Agreement, unless sooner terminated as provided herein.
19 Notwithstanding timelines provided in this Agreement, SUBRECIPIENT may only use ARPA SLFRF to
20 cover costs incurred during the time period set forth by the TREASURY. The COUNTY's written
21 acceptance of the Final Program Report under Section 3(C) of this Agreement shall include the COUNTY's
22 written notification to the SUBRECIPIENT, on behalf of COUNTY, that the Agreement term has ended. The
23 County Administrative Officer or his or her designee is authorized to execute this written acceptance of the
24 Final Program Report and notification of term end to SUBRECIPIENT.
25 12. TERMINATION
26 A. Non-Allocation of Funds: The terms of this Agreement, and the services to be
27 provided hereunder, are contingent on the approval of funds by the appropriating government agency.
28 Should sufficient funds not be allocated, the services provided may be modified, or this Agreement
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1 terminated by COUNTY, at any time without penalty to COUNTY by giving the SUBRECIPIENT thirty (30)
2 days advance written notice.
3 B. Breach of Contract: The COUNTY may immediately suspend or terminate this
4 Agreement in whole or in part, where in the determination of the COUNTY there is:
5 1) An illegal or improper use of funds;
6 2) A failure to comply with any term of this Agreement;
7 3) A substantially incorrect or incomplete report submitted to the COUNTY;
8 4) Improperly performed service.
9 In no event shall any payment by the COUNTY constitute a waiver by the COUNTY of any breach
10 of this Agreement or any default which may then exist on the part of the SUBRECIPIENT. Neither shall
11 such payment impair or prejudice any remedy available to the COUNTY with respect to the breach or
12 default. The COUNTY shall have the right to demand of the SUBRECIPIENT the repayment to the
13 COUNTY of any SLFRF disbursed to the SUBRECIPIENT under this Agreement, which in the judgment of
14 the COUNTY were not expended in accordance with the terms of this Agreement. The SUBRECIPIENT
15 shall promptly refund any such SLFRF upon demand.
16 C. Without Cause: Under circumstances other than those set forth above, this
17 Agreement may be terminated by COUNTY by giving thirty (30) days advance written notice of an intention
18 to terminate to SUBRECIPIENT.
19 13. GRANT FUNDING/COMPENSATION
20 A. The parties understand that funding for this Agreement is SLFRF provided pursuant to
21 ARPA, codified at Title 31 CFR Part 35, and any amendments thereafter. COUNTY agrees to grant
22 SUBRECIPIENT, and SUBRECIPIENT agrees to receive such grants, up to the total SLFRF grant, in an
23 amount not to exceed four hundred fifty-one thousand seventy-one dollars ($451,071).
24 It is expressly agreed and understood that the total amount of SLFRF to be granted by COUNTY to
25 SUBRECIPIENT for the Program shall not exceed four hundred fifty-one thousand seventy-one dollars
26 ($451,071), which will provide funding assistance to address the negative public health impacts of the
27 pandemic on brain-impaired adults and the elderly dealing with the challenges of aging and minor signs of
28 Alzheimer's Disease and other dementia impairments, as well as their families and caregivers, by enabling
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1 the SUBRECIPIENT to reinstate, support, and preserve the OASIS program to welcome back patients,
2 and increase its patient participation number to the maximum capacity allowed by Community Care
3 Licensing, by funding personnel salaries and benefits, and the OASIS program's operational expenditures
4 for calendar years 2022-2023. SUBRECIPIENT shall track the number of program participants per day,
5 track hours of service per week, number of benefiting families, and any major achievements in its quarterly
6 and annual reporting to the COUNTY through the course of the Program term. SUBRECIPIENT shall
7 submit reimbursement requests for the payment of eligible expenses in support of the Program.
8 Reimbursement requests for the COUNTY to make a such payment shall be in accordance with the
9 sample Reimbursement Request Form, attached as Exhibit B, and incorporated by this reference.
10 Reimbursement requests shall detail purchase orders, receipts, expenditures, detailing items purchased,
11 and expenses incurred in support of the Program for items listed in Table 1-1 of Exhibit B of this
12 Agreement. After appropriate review and inspection of the reimbursement requests, the COUNTY shall
13 make the payments to SUBRECIPIENT in a timely manner. After the first reimbursement request,
14 SUBRECIPIENT may make additional subsequent reimbursement requests to the COUNTY on a quarterly
15 basis (every 90 days)from the Effective Date of this Agreement for eligible expenditures to be funded with
16 the remaining balance of the Program's budget, in accordance with this Agreement.
17 SUBRECIPIENT must work to minimize the time between the request from the COUNTY and the
18 disbursement of funds to meet the Program needs. SUBRECIPIENT is responsible for monitoring the
19 Program's cash flow needs and submitting reimbursement requests to COUNTY in a timely manner to
20 assure adequate coverage of Program needs. It is understood that all expenses incidental to
21 SUBRECIPIENT's performance of services in carrying out its Program under this Agreement shall be
22 borne by SUBRECIPIENT. SUBRECIPIENT shall submit documentation to the County of Fresno, County
23 Administrative Office located at 2281 Tulare, Room 304, Fresno, CA 93721, or electronically, to e-mail
24 address .resnocao@fresnocountyca.gov. Payment by COUNTY shall be in arrears for services provided
25 during the preceding period of time, within forty-five (45) days from date of receipt, verification and
26 approval of SUBRECIPIENT's invoice and supporting documentation by COUNTY. If SUBRECIPIENT
27 fails to comply with any provision of this Agreement, COUNTY shall be relieved of its obligations for further
28 compensation.
15
1 B. To ensure compliance with Federal and State regulations, COUNTY may require
2 additional supporting documentation or clarification of claimed expenses as follows:
3 i. COUNTY staff shall notify SUBRECIPIENT to obtain necessary additional
4 documentation or clarification.
5 ii. SUBRECIPIENT shall respond within five (5) business days with required
6 additional documentation or clarification to avoid disallowances/partial payment of invoice.
7 iii. All invoices containing expenses that need additional documentation or
8 clarification not provided to COUNTY within five (5) business days of request shall have those expenses
9 disallowed, and only the allowed expenses shall be paid.
10 iv. SUBRECIPIENT may resubmit disallowed expenses as a supplemental invoice
11 only, and must be accompanied by required documentation.
12 C. All expenses incidental to SUBRECIPIENT'S performance of services in carrying out
13 its Program under this Agreement shall be borne by SUBRECIPIENT. Except as expressly provided in this
14 Agreement, SUBRECIPIENT shall not be entitled to, nor receive from COUNTY, any additional
15 consideration, compensation, salary, wages, or other type of remuneration for services rendered under
16 this Agreement. COUNTY shall not withhold any Federal or State income taxes or Social Security tax from
17 any payments made by COUNTY to SUBRECIPIENT under the terms and conditions of this Agreement.
18 Payment of all taxes and assessments on such sums is the sole responsibility of SUBRECIPIENT. County
19 has no responsibility or liability for payment of SUBRECIPIENT's taxes or assessments.
20 14. INDEPENDENT CONTRACTOR
21 In performance of the work, duties and obligations assumed by SUBRECIPIENT under this
22 Agreement, it is mutually understood and agreed that SUBRECIPIENT, including any and all of the
23 SUBRECIPIENT'S officers, agents, and employees will at all times be acting and performing as an
24 independent contractor, and shall act in an independent capacity and not as an officer, agent, servant,
25 employee,joint venturer, partner, or associate of the COUNTY. Furthermore, COUNTY shall have no right
26 to control or supervise or direct the manner or method by which SUBRECIPIENT shall perform its work and
27 function. However, COUNTY shall retain the right to administer this Agreement so as to verify that
28 SUBRECIPIENT is performing its obligations in accordance with the terms and conditions thereof.
16
1 SUBRECIPIENT and COUNTY shall comply with all applicable provisions of law and the rules and
2 regulations, if any, of governmental authorities having jurisdiction over all matters subject thereto.
3 Because of its status as an independent contractor, SUBRECIPIENT shall have absolutely no right
4 to employment rights and benefits available to COUNTY employees. SUBRECIPIENT shall be solely liable
5 and responsible for providing to, or on behalf of, its employees all legally-required employee benefits. In
6 addition, SUBRECIPIENT shall be solely responsible and save COUNTY harmless from all matters relating
7 to payment of SUBRECIPIENT'S employees, including compliance with Social Security withholding and all
8 other regulations governing such matters. It is acknowledged that during the term of this Agreement,
9 SUBRECIPIENT may be providing services to others unrelated to the COUNTY or to this Agreement.
10 15. MODIFICATION
11 Any matters of this Agreement may be modified from time to time by the written consent of all the
12 parties without, in any way, affecting the remainder.
13 16. NON-ASSIGNMENT
14 Neither party shall assign, transfer, or sub-contract this Agreement, nor their rights or duties under
15 this Agreement without the prior written consent of the other party.
16 17. HOLD HARMLESS SUBRECIPIENT agrees to indemnify, save, hold harmless, and at
17 COUNTY'S request, defend the COUNTY, its officers, agents, and employees from any and all costs
18 and expenses (including attorney's fees and costs), penalties, fines, damages, liabilities, claims, and
19 losses occurring or resulting to COUNTY in connection with the performance, or failure to perform, by
20 SUBRECIPIENT, its officers, agents, or employees under this Agreement, and from any and all costs
21 and expenses (including attorney's fees and costs), penalties, fines, damages, liabilities, claims, and
22 losses occurring or resulting to any person, firm, or corporation who may be injured or damaged by the
23 performance, or failure to perform, of SUBRECIPIENT, its officers, agents, or employees under this
24 Agreement. SUBRECIPIENT shall indemnify COUNTY against any and all actions of recoupment by the
25 TREASURY arising from this Agreement. Such indemnification shall not be limited to the term of this
26 Agreement.
27 The provisions of this Section 17 shall survive the termination or expiration of this Agreement.
28
17
1 18. INSURANCE
2 Without limiting the COUNTY's right to obtain indemnification from SUBRECIPIENT or any third
3 parties, SUBRECIPIENT, at its sole expense, shall maintain in full force and effect, the following
4 insurance policies or a program of self-insurance, including but not limited to, an insurance pooling
5 arrangement or Joint Powers Agreement (JPA) throughout the term of the Agreement:
6 A. Commercial General Liability
7 Commercial General Liability Insurance with limits of not less than Two Million Dollars
8 ($2,000,000.00) per occurrence and an annual aggregate of Four Million Dollars ($4,000,000.00). This
9 policy shall be issued on a per occurrence basis. COUNTY may require specific coverages including
10 completed operations, products liability, contractual liability, Explosion-Collapse-Underground, fire legal
11 liability or any other liability insurance deemed necessary because of the nature of this contract.
12 B. Automobile Liability
13 Comprehensive Automobile Liability Insurance with limits of not less than One Million Dollars
14 ($1,000,000.00) per accident for bodily injury and for property damages. Coverage should include any auto
15 used in connection with this Agreement.
16 C. Professional Liability
17 If SUBRECIPIENT employs licensed professional staff, (e.g., Ph.D., R.N., L.C.S.W., M.F.C.C.) in
18 providing services, Professional Liability Insurance with limits of not less than One Million Dollars
19 ($1,000,000.00) per occurrence, Three Million Dollars ($3,000,000.00) annual aggregate.
20 SUBRECIPIENT agrees that it shall maintain, at its sole expense, in full force and effect for a period of
21 three (3) years following the termination of this Agreement, one or more policies of professional liability
22 insurance with limits of coverage as specified herein.
23 D. Worker's Compensation
24 A policy of Worker's Compensation insurance as may be required by the Labor Code.
25 Additional Requirements Relating to Insurance
26 SUBRECIPIENT shall obtain endorsements to the Commercial General Liability insurance naming
27 the County of Fresno, its officers, agents, and employees, individually and collectively, as additional
28 insured, but only insofar as the operations under this Agreement are concerned. Such coverage for
18
1 additional insured shall apply as primary insurance and any other insurance, or self-insurance, maintained
2 by COUNTY, its officers, agents and employees shall be excess only and not contributing with insurance
3 provided under SUBRECIPIENT's policies herein. This insurance shall not be cancelled or changed without
4 a minimum of thirty (30) days advance written notice given to COUNTY.
5 SUBRECIPIENT hereby waives its right to recover from COUNTY, its officers, agents, and
6 employees any amounts paid by the policy of worker's compensation insurance required by this
7 Agreement. SUBRECIPIENT is solely responsible to obtain any endorsement to such policy that may be
8 necessary to accomplish such waiver of subrogation, but SUBRECIPIENT's waiver of subrogation under
9 this paragraph is effective whether or not SUBRECIPIENT obtains such an endorsement.
10 Within Thirty (30) days from the date SUBRECIPIENT signs and executes this Agreement,
11 SUBRECIPIENT shall provide certificates of insurance and endorsement as stated above for all of the
12 foregoing policies, as required herein, to the County of Fresno, County Administrative Office, Attention:
13 ARPA—SLFRF Coordinator, 2281 Tulare Street, Room 304, Fresno, CA 93721, stating that such
14 insurance coverages have been obtained and are in full force; that the County of Fresno, its officers, agents
15 and employees will not be responsible for any premiums on the policies; that for such worker's
16 compensation insurance the SUBRECIPIENT has waived its right to recover from the COUNTY, its officers,
17 agents, and employees any amounts paid under the insurance policy and that waiver does not invalidate
18 the insurance policy; that such Commercial General Liability insurance names the County of Fresno, its
19 officers, agents and employees, individually and collectively, as additional insured, but only insofar as the
20 operations under this Agreement are concerned; that such coverage for additional insured shall apply as
21 primary insurance and any other insurance, or self-insurance, maintained by COUNTY, its officers, agents
22 and employees, shall be excess only and not contributing with insurance provided under SUBRECIPIENT's
23 policies herein; and that this insurance shall not be cancelled or changed without a minimum of thirty (30)
24 days advance, written notice given to COUNTY.
25 In the event SUBRECIPIENT fails to keep in effect at all times insurance coverage as herein
26 provided, the COUNTY may, in addition to other remedies it may have, suspend or terminate this
27 Agreement upon the occurrence of such event.
28 All policies shall be issued by admitted insurers licensed to do business in the State of California,
19
1 and such insurance shall be purchased from companies possessing a current A.M. Best, Inc. rating of A
2 FSC VI or better.
3 19. RECORDKEEPING AND CONFIDENTIALITY
4 A. Pursuant to the Compliance Guidance published by TREASURY, the SUBRECIPIENT
5 must maintain records and financial documents for five (5) years after all SLFRF have been expended or
6 returned to TREASURY. SUBRECIPIENT acknowledges that the Compliance Guidance published by
7 TREASURY may change, and understands that any changes must be complied with. SUBRECIPIENT is
8 responsible to comply with any changes made to the Compliance Guidance, and COUNTY has no
9 responsibility to notify the SUBRECIPIENT of any changes to the Compliance Guidance by TREASURY.
10 B. SUBRECIPIENT shall maintain reasonable security measures to protect records
11 containing personal information from unauthorized access, acquisition, destruction, use, modification, or
12 disclosure pursuant to the California Consumer Privacy Act (CCPA) to ensure against a breach of
13 security of personal information of clients, staff, or other individuals. SUBRECIPIENT shall have
14 established written policies and procedures that align with CCPA, and shall follow such procedures.
15 Upon request, SUBRECIPIENT shall make available to COUNTY staff such written policies and
16 procedures, and shall be monitored for compliance.
17 20. AUDITS AND INSPECTIONS:
18 A. SUBRECIPIENT shall, at anytime during business hours, and as often as the
19 COUNTY may deem necessary, make available to the COUNTY for examination all of its records and data
20 with respect to the matters covered by this Agreement. The SUBRECIPIENT shall, upon request by the
21 COUNTY, permit the COUNTY to audit and inspect all of such records and data necessary to ensure
22 SUBRECIPIENT'S compliance with the terms of this Agreement. SUBRECIPIENT shall allow duly
23 authorized representatives of the COUNTY or independent auditors contracted by the COUNTY, or any
24 combination thereof, to conduct such reviews, audits, and on-site monitoring of the Program as the
25 reviewing entity deems to be appropriate in order to determine:
26 1) Whether the objectives of the Program are being achieved;
27 2) Where the Program is being operated in an efficient and effective
28 manner;
20
1 3) Whether management control systems and internal procedures have
2 been established to meet the objectives of the Program;
3 4) Whether the financial operations of the Program are being conducted
4 properly;
5 5) Whether the periodic reports to the COUNTY contain accurate and
6 reliable information;
7 6) Whether all of the activities of the Program are conducted in compliance
8 with the provisions of state and federal laws and regulations and this
9 Agreement; and
10 7) Whether all activities associated with the Program are in compliance with
11 the Interim Final Rule and Final Rule for the SLFRF, the Compliance
12 Guidance, and any subsequent guidance issued by TREASURY.
13 B. SUBRECIPIENT shall maintain all books, documents, and other materials relevant to
14 its performance under this Agreement. These records shall be subject to the inspection, review, and audit
15 by the COUNTY or its designees, and the TREASURY, for five (5)years following termination of this
16 Agreement. If it is determined during the course of the audit that the SUBRECIPIENT was reimbursed for
17 unallowable costs under this Agreement, the ARPA Guidelines, or the Final Rule, SUBRECIPIENT agrees
18 to promptly reimburse the COUNTY for such payments upon request.
19 C. SUBRECIPIENT agrees and acknowledges that if SUBRECIPIENT expends more
20 than $750,000 in Federal awards during a fiscal year, SUBRECIPIENT shall be subject to an audit under
21 the Single Audit Act and its implementing regulation at 2 CFR Part 200, Subpart F, regarding audit
22 requirements.
23 21. NOTICES The persons and their addresses having authority to give and receive notices
24 under this Agreement include the following:
25 COUNTY SUBRECIPIENT
26 COUNTY OF FRESNO Valley Caregiver Resource Center
ARPA-SLFRF Coordinator 5363 N. Fresno Street
27 2281 Tulare Street, Room 304 Fresno, CA 93710
Fresno, CA 93721 Attn: Michelle Eaves,
28 Account& Budget Manager
21
1 All notices between the COUNTY and SUBRECIPIENT provided for or permitted under this
2 Agreement must be in writing and delivered either by personal service, by first-class United States mail, by
3 an overnight commercial courier service, or by telephonic facsimile transmission. A notice delivered by
4 personal service is effective upon service to the recipient. A notice delivered by first-class United States
5 mail is effective three COUNTY business days after deposit in the United States mail, postage prepaid,
6 addressed to the recipient. A notice delivered by an overnight commercial courier service is effective one
7 COUNTY business day after deposit with the overnight commercial courier service, delivery fees prepaid,
8 with delivery instructions given for next day delivery, addressed to the recipient. A notice delivered by
9 telephonic facsimile is effective when transmission to the recipient is completed (but, if such transmission is
10 completed outside of COUNTY business hours, then such delivery shall be deemed to be effective at the
11 next beginning of a COUNTY business day), provided that the sender maintains a machine record of the
12 completed transmission. For all claims arising out of or related to this Agreement, nothing in this section
13 establishes, waives, or modifies any claims presentation requirements or procedures provided by law,
14 including but not limited to the Government Claims Act(Division 3.6 of Title 1 of the Government Code,
15 beginning with section 810).
16 22. GOVERNING LAW
17 Venue for any action arising out of or related to this Agreement shall only be in Fresno County,
18 California.
19 The rights and obligations of the parties and all interpretation and performance of this Agreement
20 shall be governed in all respects by the laws of the State of California.
21 23. ADVICE OF ATTORNEY
22 Each party warrants and represents that in executing this Agreement, it has received
23 independent legal advice from its attorneys, or the opportunity to seek such advice.
24 24. DISCLOSURE OF SELF-DEALING TRANSACTIONS
25 This provision is only applicable if the SUBRECIPIENT is operating as a corporation (a for-profit
26 or non-profit corporation) or if during the term of the agreement, the SUBRECIPIENT changes its status
27 to operate as a corporation.
28 Members of the SUBRECIPIENT's Board of Directors shall disclose any self-dealing transactions
22
1 that they are a party to while SUBRECIPIENT is providing goods or performing services under this
2 agreement. A self-dealing transaction shall mean a transaction to which the SUBRECIPIENT is a party
3 and in which one or more of its directors has a material financial interest. Members of the Board of
4 Directors shall disclose any self-dealing transactions that they are a party to by completing and signing a
5 Self-Dealing Transaction Disclosure Form, attached hereto as Exhibit E and incorporated herein by
6 reference, and submitting it to the COUNTY prior to commencing with the self-dealing transaction or
7 immediately thereafter.
8 25. ELECTRONIC SIGNATURES
9 The parties agree that this Agreement may be executed by electronic signature as provided in
10 this section. An "electronic signature" means any symbol or process intended by an individual signing
11 this Agreement to represent their signature, including but not limited to (1) a digital signature; (2) a faxed
12 version of an original handwritten signature; or (3) an electronically scanned and transmitted (for
13 example by PDF document) of a handwritten signature. Each electronic signature affixed or attached to
14 this Agreement (1) is deemed equivalent to a valid original handwritten signature of the person signing
15 this Agreement for all purposes, including but not limited to evidentiary proof in any administrative or
16 judicial proceeding, and (2) has the same force and effect as the valid original handwritten signature of
17 that person. The provisions of this section satisfy the requirements of Civil Code section 1633.5,
18 subdivision (b), in the Uniform Electronic Transaction Act (Civil Code, Division 3, Part 2, Title 2.5,
19 beginning with section 1633.1). Each party using a digital signature represents that it has undertaken
20 and satisfied the requirements of Government Code section 16.5, subdivision (a), paragraphs (1)
21 through (5), and agrees that each other party may rely upon that representation. This Agreement is not
22 conditioned upon the parties conducting the transactions under it by electronic means and either party
23 may sign this Agreement with an original handwritten signature.
24 26. ENTIRE AGREEMENT:
25 This Agreement constitutes the entire agreement between the SUBRECIPIENT and COUNTY
26 with respect to the subject matter hereof, and supersedes all previous Agreement negotiations,
27 proposals, commitments, writings, advertisements, publications, and understanding of any nature
28 whatsoever unless expressly included in this Agreement. Notwithstanding this provision, any additional
23
1 requirements and/or guidelines set forth by the TREASURY regarding the uses and reporting
2 requirements for ARPA SLFRF after the execution of this Agreement shall be understood to be
3 integrated into this Agreement, and binding on the parties.
4 //
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1 IN WITNESS WHEREOF,the parties hereto have executed this Agreement as of the day and year
2 first hereinabove written.
3 SUB ECIPIENT COIr OF FRESNO
4 �!I-. ull
5 chelle DiBud o,gxecutive Officer Brian Pacheco, Chairman of the Board of
alley Caregiver Resource Center Supervisors of the County of Fresno
6
7
ATTEST:
8 Mailing Address: Bernice E. Seidel
Valley Caregiver Resource Center Clerk of the Board of Supervisors
9 5363 N. Fresno Street County of Fresno, State of California
10 Fresno, CA 93710
11
12
By:
13 Deputy
14 FOR ACCOUNTING USE ONLY:
Fund: 0026
15
Subclass: 91021
16
ORG: 1033
17
Account: 7845
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1 Exhibit A
2 Program Description
3 For over 16 years, SUBRECIPIENT represents that its OASIS program has served hundreds of
4 patients, primarily adults over the age of 62, living on a set income or are low-income earners dealing with
5 the challenges of aging and minor signs of Alzheimer's Disease or other dementia or brain impairments in
6 Fresno County. The OASIS program provides professional supervised daycare, daily social interaction
7 activities with others, and a support group for families and their loved ones to find a sense of purpose to life
8 while dealing with the challenges of aging. The SUBRECIPIENT represents that its OASIS program
9 annually serves between 55 to 60 senior patients that come from various areas in Fresno County and
10 greater Central Valley, including areas that are considered disadvantaged communities that have been
11 negatively impacted by the pandemic. The SUBRECIPIENT represents that its OASIS program has been
12 negatively impacted by the pandemic due to required closures to comply with the emergency public
13 health orders to contain the spread of COVID-19 among its senior patients, a high-risk population for
14 COVID-19 hospitalizations and death.
15 SLFRF provided under this Agreement will address the negative public health impacts of the
16 pandemic on brain-impaired adults and the elderly dealing with the challenges of aging and minor signs of
17 Alzheimer's Disease, other dementia, and brain impairments, as well as their families and caregivers. It
18 will provide a one-year funding source to help the SUBRECIPIENT reinstate, support, and preserve the
19 OASIS program to welcome back patients and increase its patient participation number to the maximum
20 capacity allowed by Community Care Licensing, by funding personnel salaries and benefits and the
21 OASIS program's operational expenditures for calendar years 2022-2023, which will benefit brain-
22 impaired adults and the elderly dealing with the challenges of aging and minor signs of Alzheimer's
23 Disease, as well as their families and caregivers, who were negatively impacted by the COVID-19
24 pandemic.
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1 Exhibit B
2 Subrecipient Expenditure Plan
3 SUBRECIPIENT shall provide to COUNTY reimbursement requests for payments for eligible
4 expenses to complete the Program. It is expressly agreed and understood that the total amount of
5 SLFRF to be granted by COUNTY to SUBRECIPIENT for the Program shall not exceed four hundred
6 fifty-one thousand seventy-one dollars ($451,071), which will provide funding assistance to address the
7 negative public health impacts of the pandemic on the OASIS program, help the SUBRECIPIENT
8 reinstate, support, and preserve OASIS program to welcome back patients, and increase its patient
9 participation number to the maximum capacity allowed by Community Care Licensing, by funding
10 personnel salaries and benefits, as well as the OASIS program's operational expenditures for calendar
11 years 2022-2023. Reimbursement requests to the COUNTY shall be on a quarterly basis (every 90
12 days) from the Effective Date of this Agreement. Reimbursement requests from SUBRECIPIENT to the
13 COUNTY shall also be accompanied by a written certification from the SUBRECIPIENT that the request
14 for payment is consistent with the amount of work and services completed, or materials purchased with
15 the amount of funding being requested from the COUNTY. Reimbursement requests shall detail
16 purchases, orders, receipts detailing expenses incurred in support of the Program for items listed in
17 Table 1-1 of Exhibit B of this Agreement.
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1 Exhibit B (continued)
2
3 Table 1-1, Expenditure Plan
4
5 4030 - ARPA Grant 451,071
6 TOTAL REVENUE 451,071
7 5001
8 6010 • Staff Salaries& Wages 251,680
6060 • Payroll Taxes 20,683
9 6075 • Workers Comp 1,894
10 6080 . 1lealth Insurance 22,535
6085 • Retirement 2,059
11 6110 • Stafl Milcagc 900
6215 • Furniture& Equip<S1000 0
12 6410 • Day Care Snacks 3,500
6420 • Meals 7,000
13 6510 - Program Supplies 6,500
14 6710 • Office Rent 32,535
6730 • Utilities 3,000
15 6740 • Facility Rcpair& Maint 3,000
6745 • Alarm;Security 150
16 6755 • Office Supplies 3,000
17 6760 • Postage 1,200
6765 • Printing 1,800
18 6770 • Telephone& Internet 1,800
6780 • Copy Machine 2,100
19 6930 • Licenses.Dues 5,000
20 6950 • Advert i singiOutreach Expenses 39,729
6980 - Indirect Costs 41,006
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Total Expenses 451,071
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1
Exhibit B (continued)
2 Reimbursement Request Form
3
Date:
4
5 County of Fresno
ARPA- SLFRF Coordinator
6 2281 Tulare Street, Room 304
Fresno, CA 93721
7
Subject: Reimbursement Request for
8 Subrecipient Program Subrecipient Name
9 In accordance with the executed Agreement for the above-referenced Program, the
10 [SUBRECIPIENT NAME] is requesting reimbursement payment of$ in support of
11 the Program.
12 The [SUBRECIPIENT NAME] certifies that this request for payment is consistent with the
13 amount of work that has been completed to date, detailing items purchased, and expenses
14 incurred in support of the Program in accordance with the Subrecipient Expenditure Plan
15 (Exhibit B, Table 1-1) documented in the executed Agreement, and as evidenced by the
16 enclosed invoices and supporting documents.
17 Payee Invoice#/ Contract# Amount
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22 Sincerely,
23
24 [Subrecipient Officer]
25 [Subrecipient Name]
26 Enclosure(s)
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1 Exhibit C
2 PROGRAM
Tax Identification Number or Unique ID (TIN or Agreement Number:
3 SAM):
4 Name of Entity: Program Name:
5 Reporting Period State Date: Reporting Period End Date:
6 Expenditure Category: 1 Public Health
7 Total Award: $451,071 Remaining Balance:
8
9 EXPENDITURES
ate Cumulative Cumulative Current Current
10 Expenditures Obligations Period Period
ObligationsASO to date ($) to date ($) Expenditures
11 1 Public Health, Other
12 1.14 Other Public Health
Services
13
14 TOTAL
15 Describe program achievements and upcoming milestones:
16
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18 Qua erly Status Report, select one:
Not started
19 Completed less than 50 percent
Completed more than 50 percent
20 Completed
21 PROJECT STATUS
22
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24 AUTHORIZED SIGNATURE
25
Signature Date
26 Prepared by
27 (Print name)
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1 Exhibit D
2 Annual Performance Report
3 All SUBRECIPIENTs that receive State and Local Fiscal Recovery Funds (SLFRF) awards are
4 required to produce an Annual Report. The Annual Report provides information on the
5 SUBRECIPIENT's Program, and how it plans to ensure program outcomes are achieved in an
6 effective and equitable manner.
7 The initial Annual Report must cover the period from the date of award to the following June 30th and
8 must be submitted to the County within 15 calendar days after the end of the reporting period.
9 Thereafter, the Annual Report will cover a 12-month period and subrecipients will be required to
10 submit the report to the County within 15 calendar days after the end of the 12-month period (by July
11 15th).
12 Annual Period Covered Due Date
13 1 Report Award — June 30, 2023 July 15, 2023
14 2 July 1, 2023 — June 30, 2024 July 15, 2024
3 July 1, 2024 — June 30, 2025 July 15, 2025
15 4 July 1, 2025 — June 30, 2026 July 15, 2026
16 5 1 July 1, 2026 — December 31, 2026 1 January 15, 2027
17 Instructions:
18 SUBRECIPIENT should consult the SLFRF Guidance on Recipient Compliance and Reporting
19 Responsibilities (Reporting Guidance) located at: https:Hhome.treasurV.gov/system/files/136/SLFRF-
20 Compliance-and-Reporting-Guidance.pdf for detailed guidance on the submission of this report.
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1 Exhibit E
2 Self-Dealing Transaction Disclosure Form
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Exhibit E
SELF-DEALING TRANSACTION DISCLOSURE FORM
In order to conduct business with the County of Fresno (hereinafter referred to as "County"),
members of a contractor's board of directors (hereinafter referred to as "County Contractor"), must
disclose any self-dealing transactions that they are a party to while providing goods, performing
services, or both for the County. A self-dealing transaction is defined below:
"A self-dealing transaction means a transaction to which the corporation is a party and in which one
or more of its directors has a material financial interest"
The definition above will be utilized for purposes of completing this disclosure form.
INSTRUCTIONS
(1) Enter board member's name,job title (if applicable), and date this disclosure is being made.
(2) Enter the board member's company/agency name and address.
(3) Describe in detail the nature of the self-dealing transaction that is being disclosed to the
County. At a minimum, include a description of the following:
a. The name of the agency/company with which the corporation has the transaction; and
b. The nature of the material financial interest in the Corporation's transaction that the
board member has.
(4) Describe in detail why the self-dealing transaction is appropriate based on applicable
provisions of the Corporations Code.
(5) Form must be signed by the board member that is involved in the self-dealing transaction
described in Sections (3) and (4).
Exhibit E
(1)Company Board Member Information:
Name: Date:
Job Title:
(2)Company/Agency Name and Address:
(3) Disclosure(Please describe the nature of the self-dealing transaction you are a party to):
(4) Explain why this self-dealing transaction is consistent with the requirements of Corporations Code 5233(a):
(5)Authorized Signature
Signature: Date:
1 Exhibit F
2 U.S. DEPARTMENT OF THE TREASURY CORONAVIRUS LOCAL FISCAL RECOVERY FUND
3 AWARD TERMS AND CONDITIONS
4 1. Use of Funds.
5 a) Subrecipient understands and agrees that the funds disbursed under this award may only be used
6 in compliance with section 603(c)of the Social Security Act(the Act), Treasury's regulations
7 implementing that section, and guidance issued by Treasury regarding the foregoing.
8 b) Subrecipient will determine prior to engaging in any project using this assistance that it has the
9 institutional, managerial, and financial capability to ensure proper planning, management, and
10 completion of such project.
11
12 2. Period of Performance. The period of performance for this award begins on the date hereof and
13 ends on December 31, 2026. As set forth in Treasury's implementing regulations, Subrecipient may use
14 award funds to cover eligible costs incurred during the period that begins on March 3, 2021 and ends on
15 December 31, 2024.
16
17 3. Reporting. Subrecipient agrees to comply with any reporting obligations established by Treasury as
18 they relate to this award.
19
20 4. Maintenance of and Access to Records.
21 a) Subrecipient shall maintain records and financial documents sufficient to evidence compliance with
22 section 603(c) of the Act, Treasury's regulations implementing that section, and guidance issued by
23 Treasury regarding the foregoing.
24 b) The Treasury Office of Inspector General and the Government Accountability Office, or their
25 authorized representatives, shall have the right of access to records (electronic and otherwise) of
26 Subrecipient in order to conduct audits or other investigations.
27 c) Records shall be maintained by Subrecipient for a period of five (5) years after all funds have been
28 expended or returned to Treasury, whichever is later.
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2 5. Pre-award Costs. Pre-award costs, as defined in 2 C.F.R. § 200.458, may not be paid with funding
3 from this award.
4
5 6. Administrative Costs. Subrecipient may use funds provided under this award to cover both direct
6 and indirect costs as specified in the Scope of Work.
7
8 7. Cost Sharing. Cost sharing or matching funds are not required to be provided by Subrecipient.
9
10 8. Conflicts of Interest. Subrecipient understands and agrees it must maintain a conflict-of-interest
11 policy consistent with 2 C.F.R. § 200.318(c), and that such conflict-of-interest policy is applicable to each
12 activity funded under this award. Subrecipient and subrecipients must disclose in writing to Treasury or the
13 pass-through entity, as appropriate, any potential conflict of interest affecting the awarded funds in
14 accordance with 2 C.F.R. § 200.112.
15
16 9. Compliance with Applicable Law and Regulations.
17 a) Subrecipient agrees to comply with the requirements of section 602 of the Act, regulations adopted
18 by Treasury pursuant to section 602(f) of the Act, and guidance issued by Treasury regarding the
19 foregoing. Subrecipient also agrees to comply with all other applicable federal statutes, regulations,
20 and executive orders, and Subrecipient shall provide for such compliance by other parties in any
21 agreements it enters into with other parties relating to this award.
22 b) Federal regulations applicable to this award include, without limitation, the following:
23 i. Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal
24 Awards, 2 C.F.R. Part 200, other than such provisions as Treasury may determine are
25 inapplicable to this Award and subject to such exceptions as may be otherwise provided by
26 Treasury. Subpart F-Audit Requirements of the Uniform Guidance, implementing the
27 Single Audit Act, shall apply to this award.
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1 ii. Universal Identifier and System for Award Management (SAM), 2 C.F.R. Part 25, pursuant
2 to which the award term set forth in Appendix A to 2 C.F.R. Part 25 is hereby incorporated
3 by reference.
4 iii. Reporting Subaward and Executive Compensation Information , 2 C.F.R. Part 170, pursuant
5 to which the award term set forth in Appendix A to 2 C.F.R. Part 170 is hereby incorporated
6 by reference.
7 iv. OMB Guidelines to Agencies on Governmentwide Debarment and Suspension
8 (Nonprocurement), 2 C.F.R. Part 180, including the requirement to include a term or
9 condition in all lower tier covered transactions (contracts and subcontracts described in 2
10 C.F.R. Part 180, subpart B)that the award is subject to 2 C.F.R. Part 180 and Treasury's
11 implementing regulation at 31 C.F.R. Part 19.
12 V. Subrecipient Integrity and Performance Matters, pursuant to which the award term set forth
13 in 2 C.F.R. Part 200, Appendix XII to Part 200 is hereby incorporated by reference.
14 vi. Governmentwide Requirements for Drug-Free Workplace, 31 C.F.R. Part 20.
15 vii. New Restrictions on Lobbying, 31 C.F.R. Part 21.
16 viii. Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (42
17 ix. U.S.C. §§4601-4655) and implementing regulations.
18 X. Generally applicable federal environmental laws and regulations.
19 c) Statutes and regulations prohibiting discrimination applicable to this award include, without
20 limitation, the following:
21 i. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.) and Treasury's
22 ii. implementing regulations at 31 C.F.R. Part 22, which prohibit discrimination on the basis of
23 race, color, or national origin under programs or activities receiving federal financial
24 assistance;
25 iii. The Fair Housing Act, Title VIII of the Civil Rights Act of 1968 (42 U.S.C. §§ 3601 et seq.),
26 which prohibits discrimination in housing on the basis of race, color,
27 iv. religion, national origin, sex, familial status, or disability;
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1 V. Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. § 794), which
2 prohibits discrimination on the basis of disability under any program or activity receiving
3 federal financial assistance;
4 vi. The Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 et seq.), and
5 Treasury's implementing regulations at 31 C.F.R. Part 23, which prohibit discrimination on
6 the basis of age in programs or activities receiving federal financial assistance; and
7 vii. Title II of the Americans with Disabilities Act of 1990, as amended (42 U.S.C. §§ 12101 et
8 seq.), which prohibits discrimination on the basis of disability under programs, activities, and
9 services provided or made available by state and local governments or instrumentalities or
10 agencies thereto.
11
12 10. Remedial Actions. In the event of Subrecipient's noncompliance with section 602 or 603 of the Act,
13 other applicable laws, Treasury's implementing regulations, guidance, or any reporting or other program
14 requirements, Treasury may impose additional conditions on the receipt of a subsequent tranche of future
15 award funds, if any, or take other available remedies as set forth in 2 C.F.R. § 200.339. In the case of a
16 violation of section 602 (c) (1) or 603 (c) (1) of the Act regarding the use of funds, previous payments shall
17 be subject to recoupment as provided in section 602(e) of the Act and any additional payments may be
18 subject to withholding as provided in sections 602(b)(6)(A)(ii)(III) of the Act, as applicable.
19
20 11. Hatch Act. Subrecipient agrees to comply, as applicable, with requirements of the Hatch Act (5
21 U.S.C. §§ 1501-1508 and 7324-7328), which limit certain political activities of State or local government
22 employees whose principal employment is in connection with an activity financed in whole or in part by this
23 federal assistance.
24
25 12. False Statements. Subrecipient understands that making false statements or claims in connection
26 with this award is a violation of federal law and may result in criminal, civil, or administrative sanctions,
27 including fines, imprisonment , civil damages and penalties, debarment from participating in federal awards
28 or contracts, and/or any other remedy available by law.
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2 13. Publications. Any publications produced with funds from this award must display the following
3 language: "This project [is being] [was] supported, in whole or in part, by federal award number SLFRP
4 3678 awarded to County of Fresno by the U.S. Department of the Treasury."
5
6 14. Debts Owed the Federal Government.
7 a) Any funds paid to Subrecipient(1) in excess of the amount to which Subrecipient is finally
8 determined to be authorized to retain under the terms of this award; (2) that are determined by the
9 Treasury Office of Inspector General to have been misused; or(3)that are determined by Treasury
10 to be subject to a repayment obligation pursuant to sections 602(e) and 603(b)(2)(D) of the Act and
11 have not been repaid by Subrecipient shall constitute a debt to the federal government.
12 b) Any debts determined to be owed the federal government must be paid promptly by Subrecipient. A
13 debt is delinquent if it has not been paid by the date specified in Treasury's initial written demand for
14 payment, unless other satisfactory arrangements have been made or if the Subrecipient knowingly
15 or improperly retains funds that are a debt as defined in paragraph 14(a). Treasury will take any
16 actions available to it to collect such a debt.
17
18 15. Disclaimer.
19 a) The United States expressly disclaims any and all responsibility or liability to Subrecipient or third
20 persons for the actions of Subrecipient or third persons resulting in death, bodily injury, property
21 damages, or any other losses resulting in any way from the performance of this award or any
22 contract, or subcontract under this award.
23 b) The acceptance of this award by Subrecipient does not in any way establish an agency relationship
24 between the United States and Subrecipient.
25
26 16. Protections for Whistleblowers.
27 a) In accordance with 41 U.S.C. § 4712, Subrecipient may not discharge, demote, or otherwise
28 discriminate against an employee in reprisal for disclosing to any of the list of persons or entities
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1 provided below, information that the employee reasonably believes is evidence of gross
2 mismanagement of a federal contract or grant, a gross waste of federal funds, an abuse of authority
3 relating to a federal contract or grant, a substantial and specific danger to public health or safety, or
4 a violation of law, rule, or regulation related to a federal contract (including the competition for or
5 negotiation of a contract) or grant.
6 b) The list of persons and entities referenced in the paragraph above includes the following:
7 i. A member of Congress or a representative of a committee of Congress;
8 ii. An Inspector General;
9 iii. The Government Accountability Office;
10 iv. A Treasury employee responsible for contract or grant oversight or management;
11 V. An authorized official of the Department of Justice or other law enforcement agency;
12 vi. A court or grand jury; or
13 vii. A management official or other employee of Subrecipient, contractor, or subcontractor who
14 has the responsibility to investigate, discover, or address misconduct.
15 c) Subrecipient shall inform its employees in writing of the rights and remedies provided under this
16 section, in the predominant native language of the workforce.
17
18 17. Increasing Seat Belt Use in the United States. Pursuant to Executive Order 13043, 62 FIR 19217
19 (Apr. 18, 1997), Subrecipient should encourage its contractors to adopt and enforce on-the-job seat belt
20 policies and programs for their employees when operating company-owned, rented or personally owned
21 vehicles.
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23 18. Reducing Text Messaging While Driving. Pursuant to Executive Order 13513, 74 FIR 51225 (Oct. 6,
24 2009), Subrecipient should encourage its employees, subrecipients, and contractors to adopt and enforce
25 policies that ban text messaging while driving, and Subrecipient should establish workplace safety policies
26 to decrease accidents caused by distracted drivers.
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1 ASSURANCES OF COMPLIANCE WITH CIVIL RIGHTS REQUIREMENTS
2 ASSURANCES OF COMPLIANCE WITH TITLE VI OF THE CIVIL RIGHTS ACT OF 1964
3
4 As a condition of receipt of federal financial assistance from the Department of the Treasury, the
5 Subrecipient provides the assurances stated herein. The federal financial assistance may include federal
6 grants, loans, and contracts to provide assistance to the Subrecipient's beneficiaries, the use or rent of
7 Federal land or property at below market value, Federal training, a loan of Federal personnel, subsidies,
8 and other arrangements with the intention of providing assistance. Federal financial assistance does not
9 encompass contracts of guarantee or insurance, regulated programs, licenses, procurement contracts by
10 the Federal government at market value, or programs that provide direct benefits.
11 The assurances apply to all federal financial assistance from, or funds made available through the
12 Department of the Treasury, including any assistance that the Subrecipient may request in the future.
13 The Civil Rights Restoration Act of 1987 provides that the provisions of the assurances apply to all of
14 the operations of the Subrecipient's program(s) and activity(ies), so long as any portion of the
15 Subrecipient's program(s) or activity(ies) is federally assisted in the manner prescribed above.
16
17 1. Subrecipient ensures its current and future compliance with Title VI of the Civil Rights Act of 1964,
18 as amended, which prohibits exclusion from participation, denial of the benefits of, or subjection to
19 discrimination under programs and activities receiving federal financial assistance, of any person in
20 the United States on the ground of race, color, or national origin (42 U.S.C. § 2000d et seq.), as
21 implemented by the Department of the Treasury Title VI regulations at 31 CFR Part 22 and other
22 pertinent executive orders such as Executive Order 13166, directives, circulars, policies,
23 memoranda, and/or guidance documents.
24 2. Subrecipient acknowledges that Executive Order 13166, "Improving Access to Services for Persons
25 with Limited English Proficiency," seeks to improve access to federally assisted programs and
26 activities for individuals who, because of national origin, have Limited English proficiency (LEP).
27 Subrecipient understands that denying a person access to its programs, services, and activities
28 because of LEP is a form of national origin discrimination prohibited under Title VI of the Civil Rights
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1 Act of 1964 and the Department of the Treasury's implementing regulations. Accordingly,
2 Subrecipient shall initiate reasonable steps, or comply with the Department of the Treasury's
3 directives, to ensure that LEP persons have meaningful access to its programs, services, and
4 activities. Subrecipient understands and agrees that meaningful access may entail providing
5 language assistance services, including oral interpretation and written translation where necessary,
6 to ensure effective communication in the Subrecipient's programs, services, and activities.
7 3. Subrecipient agrees to consider the need for language services for LEP persons when Subrecipient
8 develops applicable budgets and conducts programs, services, and activities. As a resource, the
9 Department of the Treasury has published its LEP guidance at 70 FR 6067. For more information
10 on taking reasonable steps to provide meaningful access for LEP persons, please visit
11 http://www.lep.gov.
12 4. Subrecipient acknowledges and agrees that compliance with the assurances constitutes a condition
13 of continued receipt of federal financial assistance and is binding upon Subrecipient and
14 Subrecipient's successors, transferees, and assignees for the period in which such assistance is
15 provided.
16 5. Subrecipient acknowledges and agrees that it must require any sub-grantees, contractors,
17 subcontractors, successors, transferees, and assignees to comply with assurances 1-4 above, and
18 agrees to incorporate the following language in every contract or agreement subject to Title VI and
19 its regulations between the Subrecipient and the Subrecipient's sub-grantees, contractors,
20 subcontractors, successors, transferees, and assignees:
21 The sub-grantee, contractor, subcontractor, successor, transferee, and assignee shall
22 comply with Title VI of the Civil Rights Act of 1964, which prohibits subrecipients of federal
23 financial assistance from excluding from a program or activity, denying benefits of, or
24 otherwise discriminating against a person on the basis of race, color, or national origin (42
25 U.S.C. §2000d et seq.), as implemented by the Department of the Treasury's Title VI
26 regulations, 31 CFR Part 22, which are herein incorporated by reference and made a part of
27 this contract(or agreement). Title VI also includes protection to persons with "Limited
28 English Proficiency"in any program or activity receiving federal financial assistance, 42
42
1 U.S.C. §2000d et seq., as implemented by the Department of the Treasury's Title VI
2 regulations, 31 CFR Part 22, and herein incorporated by reference and made a part of this
3 contract or agreement.
4 6. Subrecipient understands and agrees that if any real property or structure is provided or improved
5 with the aid of federal financial assistance by the Department of the Treasury, this assurance
6 obligates the Subrecipient, or in the case of a subsequent transfer, the transferee, for the period
7 during which the real property or structure is used for a purpose for which the federal financial
8 assistance is extended or for another purpose involving the provision of similar services or benefits.
9 If any personal property is provided, this assurance obligates the Subrecipient for the period during
10 which it retains ownership or possession of the property.
11 7. Subrecipient shall cooperate in any enforcement or compliance review activities by the Department
12 of the Treasury of the aforementioned obligations. Enforcement may include investigation,
13 arbitration, mediation, litigation, and monitoring of any settlement agreements that may result from
14 these actions. The Subrecipient shall comply with information requests, on-site compliance reviews
15 and reporting requirements.
16 8. Subrecipient shall maintain a complaint log and inform the Department of the Treasury of any
17 complaints of discrimination on the grounds of race, color, or national origin, and limited English
18 proficiency covered by Title VI of the Civil Rights Act of 1964 and implementing regulations and
19 provide, upon request, a list of all such reviews or proceedings based on the complaint, pending or
20 completed, including outcome. Subrecipient also must inform the Department of the Treasury if
21 Subrecipient has received no complaints under Title VI.
22 9. Subrecipient must provide documentation of an administrative agency's or court's findings of non-
23 compliance of Title VI and efforts to address the non-compliance, including any voluntary
24 compliance or other agreements between the Subrecipient and the administrative agency that
25 made the finding. If the Subrecipient settles a case or matter alleging such discrimination, the
26 Subrecipient must provide documentation of the settlement. If Subrecipient has not been the subject
27 of any court or administrative agency finding of discrimination, please so state.
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1 10. If the Subrecipient makes sub-awards to other agencies or other entities, the Subrecipient is
2 responsible for ensuring that sub-recipients also comply with Title VI and other applicable
3 authorities covered in this document. State agencies that make sub-awards must have in place
4 standard grant assurances and review procedures to demonstrate that they are effectively
5 monitoring the civil rights compliance of subrecipients.
6 The United States of America has the right to seek judicial enforcement of the terms of this assurances
7 document, and nothing in this document alters or limits the federal enforcement measures that the United
8 States may take in order to address violations of this document or applicable federal law.
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