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HomeMy WebLinkAbout30542Agreement No. 16-411 1 2 AGREEMENT This Agreement is made and entered into this 21st day of June 2016, by and 3 between the COUNTY OF FRESNO, a Political Subdivision of the State of California, hereinafter 4 referred to as "COUNTY", and VOCATIONAL MANAGEMENT SERVICES, INC. a California 5 corporation whose address is 2665 N. Air Fresno, Suite 110, Fresno, CA 93727, hereinafter referred 6 to as "CONTRACTOR". 7 W I T N E S S E T H: 8 WHEREAS, pursuant to the California Work Opportunity and Responsibility to Kids Act 9 Division 9, Part 3, Chapter 2, Section 11320 et seq., County is mandated to deliver a time-limited 10 structural sequence of employment related activities and supportive services that are designed to 11 maximize unsubsidized employment opportunities to able-boded, non-exempt CalWORKs public 12 assistance applicants and recipients; and 13 WHEREAS, COUNTY's Department of Social Services has developed and submitted to the 14 State of California a CalWORKs COUNTY Plan meeting the requirements of the CalWORKs Act to ' 15 deliver employment and training services to public assistance recipients; and 16 WHEREAS, COUNTY is authorized to enter into an Agreements with CONTRACTOR for 1 7 such services pursuant to CalWORKs and the rules and regulations of the California Department of 18 Social Services. 19 NOW, THEREFORE, in consideration of their mutual covenants and conditions, the 2 0 parties hereto agree as follows: 1. SERVICES 21 22 A. CONTRACTOR shall perform all services set forth in Exhibit A, Summary of 2 3 Services, attached hereto and by this reference incorporated herein. 24 B. CONTRACTOR shall also perform all services and fulfill all responsibilities as 2 5 specified in COUNTY's Request for Proposal (RFP) No. 952-5452 dated February 26, 2016, 2 6 Addendum No. One (1) to COUNTY's RFP dated March 18, 2016, hereinafter referred to as 2 7 COUNTY's Revised RFP, and CONTRACTOR's response to said Revised RFP dated March 25, 2 8 2016; all incorporated herein by reference and made part of this Agreement. In the event of any - 1 - COUN'IY OF FRESNO Fresno, CA 1 inconsistency among these documents, the discrepancy shall be resolved by giving precedence in the 2 following order of priority: (1) to this Agreement, including all exhibits; (2) to the COUNTY's 3 Revised RFP; (3) CONTRACTOR's response to said COUNTY's Revised RFP dated March 25, 2016. 4 A copy of COUNTY's Revised RFP and CONTRACTOR's response thereto shall be retained and 5 made available during the term of this Agreement by COUNTY's DSS Administration. 6 C. Additionally CONTRACTOR shall provide all services in accordance with the 7 State of California's Social Services Manual of Policies and Procedures, Eligibility and Assistance 8 Standards sections 42-716, 42-717, and 42-718. 9 2. TERM 10 The term of this Agreement shall be for a period of three (3) years, commencing on the 11 151 day of July 2016, through and including the 30 1h day of June 2019. This agreement may be 12 extended for two (2) additional consecutive twelve ( 12) month periods upon the approval of both 13 parties no later than thirty (30) days prior to the first day of the next twelve month extension period. 14 The Director of the Department of Social Services or designee is authorized to execute such written 15 approval on behalf of COUNTY based on CONTRACTOR's satisfactory performance. 16 17 3. TERMINATION A. Non-Allocation of Funds -The terms of this Agreement, and the services to be 18 provided thereunder, are contingent on the approval of funds by the appropriating government agency. 19 Should sufficient funds not be allocated, the services provided may be modified, or this Agreement 2 0 terminated at any time by giving CONTRACTOR thirty (30) days advance written notice. 21 B. Breach of Contract -COUNTY may immediately suspend or terminate this 2 2 Agreement in whole or in part, where in the determination of COUNTY there is: 2 3 1) An illegal or improper use of funds; 24 A failure to comply with any term of this Agreement; 25 2) 3) A substantially incorrect or incomplete report submitted to COUNTY; 2 6 4) Improperly performed service. 2 7 In no event shall any payment by COUNTY constitute a waiver by COUNTY of 2 8 any breach of this Agreement or any default which may then exist on the part of CONTRACTOR. - 2 - COUNTY OF FRESNO Fresno, C1\ 1 2 3 4 5 6 7 Neither shall such payment impair or prejudice any remedy available to COUNTY with respect to the breach or default. COUNTY shall have the right to demand of CONTRACTOR the repayment to COUNTY of any funds disbursed to CONTRACTOR under this Agreement, which in the judgment of COUNTY were not expended in accordance with the terms of this Agreement. CONTRACTOR shall promptly refund any such funds upon demand or, at COUNTY's option, such repayment shall be deducted from future payments owing to CONTRACTOR under this Agreement. c. Without Cause -Under circumstances other than those set forth above, this 8 Agreement may be terminated by CONTRACTOR or COUNTY or COUNTY's DSS Director, or 9 designee, upon the giving of thirty (30) days advance written notice of an intention to terminate the 10 Agreement. 11 4. COMPENSATION 12 For actual services provided as identified in the terms and conditions of this Agreement, 13 COUNTY agrees to pay CONTRACTOR and CONTRACTOR agrees to receive compensation in 14 accordance with Exhibit B, Budget, attached here to and by this reference incorporated herein. 15 Mandated travel shall be reimbursed based on actual expenditures and mileage reimbursement shall be 16 at CONTRACTOR's adopted rate per mile, not to exceed the IRS published rate. Payment shall be 1 7 made upon certification or other proof satisfactory to COUNTY's DSS that services have actually 18 been performed by CONTRACTOR as specified in this Agreement. 19 For each twelve (12) month period of this Agreement, in no event shall services 2 O performed under this Agreement be in excess of Six Hundred Fifty Eight Thousand Four Hundred 21 Eighty Eight and No/100 Dollars ($658,488.00). The cumulative total of this Agreement shall not be 22 in excess of Three Million Two Hundred Ninety Two Thousand Four Hundred Forty and No/100 2 3 Dollars ($3,292,440.00). It is understood that all expenses incidental to CONTRACTOR's 2 4 performance of services under this Agreement shall be borne by CONTRACTOR. 2 5 Except as provided below regarding State payment delays, payments by COUNTY 2 6 shall be in arrears, for services provided during the preceding month, within forty-five (45) days after 27 receipt, verification and approval of CONTRACTOR's invoices by COUNTY's DSS. If 2 8 CONTRACTOR should fail to comply with any provision of this Agreement, COUNTY shall be - 3 - COUNTY OF FRESNO Fresno, Ci\ 1 relieved of its obligation for further compensation. All final claims shall be submitted by 2 CONTRACTOR within sixty (60) days following the final month of service for which payment is 3 claimed. No action shall be taken by COUNTY on claims submitted beyond the sixty (60) day 4 closeout period. Any compensation which is not expended by CONTRACTOR pursuant to the terms 5 and conditions of this Agreement shall automatically revert to COUNTY. 6 The services provided by CONTRACTOR under this Agreement are funded in whole or 7 in part by the State of California. In the event that funding for these services is delayed by the State 8 Controller, COUNTY may defer payment to CONTRACTOR. The amount of the deferred payment 9 shall not exceed the amount of funding delayed by the State Controller to COUNTY. The period of 10 time of the deferral by COUNTY shall not exceed the period of time of the State Controller's delay of 11 payment to COUNTY plus forty-five (45) days. 12 5. INVOICING 13 CONTRACTOR shall invoice COUNTY in arrears by the tenth (I 01h) of each month for 14 actual expenses incurred and services rendered in the previous month to: 15 DSSinvoices@co.fresno.ca.us. A Monthly Activity Report shall accompany the invoice, reflecting 16 services supported by the invoiced expenditures and be in a form and in such detail as acceptable to 1 7 COUNTY's DSS. Supporting documentation shall include but is not limited to receipts, invoices 18 received and documented administrative/overhead costs. No reimbursement for services shall be 19 made until invoices, reports and outcomes are received, reviewed and approved by COUNTY's DSS. 2 0 At the discretion of COUNTY' s DSS Director or designee, if an invoice is incorrect or is 21 otherwise not in proper form or substance, COUNTY's DSS Director or designee shall have the right 2 2 to withhold payment as to only that portion of the invoice that is incorrect or improper after five (5) 2 3 days prior notice to CONTRACTOR. CONTRACTOR agrees to continue to provide services for a 2 4 period of ninety (90) days after notification of an incorrect or improper invoice. If after the ninety (90) 2 5 day period, the invoice(s) is still not corrected to COUNTY's DSS satisfaction, COUNTY's DSS 2 6 Director or designee may elect to terminate this Agreement, pursuant to the termination provisions 2 7 stated in Paragraph Three (3) of this Agreement. In addition, for invoices received ninety (90) days 2 8 after the expiration of each term of this Agreement or termination of this Agreement, at the discretion - 4 -COUNTY OF FRESNO Frc~no, C1\ 1 of COUNTY's DSS Director or designee, COUNTY's DSS shall have the right to deny payment of 2 any additional invoices received. 3 6. INDEPENDENT CONTRACTOR 4 In performance of the work, duties, and obligations assumed by CONTRACTOR under 5 this Agreement, it is mutually understood and agreed that CONTRACTOR, including any and all of 6 CONTRACTOR's officers, agents, and employees will at all times be acting and performing as an 7 independent contractor, and shall act in an independent capacity and not as an officer, agent, servant, 8 employee, joint venturer, partner, or associate of COUNTY. Furthermore, COUNTY shall have no 9 right to control or supervise or direct the manner or method by which CONTRACTOR shall perform 10 its work and function. However, COUNTY shall retain the right to administer this Agreement so as to 11 verify that CONTRACTOR is performing its obligations in accordance with the terms and conditions 12 thereof. CONTRACTOR and COUNTY shall comply with all applicable provisions of law and the 13 rules and regulations, if any, of governmental authorities having jurisdiction over matters which are 14 directly or indirectly the subject of this Agreement. 15 Because of its status as an independent contractor, CONTRACTOR shall have 16 absolutely no right to employment rights and benefits available to COUNTY employees. 1 7 CONTRACTOR shall be solely liable and responsible for providing to, or on behalf of, its employees 18 all legally-required employee benefits. In addition, CONTRACTOR shall be solely responsible and 19 save COUNTY harmless from all matters relating to payment of CONTRACTOR's employees, 2 0 including compliance with Social Security, withholding, and all other regulations governing such 21 matters. It is acknowledged that during the term of this Agreement, CONTRACTOR may be 2 2 providing services to others unrelated to COUNTY or to this Agreement. 23 24 7. MODIFICATION A. Any matters of this Agreement may be modified from time to time by the written 2 5 consent of all the parties without, in any way, affecting the remainder. 26 B. Notwithstanding the above, changes to line items in the budget, attached hereto 2 7 as Exhibit B, in an amount not to exceed I 0% of the total maximum compensation as identified in 28 Section Four (4) of this Agreement, may be made with the written approval ofCOUNTY's DSS - 5 -COUNTY OF FRESNO Fresno, C:\ 1 Director or designee and CONTRACTOR. Budget line item changes shall not result in any change to 2 the maximum compensation amount payable to CONTRACTOR, as stated herein. 3 c. CONTRACTOR hereby agrees that changes to the compensation under this 4 Agreement may be necessitated by a reduction in funding from State and/or Federal sources. 5 COUNTY's DSS Director or designee may modify the maximum compensation depending on State 6 and Federal funding availability, as stated in Section Four (4) in this Agreement. CONTRACTOR 7 further understands that this Agreement is subject to any restrictions, limitations or enactments of all 8 legislative bodies which affect the provisions, term or funding of this Agreement in any manner. 9 8. NON-ASSIGNMENT 10 Neither party shall assign, transfer or subcontract this Agreement nor their rights or 11 duties under this Agreement without the prior written consent of the other party. 12 9. HOLD-HARMLESS 13 CONTRACTOR agrees to indemnify, save, hold harmless, and at COUNTY's request, 14 defend COUNTY, its officers, agents and employees from any and all costs and expenses, including 15 attorney fees and court costs, damages, liabilities, claims and losses occurring or resulting to 16 COUNTY in connection with the performance, or failure to perform, by CONTRACTOR, its officers, 1 7 agents or employees under this Agreement, and from any and all costs and expenses, including 18 attorney fees and court costs, damages, liabilities; claims and losses occurring or resulting to any 19 person, firm or corporation who may be injured or damaged by the performance, or failure to perform, 2 0 of CONTRACTOR, its officers, agents or employees under this Agreement. In addition, 21 CONTRACTOR agrees to indemnify COUNTY for Federal, State of California and/or local audit 2 2 exceptions resulting from noncompliance herein on the part of the CONTRACTOR. 23 10. INSURANCE 2 4 Without limiting COUNTY's right to obtain indemnification from CONTRACTOR or 2 5 any third parties, CONTRACTOR, at its sole expense, shall maintain in full force and effect the 2 6 following insurance policies throughout the term of this Agreement: 27 /// 2 8 Ill - 6 - COUN"fY OF FRESNO Frc~no, C\ 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 A. B. c. D. E. Commercial General Liability Commercial General Liability Insurance with limits of not less than One Million Dollars ($1,000,000) per occurrence and an annual aggregate of Two Million Dollars ($2,000,000). This policy shall be issued on a per occurrence basis. COUNTY may require specific coverage including completed operations, product liability, contractual liability, Explosion, Collapse, and Underground (XCU), fire legal liability or any other liability insurance deemed necessary because of the nature of the Agreement. Automobile Liability Comprehensive Automobile Liability Insurance with limits for bodily injury of not less than Two Hundred Fifty Thousand Dollars ($250,000) per person, Five Hundred Thousand Dollars ($500,000) per accident and for property damages of not less than Fifty Thousand Dollars ($50,000), or such coverage with a combined single limit of Five Hundred Thousand Dollars ($500,000). Coverage should include owned and non-owned vehicles used in connection with this Agreement. Professional Liability If CONTRACTOR employs licensed professional staff(e.g. Ph.D., R.N., L.C.S.W., M.F.C.T.) in providing services, Professional Liability Insurance with limits of not less than One Million Dollars ($1,000,000) per occurrence, Three Million Dollars ($3,000,000) annual aggregate. Worker's Compensation A policy of Worker's Compensation Insurance as may be required by the California Labor Code. Equipment Insurance A policy or policies with minimum coverage(s) of Five Thousand Dollars ($5,000) to replace any equipment provided by the COUNTY to CONTRACTOR, or purchased by CONTRACTOR with funds provided through this Agreement. Said policy of policies shall provide coverage(s) against loss of any such equipment resulting from casualty such as fire, theft or any other disappearance, and damage that renders such equipment inoperable and regardless of cause. The policy of policies shall be endorsed naming County of Fresno as loss payee. CONTRACTOR shall obtain endorsements to the Commercial General Liability insurance naming the County of Fresno, its officers, agents, and employees, individually and collectively, as additional insured, but only insofar as the operations under this Agreement are - 7 - COUN'IY OF FRESNO Fresno, CA 1 concerned. Such coverage for additional insured shall apply as primary insurance and any other 2 insurance, or self-insurance, maintained by COUNTY, its officers, agents and employees shall be 3 excess only and not contributing with insurance provided under CONTRACTOR's policies herein. 4 This insurance shall not be cancelled or changed without a minimum of thirty (30) days advance 5 written notice given to COUNTY. 6 Within thirty (30) days from the date CONTRACTOR signs this Agreement, 7 CONTRACTOR shall provide certificates of insurance and endorsements as stated above for all of 8 the foregoing policies, as required herein, to the County of Fresno, DSS, PO BOX 1912, Fresno, 9 California, 93 718-1912, Attention: Contracts, stating that such insurance coverages have been 10 obtained and are in full force; that the County of Fresno, its officers, agents and employees will not be 11 responsible for any premiums on the policies; that such Commercial General Liability insurance 12 names the County of Fresno, its officers, agents and employees, individually and collectively, as 13 additional insured, but only insofar as the operations under this Agreement are concerned; that such 14 coverage for additional insured shall apply as primary insurance and any other insurance, or self- 15 insurance, maintained by COUNTY, its officers, agents and employees, shall be excess only and not 16 contributing with insurance provided under CONTRACTOR's policies herein; and that this insurance 1 7 shall not be cancelled or changed without a minimum of thirty (30) days advance, written notice given 18 to COUNTY. 19 In the event CONTRACTOR fails to keep in effect at all times insurance coverage as 2 0 herein provided, COUNTY may, in addition to other remedies it may have, suspend or terminate this 21 Agreement upon the occurrence of such event. 2 2 All policies shall be with admitted insurers licensed to do business in the State of 2 3 California. Insurance purchased shall be from companies possessing a current A.M. Best, Inc. rating 2 4 of A FSC VII or better. 25 11. CONFIDENTIALITY 2 6 All services performed by CONTRACTOR under this Agreement shall be in strict 2 7 conformance with all applicable Federal, State of California and/or local laws and regulations relating 2 8 to confidentiality including, but not limited to California Welfare and Institutions Code section 10850 - 8 -COUNTY OF FRESNO Frc~no, CA 1 and the California Department of Social Services (CDSS) Manual of Policies and Procedures, 2 Division 19-000 to assure that all applications and records concerning program recipients shall be kept 3 confidential and shall not be opened to examination, publicized, disclosed, or used for any purpose not 4 directly connected with administration of the program. CONTRACTOR shall inform all of its 5 employees, agents, officers, subcontractors, Board of Directors members, or partners of this provision 6 and that any person knowingly and intentionally violating this provision is guilty of a misdemeanor. 7 12. NON-DISCRIMINATION 8 A. Eligibility for Services 9 CONTRACTOR shall prepare and make available to COUNTY and to the public 1 0 all eligibility requirements to participate in the program plan set forth in Exhibit A. No person shall, 11 because of ethnic group identification, age, sex, color, disability, medical condition, national origin, 12 race, ancestry, marital status, religion, religious creed, political belief or sexual preference be excluded 13 from participation, be denied benefits of, or be subject to discrimination under any program or activity 14 receiving Federal or State of California assistance. 15 B. Employment Opportunity 16 CONTRACTOR shall comply with COUNTY policy, and the Equal 1 7 Employment Opportunity Commission guidelines, which forbids discrimination against any person on 18 the grounds of race, color, national origin, sex, religion, age, disability status, or sexual preference in 19 employment practices. Such practices include retirement, recruitment advertising, hiring, layoff, 2 0 termination, upgrading, demotion, transfer, rates of pay or other forms of compensation, use of 21 facilities, and other terms and conditions of employment. 22 C. Suspension of Compensation 2 3 If an allegation of discrimination occurs, COUNTY may withhold all further 2 4 funds, until CONTRACTOR can show clear and convincing evidence to the satisfaction of COUNTY 2 5 that funds provided under this Agreement were not used in connection with the alleged discrimination. 26 D. Nepotism 2 7 Except by consent of COUNTY's Department of Social Services Director, or 2 8 designee, no person shall be employed by CONTRACTOR who is related by blood or marriage to, or - 9 -COUNTY OF FirnSNO Frc~no, C1\ 1 who is a member of the Board of Directors or an officer of CONTRACTOR. 2 13. SUBCONTRACTS 3 CONTRACTOR shall obtain written approval from County of County's Department of 4 · Social Services Director, or designee before subcontracting any of the services delivered under this 5 Agreement. Any transferee, assignee or subcontractor will be subject to all applicable provision of this 6 Agreement, and all applicable State and Federal regulations. Contractor shall be held primarily 7 responsible by COUNTY for the performance of any transferee, assignee or subcontractor unless 8 otherwise expressly agreed to in writing by COUNTY. The use of subcontractors by 9 COUNTRACTOR shall not entitle CONTRACTOR to any additional compensation than is provided 1 O under this Agreement. 11 14. CONFLICT OF INTEREST 12 No officer, agent, or employee of COUNTY who exercises any function or 13 responsibility for planning and carrying out the services provided under this Agreement shall have any 14 direct or indirect personal financial interest in this Agreement. In addition, no employee of COUNTY 15 shall be employed by CONTRACTOR to fulfill any. contractual obligations with COUNTY. 16 CONTRACTOR shall also comply with all Federal, State of California, and local conflict of interest 1 7 laws, statutes, and regulations, which shall be applicable to all parties and beneficiaries under this 18 Agreement and any officer, agent, or employee of COUNTY. 19 15. DISCLOSURE OF SELF-DEALING TRANSACTIONS 2 0 This provision is only applicable if CONTRACTOR is operating as a corporation (a for- 21 profit or non-profit corporation) or if during the term of this Agreement, CONTRACTOR changes its 2 2 status to operate as a corporation. 2 3 Members of CONTRACTOR' s Board of Directors shall disclose any self-dealing 2 4 transactions that they are a party to while CONTRACTOR is providing goods or performing services 2 5 under this Agreement. A self-dealing transaction shall mean a transaction to which CONTRACTOR 2 6 is a party and in which one or more of its directors has a material financial interest. Members of the 2 7 Board of Directors shall disclose any self-dealing transactions that they are a party to by completing 2 8 and signing a Self-Dealing Transaction Disclosure Form, attached hereto as Exhibit C and by this -10 -COUNTY OF FRESNO F rc~no, Ct\ 1 reference incorporated herein, and submitting it to COUNTY prior to commencing with the self- 2 dealing transaction or immediately thereafter. 3 16. LIMITED ENGLISH PROFICIENCY 4 CONTRACTOR shall provide interpreting and translation services to persons 5 participating in CONTRACTOR's services who have limited or no English language proficiency, 6 including services to persons who are deaf or blind. Interpreter and translation services shall be 7 provided as necessary to allow such participants meaningful access to the programs, services and 8 benefits provided by CONTRACTOR. Interpreter and translation services, including translation of 9 CONTRACTOR's "vital documents" (those documents that contain information that is critical for 10 accessing CONTRACTOR's services or are required by law) shall be provided to participants at no 11 cost to the participant. CONTRACTOR shall ensure that any employees, agents, subcontractors, or 12 partners who interpret or translate for a program participant, or who directly communicate with a 13 program participant in a language other than English, demonstrate proficiency in the participant's 14 language and can effectively communicate any specialized terms and concepts peculiar to 15 CONTRACTOR's services. 16 17. DAT A SECURITY 1 7 For the purpose of preventing the potential loss, misappropriation or inadvertent 18 disclosure of COUNTY data including sensitive or personal client information; abuse of COUNTY 19 resources; and/or disruption to COUNTY operations, individuals and/or agencies that enter into a 2 0 contractual relationship with COUNTY for the purpose of providing services under this Agreement 21 must employ adequate data security measures to protect the confidential information provided to 2 2 CONTRACTOR by COUNTY, including but not limited to the following: 23 A. Contractor-Owned Mobile/Wireless/Handheld Devices may not be connected to 2 4 COUNTY networks via personally owned mobile, wireless or handheld devices, except when 2 5 authorized by COUNTY for telecommuting and then only if virus protection software currency 2 6 agreements are in place, and if a secure connection is used. 27 B. Contractor-Owned Computers or Computer Peripherals may not brought into 2 8 COUNTY for use, including and not limited to mobile storage devices, without prior authorization -11 -COUNTY OF FRESNO Fresno, CA 1 from COUNTY's Chief Information Officer or her designee. Data must be stored on a secure server 2 approved by COUNTY and transferred by means of a VPN (Virtual Private Network) connection, or 3 another type of secure connection of this type if any data is approved to be transferred. 4 c. County-Owned Computer Equipment -CONTRACTOR or anyone having an 5 employment relationship with COUNTY may not use COUNTY computers or computer peripherals 6 on non-COUNTY premises without prior authorization from COUNTY's Chief Information Officer or 7 her designee. 8 D. CONTRACTOR may not store COUNTY's private, confidential or sensitive 9 data on any hard-disk drive. 10 E. CONTRACTOR is responsible to employ strict controls to insure the integrity 11 and security of COUNTY' s confidential information and to prevent unauthorized access to data 12 maintained in computer files, program documentation, data processing systems, data files and data 13 processing equipment which stores or processes COUNTY data internally and externally. 14 F. Confidential client information transmitted to one party by the other by means of 15 electronic transmissions must be encrypted according to Advanced Encryption Standards (AES) of 16 128 BIT or higher. Additionally, a password or pass phrase must be utilized. 17 G. CONTRACTOR is responsible to immediately notify COUNTY of any breaches 18 or potential breaches of security related to COUNTY's confidential information, data maintained in 1 9 computer files, program documentation, data processing systems, data files and data processing 2 0 equipment which stores or processes COUNTY data internally or externally. 21 H. In the event of a breach of security related to COUNTY's confidential client 2 2 information provided to CONTRACTOR, COUNTY will manage the response to the incident, 2 3 however, CONTRACTOR will be responsible to issue any notification to affected individuals as 2 4 required by law or as deemed necessary by COUNTY in its sole discretion. CONTRACTOR will be 2 5 responsible for all costs incurred as a result of providing the required notification. 26 18. CLEAN AIR AND WATER 2 7 In the event the funding under this Agreement exceeds One Hundred Thousand and 28 No/100 Dollars ($100,000.00), CONTRACTOR shall comply with all applicable standards, orders, or -12 -COUNTY OF FRESNO Fresno, Ci\ 1 requirements issued under the Clean Air Act contained in 42 U.S. Code 7601 et seq.; the Clean Water 2 Act contained in 33 U.S. Code 1368 et seq.; and any standards, laws, and regulations promulgated 3 thereunder. Under these laws and regulations, CONTRACTOR shall assure: 4 A. No facility shall be utilized in the performance of the Agreement that has been 5 listed on the Environmental Protection Agency (EPA) list of Violating Facilities; 6 B. COUNTY shall be notified prior to execution of this Agreement of the receipt of 7 any communication from the Director, Office of Federal Activities, U.S. EPA indicating that a facility 8 to be utilized in the performance of this Agreement is under consideration to be listed on the EPA list 9 of Violating Facilities; 10 c. COUNTY and U.S. EPA shall be notified about any known violation of the 11 above laws and regulations; and 12 13 14 15 16 D. This assurance shall be included in every nonexempt subgrant, contract, or subcontract. 19. DEBARMENT-CERTIFICATION REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VO LUNT ARY EXCLUSION-LOWER TIER COVERED TRANSACTIONS A. COUNTY and CONTRACTOR recognize that Federal assistance funds will be 1 7 used under the terms of this Agreement. For purposes of this paragraph, CONTRACTOR will be 18 referred to as the "prospective recipient". 19 B. This certification is required by the regulation implementing Executive Order 2 0 12549, Debarment and Suspension, 29 CFR Part 98, section 98.510, Participant's responsibilities. 21 1) The prospective recipient of Federal assistance funds certified by entering 2 2 into this Agreement, that neither it nor its principals are presently debarred, suspended, proposed for 2 3 debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any 2 4 Federal department or agency. 25 2) The prospective recipient of funds agrees by entering into this Agreement, 2 6 that it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, 2 7 suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, 2 8 unless authorized by the Federal department or agency with which this transaction originated. -13 -COUN'IY OF FRESNO Frc~no, C\ 1 3) Where the prospective recipient of Federal assistance funds is unable to 2 certify to any of the statements in this certification, such prospective participant shall attach an 3 explanation to this Agreement. 4 4) The prospective recipient shall provide immediate written notice to 5 COUNTY if at any time prospective recipient learns that its certification in Paragraph Nineteen ( 19) of 6 this Agreement was erroneous when submitted or has become erroneous by reason of changed 7 circumstances; The prospective recipient further agrees that by entering into this Agreement, it will 8 include a clause identical to Paragraph Nineteen (19) of this Agreement and titled "Certification 9 Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered 10 Transactions'', in all lower tier covered transactions and in all solicitations for lower tier covered 11 transaction. 12 5) The certification in Paragraph Nineteen (19) of this Agreement is a material 13 representation of fact upon which COUNTY relied in entering into this Agreement 14 20. CHARITABLE CHOICE 15 CONTRACTOR may not discriminate in its program delivery against a client or 16 potential client on the basis of religion or religious belief, a refusal to hold a religious belief, or a 1 7 refusal to actively participate in a religious practice. Any specifically religious activity or service made 18 available to individuals by CONTRACTOR must be voluntary as well as separate in time and location 19 from County funded activities and services. CONTRACTOR shall inform COUNTY as to whether it 2 0 is faith-based. If CONTRACTOR identifies as faith-based it must submit to DSS a copy of its policy 21 on referring individuals to an alternate treatment provider, and include a copy of this policy in its 2 2 client admission forms. The policy must inform individuals that they may be referred to an alternative 2 3 provider if they object to the religious nature of the program, and include a notice to DSS. Adherence 2 4 to this policy will be monitored during annual site reviews, and a review of client files. If 2 5 CONTRACTOR identifies as faith-based, by July 1 of each year CONTRACTOR will be required to 2 6 report to DSS the number of individuals who requested referrals to alternate providers based on 2 7 religious objection. 28 Ill -14 -COUNTY OF FRESNO t:rcsno, C1\ 1 21. LOBBYING ACTIVITY 2 None of the funds provided under this Agreement shall be used for publicity, lobbying 3 or propaganda purposes designed to support or defeat legislation pending in the Congress of the 4 United States of America or the Legislature of the State of California. 5 22. STATE ENERGY CONSERVATION 6 CONTRACTOR shall recognize the mandatory standard and policies relating to energy 7 efficiency in the State Energy Conservation Plan as required by the United States Energy Policy and 8 Conservation Act (42 U.S.C. section 6201, et seq). 9 23. GRIEVANCES 10 CONTRACTOR shall establish procedures for handling client complaints and/or 11 grievances. Such procedures will include provisions for informing clients of their rights to a State 12 Hearing to resolve such issues. 13 24. FRATERNIZATION 14 CONTRACTOR shall establish procedures addressing fraternization between 15 CONTRACTOR staff and clients. Such procedures will include provisions for informing 16 CONTRACTOR staff and clients regarding fraternization guidelines. 17 25. INTERPRETATION OF LAWS AND REGULATIONS 18 COUNTY reserves the right to make final interpretations or clarifications on issues 19 relating to Federal and State laws and regulations, to ensure compliance. 20 26. SINGLE AUDIT CLAUSE 21 As a subrecipient of Federal financial assistance, CONTRACTOR agrees to provide a 2 2 copy of its audit report, performed in accordance with the requirements of the Single Audit Act of 2 3 1984 (31 USC section 7502) and subject to the terms of Office of Management and Budget (OMB) 24 Circulars (A-110, A-122 and A-133), to the County of Fresno. Such audit shall be delivered to the 2 5 COUNTY DSS, Department of Employment and Temporary Assistance, for review not later than nine 2 6 (9) months after the close of the subrecipient's fiscal year in which the funds supplied through this 2 7 Agreement are expended and/or received for this program. The audit must include a statement of 2 8 findings or a statement that there were no findings. If there were negative findings, CONTRACTOR -15 -COUN'lY OF FRESNO Fre$no, C\ 1 must include a corrective action plan signed by an authorized individual. Failure to comply with this 2 Act may result in the COUNTY performing the necessary audit tasks, or, at the COUNTY's option, 3 contracting with a qualified accountant to perform this audit. All audit costs related to this Agreement 4 are the sole responsibility of the CONTRACTOR who agrees to take corrective action to eliminate any 5 material noncompliance or weakness found as a result of such audit. Audit work performed by the 6 COUNTY under this paragraph shall be billed at COUNTY cost as determined by the COUNTY's 7 Auditor-Controller/Treasurer-Tax Collector. 8 27. TAX EQUITY AND FISCAL RESPONSIBILITY ACT 9 To the extent necessary to prevent disallowance of reimbursement under section 1861 (v) 10 (1) (I) of the Social Security Act, (42 U.S.C. § 1395x, subd. (v)(l)[I]), until the expiration of four (4) 11 years after the furnishing of services under this Agreement, CONTRACTOR shall make available, 12 upon written request to the Secretary of the United States Department of Health and Human Services, 13 or upon request to the Comptroller General of the United States General Accounting Office, or any of 14 their duly authorized representatives, a copy of this Agreement and such books, documents, and 15 records as are necessary to certify the nature and extent of the costs of these services provided by 16 CONTRACTOR under this Agreement. CONTRACTOR further agrees that in the event 1 7 CONTRACTOR carries out any of its duties under this Agreement through a subcontract, with a value 18 or cost of Ten Thousand and Noll 00 Dollars ($10,000.00) or more over a twelve (12) month period, 19 with a related organization, such Agreement shall contain a clause to the effect that until the expiration 2 0 of four ( 4) years after the furnishing of such services pursuant to such subcontract, the related 21 organizations shall make available, upon written request to the Secretary of the United States 2 2 Department of Health and Human Services, or upon request to the Comptroller General of the United 2 3 States General Accounting Office, or any of their duly authorized representatives, a copy of such 2 4 subcontract and such books, documents, and records of such organization as are necessary to verify 2 5 the nature and extent of such costs. 2 6 /// 27 /// 28 Ill -16 -COUN'IY OF FRESNO Frc~no, CA 1 28. AUDITS AND INSPECTIONS 2 CONTRACTOR shall at any time during business hours, and as often as COUNTY may 3 deem necessary, make available to COUNTY for examination all of its records and data with respect 4 to the matters covered by this Agreement. CONTRACTOR shall, upon request by COUNTY, permit 5 COUNTY to audit and inspect all such records and data necessary to ensure CONTRACTOR's 6 compliance with the terms of this Agreement. 7 If this Agreement exceeds Ten Thousand and No/I 00 Dollars ($10,000.00), 8 CONTRACTOR shall be subject to the examination and audit of the State of California Auditor 9 General for a period of three (3) years after final payment under contract (California Government 10 Code section 8546. 7). 11 In addition, CONTRACTOR shall cooperate and participate with COUNTY's fiscal 12 review process and comply with all final determinations rendered by the COUNTY's fiscal review 13 process. If COUNTY reaches an adverse decision regarding CONTRACTOR's services to 14 consumers, it may result in the disallowance of payment for services rendered; or in additional 15 controls to the delivery of services, or in the termination of this Agreement, at the discretion of 16 COUNTY's DSS Director or designee. If as a result of COUNTY's fiscal review process a 1 7 disallowance is discovered due to CONTRACTOR's deficiency, CONTRACTOR shall be financially 18 liable for the amount previously paid by COUNTY to CONTRACTOR and this disallowance will be 19 adjusted from CONTRACTOR's future payments, at the discretion of COUNTY's DSS Director or 2 0 designee. In addition, COUNTY shall have the sole discretion in the determination of fiscal review 21 outcomes, decisions and actions. 22 29. NOTICES 2 3 The persons having authority to give and receive notices under this Agreement and their 2 4 addresses include the following: 25 26 27 28 COUNTY Director, County of Fresno Department of Social Services POBOXI9I2 Fresno, CA 937I8-I9I2 CONTRACTOR Director Vocational Management Services, Inc 2665 N Air-Fresno Dr #I I 0 Fresno, CA 93 727 -17 -COUNTY OF FRESNO Frc~no, C1\ 1 30. PROHIBITION ON PUBLICITY 2 None of the funds, materials, property or services provided directly or indirectly under 3 this Agreement shall be used for CONTRACTOR's advertising, fundraising, or publicity (i.e., 4 purchasing of tickets/tables, silent auction donations, etc.) for the purpose of self-promotion. 5 Notwithstanding the above, publicity of the services described in Paragraph One ( 1) of this Agreement 6 shall be allowed as necessary to raise public awareness about the availability of such specific services 7 when approved in advance by the Director or designee and at a cost as provided in Exhibit B for such 8 items as written/printed materials, the use of media (i.e., radio, television, newspapers) and any other 9 related expense(s). 10 31. CHANGE OF LEADERSHIP I MANAGEMENT 11 Any and all notices between COUNTY and CONTRACTOR provided for or permitted 12 under this Agreement or by law, shall be in writing and shall be deemed duly served when personally 13 delivered to one of the parties, or in lieu of such personal service, when deposited in the United States 14 Mail, postage prepaid, addressed to such party. 15 In the event of any change in the status of CONTRACTOR'S leadership or 16 management, CONTRACTOR shall provide written notice to COUNTY within thirty (30) days from 1 7 the date of change. Such notification shall include any new leader or manager's name, address and 18 qualifications. "Leadership or management" shall include any employee, member, or owner of 19 CONTRACTOR who either a) directs individuals providing services pursuant to this Agreement, b) 2 0 exercises control over the manner in which services are provided, or c) has authority over 21 CONTRACTOR's finances. 22 32. GOVERNING LAW 2 3 The parties agree that for the purposes of venue, performance under this Agreement is to 2 4 be in Fresno County, California. 2 5 The rights and obligations of the parties and all interpretation and performance of this 2 6 Agreement shall be governed in all respects by the laws of the State of California. 27 /// 2 8 /// -18 -COUNTY or rIU:::SNO Frc~no, CA 1 33. ENTIRE AGREEMENT 2 This Agreement, including all Exhibits, COUNTY's Revised RFP and 3 CONTRACTOR's response thereto, constitutes the entire agreement between CONTRACTOR and 4 COUNTY with respect to the subject matter hereof and supersedes all previous agreement 5 negotiations, proposals, commitments, writings, advertisements, publications and understandings of 6 any nature whatsoever unless expressly included in this Agreement. 7 Ill 8 Ill 9 Ill 10 Ill 11 Ill 12 Ill 13 Ill 14 Ill 15 Ill 16 Ill 1 7 Ill 18 Ill 19 Ill 2 O Ill 21 Ill 22 Ill 2 3 Ill 24 Ill 2 5 Ill 2 6 Ill 27 Ill 28 Ill -19 -C:OUN'!Y OF FRESNO Fresno, C1\ 6 7 8 9 10 11 12 1 2 3 COUNTY OF FRESNO IN WITNESS WHEREOF,the parties hereto have executed this Agreement as of the day and year first hereinabove written. 4 ATTEST: CONTRACTOR: 5 Vocational Management Services Inc. BY~~~ Ernest BuddyMeI1deS)Ca;rman Board of Supervisors Print Nam~.t1(!e S Cl«ci I Title:A=e5 I if h 1- Chairman of the Board,or President,or any Vice President BERNICE E.SEIDEL,Clerk 13 Board of Supervisors 14 SiS 7~1 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Print Name:~t:S \2-i I )AtJc~. Title:~(~ Secretary (o-=ff-=CC:-oo+-rJ,o-ra-ti:-o-n)-,-o-r-- any Assistant Secretary,or Chief Financial Officer,or any Assistant Treasurer PLEASE SEE ADDITIONAL SIGNATURE PAGE ATTACHED Mailing Address: 2665 N Air Fresno Ave.Suite 100 Fresno,CA 93727 Phone No,:(559)456-8550 Contact:Jim Walters -20-COUN'jY OF FRESNO rrcsno,CA 1 2 3 4 5 6 7 8 9 10 11 12 APPROVED AS TO LEGAL FORM: DANIEL C. CEDERBORG, COUNTY COUNSEL APPROVED AS TO ACCOUNTING FORM: VICKI CROW, C.P.A., AUDITOR-CONTROLLER/ TREASURER-TAX COLLECTOR / / . /./ By·~;.:;::j;~.~".'.f;>>:: X. ",' / !' ,·/' .. --"--,, .. -'i ' I ' / / f / REVIE\\'lED A~D/RECOMMENDED FOR APRROV AL: 13 By L~' ~~~~~~~.,p.l...=.-- 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Fund/Subclass: 0001/10000 Organization: 56107001 Account/Program: 7870/0 -21 -COUNTY OF FRESNO Fresno, Ci\ ORGANIZATION: ADDRESS: SERVICES: TELEPHONE: CONTACTS: EMAIL: AMOUNT: PROJECT DESCRIPTION: SUMMARY OF SERVICES Vocational Management Services, Inc. 2665 N Air-Fresno Dr #110, Fresno, CA 93727 Exhibit A Page 1 of 9 Comprehensive Vocational Training, Job Readiness, and Job Search Assistance (559) 456-8550 Jim Walters VMS@unwiredbb.com $ 658,488.00 Per 12 Month Contract Term Vocational Management Services (VMS), henceforth referred to as CONTRACTOR, will provide comprehensive employment services to the Department of Social Services (DSS),' henceforth referred to as COUNTY, CalWORKs recipients who are disabled (physical/mentally, and/or learning disabled, or have learning difficulties) and have the ability to be gainfully employed in occupations that will lead to long-term self-sufficiency. Services include, but are not limited to, vocational counseling; job search; job development and placement; pre-reading and Adult Basic Education as needed; and social services to address family crises and other issues beyond vocational areas. Participants will be assisted with access to relevant community resources to improve job readiness. SCHEDULE OF SERVICES: Service activities shall be Monday through Friday, between the hours of 8:00 AM. and 4:30 P.M, excluding COUNTY holidays. Non-traditional hours may be provided to accommodate participants with extenuating circumstances, on a case-by-case basis and COUNTY may approve other holidays as appropriate. TARGET POPULATION: Services are restricted to post-assessed, CalWORKs recipients who have a disability or other barriers to employment. CONTRACTOR SHALL BE RESPONSIBLE FOR THE FOLLOWING: Intake Services CONTRACTOR shall accept referrals and provide comprehensive employment services to all participants. For non-referred and walk-in clients, CONTRACTOR must refer to Exhibit A Page 2 of 9 COUNTY prior to providing services. CONTRACTOR shall attempt to contact all clients prior to Group Orientation appointment to remind them of the appointment and encourage attendance. When appointments are less than two (2) days from referral, a contact attempt is not required. For those clients who do not show for Group Orientation, CONTRACTOR shall: 1. Contact participants by phone or letter within ten (10) working days. A minimum of three (3) attempts through varying media shall be made to contact the client. After three (3) unsuccessful attempts, the client will be referred back to COUNTY. The client will be provided with one opportunity to attend a rescheduled appointment. If the client fails to show for a rescheduled appointment, they will be referred back to COUNTY DSS Job Specialist. 2. Provide appropriate services and counseling to engage the client and facilitate program participation. For those clients who show for Group Orientation, CONTRACTOR shall: 1. Interview each participant to gather, understand and interpret personal, medical, psychological, educational and other diagnostic information as it relates to his/her employability. 2. Develop a Program Participation Plan (PPP) for each client: Within ten (10) days of participating in a group orientation/enrollment, CONTRACTOR shall develop a PPP for each client. The PPP is used to track services to participants as they move through the program and includes specific information regarding the services received, the dates of services, and the end results. The PPP will be shared with the Job Specialist. 3. Discuss vocational goals, specific objectives, expected date of completion, and specific participant/counselor responsibilities with each participant. 4. Develop an educational plan with each participant. 5. Develop an Employment Services Plan (ESP) with each participant: Within thirty (30) days of enrollment, CONTRACTOR shall develop an ESP for each participant, with a time limit and vocational objective as well as an expected date of completion. Amendments to the ESP will be made as necessary, based on monthly assessments of the client's progress and learning needs. Each service plan should address the client's need (including family needs) for both employment-related services and social services. The Employment Services Plan will be shared with the Job Specialist. The plan must include the following information: a. Name, address, case number and date of referral b. Disability conditions, diagnosis and brief description -COUNTY DSS Case Manager will include the diagnosis from Foster Assessment Center & Testing Service, Inc. (FACTS) if the client has been evaluated for a learning disability. If the client has not been evaluated Exhibit A Page 3 of 9 and it is suspected that the client may have a learning disability, CONTRACTOR is to refer the participant to the COUNTY DSS Case Manager for a referral to FACTS to complete a Learning Disability Evaluation. c. Summary of educational and vocational background d. Vocational objective e. Expected date of completion Employment Services During program participation, employment services include, but are not limited to the following: 1. Job Skills Directly Related to Employment a. Provide employment exploration and personal and vocational awareness/life skills to appropriate clients. b. Provide individual and group counseling and vocational rehabilitation classes. c. Provide a full range of pre-reading and cognitive re-development and literacy training to individuals with learning disabilities and other learning challenges. d. Provide tutoring services when participant is deemed needing extra help with reading, writing and math as it pertains to vocational training and employment e. Provide a hands-on lab where each participant can learn a skill, identify strengths and work on weaknesses in a simulated work environment. f. Provide evaluation and instruction of soft skills to all participants as they engage the standards, practices and norms of the workforce. General categories of instruction include work habits; physical functions; work attitudes and behavior; and social stressors. 2. Job Search Services a. Provide job search skills class, job placement and job advancement services. b. Monitor and evaluate client job retention toward self-sufficiency on a monthly basis. c. Provide COUNTY with data on client job retention at 30, 90, 180 days. d. Enroll clients into Ready2Hire website to find employment 3. Work Experience a. Work with County DSS staff members for appropriate work experience placement. b. When clients are deemed job-ready, CONTRACTOR may refer clients to COUNTY for work-site placement and contract. c. Clients will be placed within a non-profit or private organization for work experience and may participate in .additional activities with CONTRACTOR as needed to meet participation requirements. Case Management Services Exhibit A Page 4 of 9 During program participation, case management functions and services include, but are not limited to the following: 1. Ensure each participant will be actively engaged in services as determined in the Welfare to Work Plan while coordinating with COUNTY for placement of participants into a Work Experience or Community Service component to meet core hours of participation. 2. CONTRACTOR shall provide job search and job readiness activities for up to six weeks, with no more than four weeks being consecutive. 3. Track and monitor (monthly) each client's program participation and employability. Plan progress toward program completion and subsidized/unsubsidized employment. 4. Provide one-on-one attention (monthly) to review the developed Employment Services Plan to ensure a current, workable document that directs service delivery. 5. Provide a detailed monthly progress report for each client, to COUNTY to track measurable benchmarks. This report will be a summary of client progress to include information specific to the activities of the client. Report will include hours, components and progress on each activity to assist COUNTY with monitoring core and non-core activities. 6. Participate in meetings between VMS staff, the COUNTY DSS Job Specialist Liaison, and the client to discuss each client's progress in the program. These meetings will take place at 90 and 120 days, and 30 days prior to program completion. VMS will provide a handwritten or typed narrative of the decisions/recommendations made during the meeting, to COUNTY DSS staff. The narrative will indicate the client's progress toward program benchmarks and completion. 7. Arrange for interpreter services for limited and/or non-English speaking participants and ensure that limited English proficiency (LEP) participants have meaningful, effective and equal access at every point of contact with the Vocational Management Program. 8. Maintain individual case files on each participant, which include, but are not limited to, the following: a. Intake information b. Program Participation Plan(s) and updates c. Documentation of referral from COUNTY and other agencies d. Case notes: chronological record of individual interviews, counseling sessions, services provided and/or other relevant contacts with participants including dates, situations, actions taken and results e. Relevant and/or appropriate information, documentation, and correspondence relating to services provided to participants Exhibit A Page 5 of 9 f. Initial evaluation report, progress report(s) and completion records g. Employment Services Plan h. Educational Plan i. Case Services Closing Summary 9. Secure participant case files and limit access to appropriate staff to assure confidentiality 10. Be available daily to refer participants who are in crisis and other supportive counseling 11. Provide information and referrals to community resources regarding disability accommodation, housing, legal aid, childcare, abuse, protective services, transportation, etc. 12. Work closely with COUNTY DSS Case Managers as they coordinate and ensure participants receive needed supportive services such as childcare, transportation, and other personal or family needs in order to devote full effort to program requirements. 13. Work closely with COUNTY DSS Case Managers as they coordinate and ensure all participants are engaged in activities between 32 and 35 hours per week. 14. Meet face-to-face with employers regarding hiring CalWORKs recipients; provide them information in hiring incentives. 15. Meet with COUNTY staff as often as needed to exchange pertinent information, resolve problems, and coordinate services. 16. Provide all requested programs service information timely (Monthly Financial Reports, Monthly Activity Reports and others as required by COUNTY). 17.Attend required and other appropriate COUNTY CalWORKs training sessions. 18. Provide transportation to the Fresno location from Reedley, Selma, Kerman, the Manning Avenue area, and other locations along the Highway 99 Corridor. 19. Clients will be involved in classes from 8:30 A.M. to 3:30 P.M. and will be open- entry/open-exit with each client progressing at difference paces. Each class will be assigned a counselor/teacher who will monitor morning orientation, work behaviors and attitudes, math, and reading of clients. Aides will assist with computer-based activities for reading, auditory/visual attention and memory, and a work behaviors and attitudes lab. COUNTY SHALL BE RESPONSIBLE FOR THE FOLLOWING: ClientJCustomer Referrals Exhibit A Page 6 of 9 COUNTY shall refer an estimated 200 clients to CONTRACTOR. Referrals will be restricted to CalWORKs recipients who are determined by COUNTY to be disabled (physically/mentally or learning disabled) or possess learning difficulties. COUNTY shall work with CONTRACTOR to ensure that the appropriate referrals are made. NOTE: Although it is anticipated that the majority of referrals will come directly from COUNTY, walk-ins and other agency referrals are expected and allowable if approved by COUNTY. CONTRACTOR shall refer walk-ins and other agency referrals back to COUNTY prior to providing CalWORKs-funded services. COUNTY DSS Case Manager must include Welfare to Work Plan or vocational objective and applicable Learning Disability Evaluations Report (LDER) from FACTS with the referral to CONTRACTOR. In the event that the LDE is not included, the COUNTY DSS liaison will request a copy for the CONTRACTOR. Staff Training and Program Assistance 1. COUNTY will provide training to CONTRACTOR's staff on specific areas/functions of the CalWORKs Employment Services Program when determined to be helpful and/or needed for the successful delivery of CONTRACTOR's project services. 2. Meet with CONTRACTOR's staff as needed to exchange pertinent information, resolve problems, and to coordinate services. 3. Assist CONTRACTOR's staff with collaborative efforts to utilize the existing resources for job development, job placement services and community · resources. 4. For compliance resolution, including good cause determination and sanction, the Primary Case Manager shall provide consultation and work closely with CONTRACTOR's staff. FEDERAL WORK PARTICIPATION RATE: In response to the Federal Temporary Assistance to Needy Families (TANF) Program reauthorization, COUNTY DSS is committed to implementing activities and practices that support TANF program goals and meet the CalWORK's Welfare to Work (WTW) Federal Participation Rates (WPR). WPR requires at least 50% work participation among all CalWORKs families and 90% among two-parent families. Effective October 1, 2006, the State and Counties are subject to Federal penalties on an annual basis if these rates are not met. These penalties increase incrementally each year the rates are not met. As a result, DSS requires CONTRACTOR's assistance in engaging WTW participants in activities that will increase COUNTY's WPR and assist recipients to become self-sufficient. Our primary objectives are job placement and retention, work experience, and/or training activities that meet the WPR requirements. Counseling and supportive services in conjunction with job placement will assist our recipients in obtaining financial self-sufficiency. Exhibit A Page 7 of 9 The following services provided by the CONTRACTOR will support WTW WPR: Direct Services: • Job Search and job readiness for up to six weeks (no more than four weeks may be consecutive) • Job Placement • Job Skills Directly Related to Employment Indirect Services: • Job Retention • Job Development • Referral to work experience activities Specific Performance Measurements COUNTY will refer an estimated 200 CalWORKs recipients to CONTRACTOR during each 12-month Agreement term. Performance Measure levels are based upon the parameters as defined below. COUNTY will consider CONTRACTOR performance levels when determining funding recommendations for future Agreements. CONTRACTOR shall meet the performance measurements and levels below: PERFORMANCE MEASURE EXPECTED LEVEL OF PERFORMANCE Performance Measure 1: 70% of new CalWORKs reci12ients referred will enroll for services by the end of the Enrollment Rate -The number of CalWORKs contract term. recipients to enroll for services, by the end of the contract term. Measurement Parameters • CalWORKs recipients referred for services • CalWORKs recipients who attend a group orientation Data Sources: Referrals from COUNTY DSS; CONTRACTOR orientation attendance records Performance Measure 2: 90% of new CalWORKs reci12ients enrolled will develop a Program Participation Plan Program Participation Plan Develo(:Zment Rate -within 10 days of enrollment, by the end of The number of CalWORKs recipients to develop a the contract term. Program Participation Plan within 10 days of enrollment, by the end of the contract term, Measurement Parameters • CalWORKs recipients who enroll • CalWORKs recipients who develop a Program Participation Plan within 10 days of enrollment Data Sources: Case records from CONTRACTOR Performance Measure 3: Employment Services Plan Development Rate - The number of CalWORKs recipients who complete employment preparedness training or referred to other services by the end of the contract term. Measurement Parameters • CalWORKs recipients who develop a Program Participation Plan • CalWORKs recipients who develop an • Employment Services Plan within 30 days of enrollment, by the end of the contract term Data Sources: Case records from CONTRACTOR Exhibit A Page 8 of 9 75% of new CalWORKs recipients who develop a "Program Participation Plan" will complete employment preparedness training as referred or enrolled in other services to make necessary positive improvement or meet the. core work competencies and be deemed job ready by end of the contract term. Performance Measure 4: 55% of CalWORKs recipients deemed job read will find employment by the end of the Job Placement Rate -The number of CalWORKs contract term. recipients who find employment by the end of the Contract Term. Measurement Parameters • CalWORKs recipients who are deemed job ready • CalWORKs recipients who find employment, by the end of the contract term • To be considered full-time employed, client must be employed 32/35 hours per week. Data source: Pay stubs and Employer contract/written verification Exhibit A Page 9 of 9 Performance Measure 5: 70% of new CalWORKs recipients will retain employment 30 days by the end of the Job Placement Rate -The number of CalWORKs contract term. recipients who retain employment by the end of the contract term. Measurement Parameters • CalWORKs recipients who find employment in a paid position, • Clients who attain 30-days job retention during the contract term, • Clients who attain 90-days job retention during the contract term, • Clients who attain 180-days job retention during the contract term. Data source: Pay stubs and Employer contract/written verification 60% of new CalWORKs recipients will retain employment 90 days by the end of the contract term. 50% of new CalWORKs recipients will retain employment 180 by the end of the contract term. ORGANIZATION: SERVICES: CONTRACT PERIOD: CONTRACT AMOUNT: BUDGET CATEGORY SALARIES & BENEFITS Salaries Payroll Taxes Benefits SERVICES & SUPPLIES Insurance Communications Office Expense Equipment Facilities -Lease Travel Costs Program Supplies Consultancy/Subcontracts Fiscal & Audits Training Indirect Costs BUDGET SUMMARY Vocational Management Services, Inc Vocational Skills Training for Special Needs Participants July 1, 2016 -June 30, 2017 July 1, 2017 -June 30, 2018 July 1, 2018 -June 30, 2019 July 1, 2019 -June 30, 2020 July 1, 2020 -June 30, 2021 $658,488 per 12 Month Contract Term ACCOUNT NUMBER 0100 0150 0200 0250 0300 0350 0400 0450 0500 0550 0600 0650 0660 0700 Subtotal: Subtotal: TOTAL: Exhibit B Page 1of3 AMOUNT $ 339,440.00 $ 30,783.00 $ 149,164.00 $ 519,387.00 $ 9,100.00 $ 3,500.00 $ 20,250.00 s s 46,661.00 s 26,000.00 s 7,500.00 s 12,090.00 $ 14,000.00 $ s s 139,101.00 $ 658,488.00 ORGANIZATION: SERVICES: CONTRACT PERIOD: CONTRACT AMOUNT: BUDGET ACCOUNT 0250 0300 0350 0450 osoo 0500 0600 0650 BUDGET DETAIL Vocational Management Services Vocational Skills Training for Special Needs Participants July 1, 2016-June 30, 2017 July 1, 2017 -June 30, 2018 July 1, 2018 -June 30, 2019 July 1, 2019 -June 30, 2020 July 1, 2020 -June 30, 2021 $658,488 per 12 Month Contract Term CATEGORY INSURANCE General Liability Worker's Compensation COMMUNICATIONS Telephone and Internet OFFICE EXPENSE Utilities Building Maintenance and Supplies Desktop Supplies Postage Equipment Maintenace/Repalr/Replacement FACILITIES Lease Payment TRAVEL COSTS Participant Staff PROGRAM SUPPLIES Workbooks/Instructional Aids Testing Materials CONSULTANCY SERVICES Perceptual MotorUpdates 480 at $25 Translation Services FISCAL & AUDITS 7 /1/2016 to 6/30/2017 Audit -Due 6/17 TOTAL SERVICES AND SUPPLIES SUB-TOTAL 3,100 6,000 3,500 8,200 3,000 3,900 400 4,750 46,661 20,000 6,000 3,750.00 3,750.00 12,000.00 90.00 7,000.00 7,000.00 139,101 Exhibit B Page 2 of 3 9,100 3,SOO 20,250 46,661 20,000 6,000 7,500 12,090 14,000 139,101 ORGANIZATION: SERVICES: CONTRACT PERIOD: CONTRACT AMOUNT: SALARIES: POSTIONS Director/Counselor Rehabilitation Counselor/Teacher Rehabilitation Counselor/Teacher Job Developer/Teacher Clerical/ Attendance Monitor/Teacher's Aide Teacher's Aide 40 hours/week $13.00/hour Teacher's Aide 40 hours/week $12.50/hour Teacher's Aide 40 hours/week $12.50/hour BENEFITS: Benefit Item: FICA SUI Health and Dental FUTA Retirement SALARIES AND BENEFITS Vocational Management Services, Inc Exhibit B Page 3 of 3 Vocational Skills Training for Special Needs Participants July 1, 2016 -June 30, 2017 July 1, 2017 -June 30, 2018 July 1, 2018 -June 30, 2019 July 1, 2019 -June 30, 2020 July l, 2020 -June 30, 2021 $658,488 per 12 Month Contract Term PERSONS % Months Monthly 1 100% 12 $ 6,600.00 1 100% 12 $ 4,200.00 1 100% 12 $ 4,200.00 1 100% 12 $ 3,500.00 1 100% 12 $ 3,200.00 1 100% 12 $13.00/40 hours 1 100% 12 $12.50/40 hours 1 100% 12 $12.50/40 hours Total: Total: Total Salaries and Benefits: TOTAL $ 79,200.00 $ 50,400.00 $ 50,400.00 $ 42,000.00 $ 38,400.00 $ 27,040.00 $ 26,000.00 $ 26,000.00 $ 339,440.00 $ 25,967.00 $ 3,472.00 $ 115,220.00 $ 1,344.00 $ 33,944.00 $ 179,947.00 $ 519,387.00 SELF-DEALING TRANSACTION DISCLOSURE FORM Exhibit C Page 1 of2 In order to conduct business with the County of Fresno (hereinafter referred to as "County"), members of a contractor's board of directors (hereinafter referred to as "County Contractor''), must disclose any self-dealing transactions that they are a party to while providing goods, performing services, or both for the County. A self-dealing transaction is defined below: "A self-dealing transaction means a transaction to which the corporation is a party and in which one or more of its directors has a material financial interest" The definition above will be utilized for purposes of completing this disclosure form. INSTRUCTIONS (1) Enter board member's name, job title (if applicable), and date this disclosure is being made. (2) Enter the board member's company/agency name and address. (3) Describe in detail the nature of the self-dealing transaction that is being disclosed to the County. At a minimum, include a description of the following: a. The name of the agency/company with which the corporation has the transaction; and b. The nature of the material financial interest in the Corporation's transaction that the board member has. (4) Describe in detail why the self-dealing transaction is appropriate based on applicable provisions of the Corporations Code. (5) Form must be signed by the board member that is involved in the self-dealing transaction described in Sections (3) and (4). (1) cC>mpanyl3oard Member Information: .. Name: Job Title: (2.) (:(),rip~ny/Age'ncy Name ancl Address: (3) Disclosure (Please cl~sC:ribe the nature of the self-dealing tr~~s~t,tiC>.f1 you are~ P#l't\' to): <J:')> Exhibit C Page 2 of2 (4) Explain why this self-dealing transactiC>n is C()nSlstent with the requir~ment~.9f.¢9rp()~~~.i9h~ Code'S~33(#): (S)·Authorized Signat:ure•·.·· Signature: