HomeMy WebLinkAboutAgreement A-21-308 with HCD.pdfSTATE OF CALIFORNIA-DEPARTMENT OF GENERAL SCO ID:
SERVICES
STANDARD AGREEMENT AGREEMENT NUMBER
STD 213 (Rev. 04/2020) 20-ESG-15565
1. This Agreement is entered into between the Contracting Agency and the Contractor named below :
CONTRACTING AGENCY NAME
DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT
CONTRACTOR'S NAME
County of Fresno
2. The term of this Agreement is:
START DATE
Upon HCD Approval
THROUGH END DATE
09/07/2022
3. The maximum amount of this Agreement is:
$282,746 .00
Agreement No . 21-308
PURCHASING AUTHORITY NUMBER (if applicable )
4. The parties agree to comply with the terms and conditions of the following exhibits, which are by this reference made a part of the Agreement.
EXHIBITS
Exhibit A Author ity, Purpose and Scope of Work
Exhibit B Budget Detail and Payment Prov isions
TITLE
Exhibit C* State of Cal ifornia General Terms and Conditions
Exhibit D ESG Program Terms and Conditions
Exhibit E Special Conditions
Exhibit F Add itio nal Provisions
TOTAL NUMBER OF PAGES ATTACHED
PAGES
3
3
GTC -04/2017
19
1
27
Items shown with an asterisk (*), are hereby incorporated by reference and made part of this agreement as if attached hereto.
These documents can be viewed at https :llwww.dgs.ca. gov!OLS/ResoL1rces
IN WITNESS WHEREOF , THIS AGREEMENT HAS BEEN EXECUTED BY THE PARTIES HERETO .
CONTRACTOR
CONTRACTOR NAME (if other than an individual, state whether a corporation , partnership,etc .)
County of Fresno
CONTRACTOR BUSINESS ADDRESS
P .O . Box 24055
PRINTED NAME OF PERSON SIGNING
Steve Brandau
CONT "';7' ~SIGNATURE
CONTRACTING AGENCY NAME
ATTEST :
BERNICE E. SEIDEL
CITY
Fresno
Clerk of the Board of Supervisors
County of Fresno , State of California
By dw ,) ~,,
Deputy
STATE OF CALIFORNIA
Department of Housing and Community Development
CONTRACTING AGENCY ADDRESS
2020 W. El Camino Ave ., Suite 130
PRINTED NAME OF PERSON SIGNING
Shaun Singh
CONTRACTING AGENCY AUTHORIZED SIGNATURE
CITY
Sacramento
STATE
CA
TITLE
ZIP
93779
Chairman of the Board of Supervisors
DATE SIGNED
~~,o ,~,
STATE
CA
TITLE
Contracts Manager,
ZIP
95833
Business & Contract Services Branch
DATE SIGNED
California Department of General Services Approval (or exemption , if applicable)
Exempt per; SCM Vol. 1 4.04.A.3 (DGS memo dated 06/12/1981)
9/29/2021
County of Fresno
20-ESG-15565
Page 1 of 3
EXHIBIT A
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
AUTHORITY, PURPOSE AND SCOPE OF WORK
1. Authority & Purpose
Standard Agreement (“Agreement”) will provide official notification of the conditional
reservation of funds under the California Department of Housing and Community
Development’s (referred to herein as “HCD” or “Department”) administration of the
Emergency Solutions Grants Program (“ESG” or “Program”) for non-formula
jurisdictions pursuant to the provisions of 42 USC 11371 – 42 USC 11378, (“Federal
Statutes”), 24 CFR Part 576, (“Federal Regulations”), and 25 California Code of
Regulations (CCR) Section 8400 et seq. (“State Regulations”), all as shall be amended
from time to time. HCD receives federal funds for ESG from the United States
Department of Housing and Urban Development (HUD). In accepting this conditional
reservation of funds, Contractor (sometimes referred to herein as “Grantee” or
“Administrative Entity”) agrees to comply with the terms and conditions of this
Agreement, the Notice of Funding Availability under which the Contractor applied, the
representations contained in the Contractor’s recommendations for this funding
allocation, and the requirements of the authorities cited above.
2. Scope of Work
A. Contractor shall perform the Scope of Work (“Work”) required by 25 CCR Section
8403 and as described in the application, which is on file at the Department,
Division of Financial Assistance, 2020 West El Camino Avenue, Sacramento,
California 95833. Contactor shall be responsible for ensuring its selected
homeless service providers perform the Work set forth in Exhibit B, Paragraph 1,
of this Agreement. All written materials or alterations to the Work submitted as
addenda to the original award recommendation package submitted by the
Contractor and which are approved in writing by the ESG Program Manager, or
higher Departmental official, as appropriate, are hereby incorporated as part of
the application/award recommendation package submitted to the Department.
The Department reserves the right to require the Contractor to modify any or all
parts of the award recommendation package in order to comply with ESG
requirements. The Department reserves the right to review and approve all Work
to be performed by the Contractor in relation to this Agreement. Any proposed
revision to the Work must be submitted in writing, for review and approval by the
Department, and may require a contract amendment. Any approval shall not be
presumed unless such approval is made by the Department in writing.
County of Fresno
20-ESG-15565
Page 2 of 3
EXHIBIT A
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
B. Contractor shall perform the Work, only in the areas as identified, and in
accordance to the approved ESG application and required by 25 CCR
Section 8403. According to the Federal ESG requirements. Contactor’s selected
homeless service providers shall provide services in the areas identified in the
application/award recommendation package submitted to the Department.
Services shall be provided by the Contractor and the Contractor’s funded
subrecipients for at least the term of the ESG grant.
3. Contract Amount of Agreement
Grant Award Amount: $282,746
4.Term of Agreement and Deadlines
A. This Agreement is effective upon approval by the Department, which is the date
executed by all parties (such date, the “Effective Date”).
B. This Agreement will expire on: September 7, 2022
C. All Program funds shall be expended by: July 7, 2022
D. All Final Funds Requests shall be submitted to the Department within 60 days
after the expenditure deadline as stated in Section 4(c) above.
E. Reimbursements will not be made after this Agreement expires.
F. The first funds request must be submitted 120 days from the execution date of
this Agreement and after that each request for funds must be submitted monthly
or quarterly. If this expenditure expectation is not met, the Department reserves
the right to mandate a corrective action or remediation plan to ensure future
timely expenditure of ESG funds.
County of Fresno
20-ESG-15565
Page 3 of 3
EXHIBIT A
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
5. Department Contract Coordinator
The coordinator of this Agreement for the Department is the ESG Program Manager for
the Federal Programs Branch, Division of Financial Assistance, or the ESG Program
Manager’s designee. Unless otherwise informed, any notice, report, or other
communication required by this Agreement shall be mailed by first class mail to the
Program Representative:
California Department of Housing and Community Development
Division of Federal Financial Assistance
Emergency Solutions Grants Program Representative
2020 West El Camino Avenue, Suite 200
Sacramento, California 95833
6. Contractor’s Contract Coordinators
Contractor’s Authorized Representative for this Agreement is listed below. Unless
otherwise informed, any notice, report or other communication required by this
Agreement shall be mailed by first class mail to the following address:
Authorized Representative Name: Delfino Neira
Authorized Representative Title: Director, Department of Social Services
Agency Name: County of Fresno
Address: 200 W. Pontiac Way, Building 2
Clovis, CA 93612
Phone No.: (559) 600-2301
Email Address: dneira@fresnocountyca.gov
County of Fresno
20-ESG-15565
Page 1 of 3
EXHIBIT B
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
BUDGET DETAIL AND PAYMENT PROVISIONS
1. Budget Detail and Description of Work
ESG funds shall be used for the following activities, as described under the federal ESG
regulations at 24 CFR Part 576, Subpart B - Program Components and Eligible
Activities:
Rapid Rehousing Assistance $ 110,896
Emergency Shelter $ 41,586
Street Outreach $ 41,586
Homelessness Prevention $ 55,448
Homeless Management Information System $ 25,273
Grant Administration $ 7,957
____________
TOTAL GRANT AWARD AMOUNT: $ 282,746
2. Method of Payment
Payments to Contractor shall be made on a reimbursement basis with the exception
that a Contractor may request an operating advance of $5,000 or thirty (30) days
working capital, whichever is greater. A request for an operating advance must be
received by the Department within sixty (60) days of the Effective Date of this
Agreement. To receive payment for the Work performed, or to receive an operating
advance, the Contractor must submit, on forms provided by the Department, a duly
executed ESG Request for Funds (RFF). The Contractor shall submit all RFFs to the
Department, per the contact information in Exhibit A, Section 5, or any other address of
which the Contractor has been notified in writing. The Department shall not authorize
payments unless it determines that the Work has been performed in compliance with
the terms of this Agreement. Contractor shall not receive an operating advance or be
reimbursed for expenditures incurred prior to the Effective Date of this Agreement,
unless otherwise approved by the Department pursuant to Exhibit D, Paragraph 1.
Reimbursements will not be made after this Agreement expires.
All requests for disbursements shall include expenditure detail report. All requests for
funds are required to show match documentation which includes match source and
amount. The Department may rely on the Contractor’s certification that expenditures
claimed in a request for disbursement are eligible and necessary, provided that the
Contractor also certifies that detailed supporting documentation verifying each
expenditure is available and shall be retained by the Contractor for three (3) years after
the Department closes its HUD grant.
County of Fresno
20-ESG-15565
Page 2 of 3
EXHIBIT B
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
NOTE: Record retention is based on the Department’s HUD closing date; NOT three
years from this Agreement expiration. The retention requirement can extend beyond
three (3) years after this Agreement expires. Therefore, the Contractor must contact the
Department for the specific record retention date for this Agreement.
Contractor shall not receive an advance or be reimbursed for expenditures incurred
prior to the Effective Date of this Agreement until all Special Conditions in Exhibit E
have been met. Environmental review compliance shall include compliance with
24 C.F.R. Part 50. Contractor shall not be reimbursed for expenditures incurred after the
expiration date of this Agreement, as set forth in Exhibit A, Section 4.
3. Budget Changes
After the Effective Date of this Agreement, no changes shall be made to the Program
budget, funded homeless service providers, or Eligible Activities without prior written
approval from the Department. Any changes to this Agreement must be made in writing
and approved by both the Department and the Contractor. The proposed change/s must
be consistent with 25 CCR 8403 and also comply with the requirements in 25 CCR
Sections 8408 and 8409.
Contractor agrees to notify the Department in writing of any line item changes to the
budget needed for the Department to update the federal Integrated Disbursement and
Information System (IDIS). For line item changes representing more than twenty-five
(25) percent of the overall project budget, a contract amendment is required.
4. Ineligible Costs
A. ESG funds shall not be used for costs associated with activities in violation of any
law or for any activities referenced as ineligible in 25 CCR 8408. The Department
reserves the right to request additional information and clarification to determine
the reasonableness and eligibility of all costs to be paid with funds made
available by this Agreement. If Contractor or its funded subrecipients use ESG
funds for the costs of ineligible activities, Contractor shall be required to
reimburse these funds to the Department and shall be prohibited from applying to
the Department for subsequent ESG funds until the Department is fully
reimbursed.
B. An expenditure which is not authorized by this Agreement, or which cannot be
adequately documented, shall be disallowed and must be reimbursed to the
Department or its designee, by the Contractor. Expenditures for Work, not
described in Exhibit A or Paragraph 1 above, shall be deemed authorized only if
the performance of such Work is approved in writing by the Department prior to
the commencement of such Work.
County of Fresno
20-ESG-15565
Page 3 of 3
EXHIBIT B
Emergency Solutions Grants Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 5/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
C. The Department, at its sole and reasonable discretion, shall make the final
determination regarding the allowability of expenditures.
5. Indirect Costs
Contractor and/or subcontractors will allow their providers to seek reimbursement for
indirect costs. The applicant must:
A. Comply with all OMB requirements and standards including 2 CFR 200.403,
200.415, and Part 200 Appendix 4;
B. Certify that any providers seeking reimbursement for indirect costs at the de
minimis rate do not meet the definition of a Major Nonprofit Organization as
defined by OMB 2 CFR 200.414; and,
C. Maintain records including evidence of the Modified Total Direct Cost (MTDC),
per 2 CFR § 200.68 calculations, indirect cost limits, and supporting
documentation for actual direct cost billing.
General Terms and Conditions (GTC 04/2017) EXHIBIT C
1. APPROVAL: This Agreement is of no force or effect until signed by both parties
and approved by the Department of General Services, if required. Contractor
may not commence performance until such approval has been obtained.
2. AMENDMENT: No amendment or variation of the terms of this Agreement shall be
valid unless made in writing, signed by the parties and approved as required. No
oral understanding or Agreement not incorporated in the Agreement is binding on
any of the parties.
3. ASSIGNMENT: This Agreement is not assignable by the Contractor, either in
whole or in part, without the consent of the State in the form of a formal written
amendment.
4. AUDIT: Contractor agrees that the awarding department, the Department of General
Services, the Bureau of State Audits, or their designated representative shall have
the right to review and to copy any records and supporting documentation pertaining
to the performance of this Agreement. Contractor agrees to maintain such records for
possible audit for a minimum of three (3) years after final payment, unless a longer
period of records retention is stipulated. Contractor agrees to allow the auditor(s)
access to such records during normal business hours and to allow interviews of any
employees who might reasonably have information related to such records. Further,
Contractor agrees to include a similar right of the State to audit records and interview
staff in any subcontract related to performance of this Agreement. (Gov. Code
§8546.7, Pub. Contract Code §10115 et seq., CCR Title 2, Section 1896).
5. INDEMNIFICATION: Contractor agrees to indemnify, defend and save harmless the
State, its officers, agents and employees from any and all claims and losses accruing
or resulting to any and all contractors, subcontractors, suppliers, laborers, and any
other person, firm or corporation furnishing or supplying work services, materials, or
supplies in connection with the performance of this Agreement, and from any and all
claims and losses accruing or resulting to any person, firm or corporation who may be
injured or damaged by Contractor in the performance of this Agreement.
6. DISPUTES: Contractor shall continue with the responsibilities under this
Agreement during any dispute.
7. TERMINATION FOR CAUSE: The State may terminate this Agreement and be
relieved of any payments should the Contractor fail to perform the requirements of
this Agreement at the time and in the manner herein provided. In the event of such
termination the State may proceed with the work in any manner deemed proper by
the State. All costs to the State shall be deducted from any sum due the Contractor
under this Agreement and the balance, if any, shall be paid to the Contractor upon
demand.
8. INDEPENDENT CONTRACTOR: Contractor, and the agents and employees of
Contractor, in the performance of this Agreement, shall act in an independent
capacity and not as officers or employees or agents of the State.
9. RECYCLING CERTIFICATION: The Contractor shall certify in writing under penalty
of perjury, the minimum, if not exact, percentage of post-consumer material as
defined in the Public Contract Code Section 12200, in products, materials, goods, or
supplies offered or sold to the State regardless of whether the product meets the
requirements of Public Contract Code Section 12209. With respect to printer or
duplication cartridges that comply with the requirements of Section 12156(e), the
certification required by this subdivision shall specify that the cartridges so comply
(Pub. Contract Code §12205).
10. NON-DISCRIMINATION CLAUSE: During the performance of this Agreement,
Contractor and its subcontractors shall not deny the contract’s benefits to any person
on the basis of race, religious creed, color, national origin, ancestry, physical
disability, mental disability, medical condition, genetic information, marital status,
sex, gender, gender identity, gender expression, age, sexual orientation, or military
and veteran status, nor shall they discriminate unlawfully against any employee or
applicant for employment because of race, religious creed, color, national origin,
ancestry, physical disability, mental disability, medical condition, genetic information,
marital status, sex, gender, gender identity, gender expression, age, sexual
orientation, or military and veteran status. Contractor shall insure that the evaluation
and treatment of employees and applicants for employment are free of such
discrimination. Contractor and subcontractors shall comply with the provisions of the
Fair Employment and Housing Act (Gov. Code §12900 et seq.), the regulations
promulgated thereunder (Cal. Code Regs., tit. 2, §11000 et seq.), the provisions of
Article 9.5, Chapter 1, Part 1, Division 3, Title 2 of the Government Code (Gov. Code
§§11135-11139.5), and the regulations or standards adopted by the awarding state
agency to implement such article. Contractor shall permit access by representatives
of the Department of Fair Employment and Housing and the awarding state agency
upon reasonable notice at any time during the normal business hours, but in no case
less than 24 hours’ notice, to such of its books, records, accounts, and all other
sources of information and its facilities as said Department or Agency shall require to
ascertain compliance with this clause. Contractor and its subcontractors shall give
written notice of their obligations under this clause to labor organizations with which
they have a collective bargaining or other agreement. (See Cal. Code Regs., tit. 2,
§11105.)
Contractor shall include the nondiscrimination and compliance provisions of this
clause in all subcontracts to perform work under the Agreement.
11. CERTIFICATION CLAUSES: The CONTRACTOR CERTIFICATION CLAUSES
contained in the document CCC 04/2017 are hereby incorporated by reference
and made a part of this Agreement by this reference as if attached hereto.
12. TIMELINESS: Time is of the essence in this Agreement.
13. COMPENSATION: The consideration to be paid Contractor, as provided herein,
shall be in compensation for all of Contractor's expenses incurred in the
performance hereof, including travel, per diem, and taxes, unless otherwise
expressly so provided.
14. GOVERNING LAW : This contract is governed by and shall be interpreted in
accordance with the laws of the State of California.
15. ANTITRUST CLAIMS: The Contractor by signing this agreement hereby certifies
that if these services or goods are obtained by means of a competitive bid, the
Contractor shall comply with the requirements of the Government Codes
Sections set out below.
a. The Government Code Chapter on Antitrust claims contains the following
definitions:
1) "Public purchase" means a purchase by means of competitive bids of
goods, services, or materials by the State or any of its political
subdivisions or public agencies on whose behalf the Attorney General may
bring an action pursuant to subdivision (c) of Section 16750 of the
Business and Professions Code.
2) "Public purchasing body" means the State or the subdivision or
agency making a public purchase. Government Code Section 4550.
b. In submitting a bid to a public purchasing body, the bidder offers and
agrees that if the bid is accepted, it will assign to the purchasing body all
rights, title, and interest in and to all causes of action it may have under
Section 4 of the Clayton Act (15 U.S.C. Sec. 15) or under the Cartwright
Act (Chapter 2 (commencing with Section 16700) of Part 2 of Division 7 of
the Business and Professions Code), arising from purchases of goods,
materials, or services by the bidder for sale to the purchasing body
pursuant to the bid. Such assignment shall be made and become effective
at the time the purchasing body tenders final payment to the bidder.
Government Code Section 4552.
c. If an awarding body or public purchasing body receives, either through
judgment or settlement, a monetary recovery for a cause of action
assigned under this chapter, the assignor shall be entitled to receive
reimbursement for actual legal costs incurred and may, upon demand,
recover from the public body any portion of the recovery, including treble
damages, attributable to overcharges that were paid by the assignor but
were not paid by the public body as part of the bid price, less the expenses
incurred in obtaining that portion of the recovery. Government Code
Section 4553.
d. Upon demand in writing by the assignor, the assignee shall, within one year
from such demand, reassign the cause of action assigned under this part if
the assignor has been or may have been injured by the violation of law for
which the cause of action arose and (a) the assignee has not been injured
thereby, or (b) the assignee declines to file a court action for the cause of
action. See Government Code Section 4554.
16.CHILD SUPPORT COMPLIANCE ACT: For any Agreement in excess of
$100,000, the contractor acknowledges in accordance with Public Contract Code
7110, that:
a.The contractor recognizes the importance of child and family support
obligations and shall fully comply with all applicable state and federal laws
relating to child and family support enforcement, including, but not limited
to, disclosure of information and compliance with earnings assignment
orders, as provided in Chapter 8 (commencing with section 5200) of Part 5
of Division 9 of the Family Code; and
b.The contractor, to the best of its knowledge is fully complying with the
earnings assignment orders of all employees and is providing the names
of all new employees to the New Hire Registry maintained by the
California Employment Development Department.
17.UNENFORCEABLE PROVISION: In the event that any provision of this Agreement
is unenforceable or held to be unenforceable, then the parties agree that all other
provisions of this Agreement have force and effect and shall not be affected
thereby.
18.PRIORITY HIRING CONSIDERATIONS: If this Contract includes services in excess
of $200,000, the Contractor shall give priority consideration in filling vacancies in
positions funded by the Contract to qualified recipients of aid under Welfare and
Institutions Code Section 11200 in accordance with Pub. Contract Code §10353.
19.SMALL BUSINESS PARTICIPATION AND DVBE PARTICIPATION
REPORTING REQUIREMENTS:
a.If for this Contract Contractor made a commitment to achieve small
business participation, then Contractor must within 60 days of receiving
final payment under this Contract (or within such other time period as may
be specified elsewhere in this Contract) report to the awarding department
the actual percentage of small business participation that was achieved.
(Govt. Code § 14841.)
b.If for this Contract Contractor made a commitment to achieve disabled
veteran business enterprise (DVBE) participation, then Contractor must
within 60 days of receiving final payment under this Contract (or within
such other time period as may be specified elsewhere in this Contract)
certify in a report to the awarding department: (1) the total amount the
prime Contractor received under the Contract; (2) the name and address of
the DVBE(s) that participated in the performance of the Contract; (3) the
amount each DVBE received from the prime Contractor; (4) that all
payments under the Contract have been made to the DVBE; and (5) the
actual percentage of DVBE participation that was achieved. A person or
entity that knowingly provides false information shall be subject to a civil
penalty for each violation. (Mil. & Vets. Code § 999.5(d); Govt. Code §
14841.)
20.LOSS LEADER: If this contract involves the furnishing of equipment, materials, or
supplies then the following statement is incorporated: It is unlawful for any person
engaged in business within this state to sell or use any article or product as a “loss
leader” as defined in Section 17030 of the Business and Professions Code. (PCC
10344(e).)
County of Fresno
20-ESG-15565
Page 1 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
ESG PROGRAM TERMS AND CONDITIONS
1. Effective Date, Commencement of Work and Completion Dates
This Agreement is effective upon approval by all parties and the Department, which is
evidenced by the date signed by the Department on page one of the Standard
Agreement, STD 213 (the “Effective Date"). All eligible costs incurred after the date of
the award letter issued to the grantee by HCD may be reimbursable. Contractor shall
not incur any costs to be reimbursed prior to the date of the award letter. In addition, no
activity funds shall be incurred until any required environmental review process has
been completed, if required under 24 CFR 50. Contractor agrees that the Work shall be
completed by the expenditure deadline specified in Exhibit A, Paragraph 4.
A. Contractor must obligate all funds within 120 days from the date of the award
notification letter. “Obligate” means that the Contractor has placed orders,
awarded contracts, received services, or entered similar transactions that require
payment from the grant amount. In the case of an award made to a Unit of
General Purpose Local Government that subcontracts with Private Nonprofit
Organizations via letters of awards and Service Provider Agreements, the
subcontractors are subject to obligate the funds within 120 days from the date of
the award notification letter received by the Unit General Purpose Local
Government.
B. Contractor agrees to provide documentation satisfactory to the Department
evidencing the obligation of ESG funds within 120 days from the date the
Department made the grant amount available to the Contractor. If the Contractor
fails to provide such documentation, the Department may disencumber any
portion of the amount authorized by this Agreement with a fourteen (14) day
written notification.
C. Contractor and its subcontractors agree that the Work shall be completed by the
expenditure deadline specified in Exhibit A, Section 4 and that the Work will be
provided for the full term of this Agreement.
2. Eligible Activities
ESG funds awarded by the Contractor shall be used for the eligible activities set forth in
Exhibit B as permitted under the federal ESG regulations at 24 CFR Part 576. The
following additional limitations or requirements shall apply:
A. A maximum of ten (10) percent of the funds provided under this Agreement may
be used for Homeless Management Information System (HMIS) activities.
County of Fresno
20-ESG-15565
Page 2 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
B. ESG funds shall not be used for Renovation, Conversion, or Major Rehabilitation
activities pursuant to 24 CFR 576.102. Minor repairs to an ESG funded
Emergency Shelter that do not qualify as Renovation, Conversion, or Major
Rehabilitation are an eligible use of ESG funds.
C. No less than 40 percent of the total funds available to the Contractor must be
awarded to Rapid Rehousing, except that Administrative Entities partnering with
a neighboring Continuum of Care from the Balance of State Allocation must
award 100 percent of both Service Area formula allocations to rapid rehousing.
D. For Rapid Rehousing and Homelessness prevention activities, no subpopulation
targeting will be permitted except if documentation of all of the following is
provided to the Department prior to the award of funds for these activities:
1) Evidence that there is an unmet need for these activities for the
subpopulation proposed for targeting; and,
E. Evidence that there is existing funding in the Continuum of Care Service Area for
programs that address the needs of the excluded populations for these activities.
Pursuant to OMB requirements, Contractor may permit homeless service
providers receiving ESG funds to charge an indirect cost allocation to their grant.
The indirect cost allocation may not exceed ten percent of the allowable direct
costs under the ESG activity unless a higher limit for the indirect cost allocation
has been approved by the applicable federal agency pursuant to OMB
requirements. Indirect Costs are those that have been incurred for common or
joint objectives and cannot be readily identified with a particular final cost
objective or activity.
3. State Contract Manual Requirements (Section 3.11, Federally-Funded Contracts
(Rev. 3/03)
A. It is mutually understood between the parties that this Agreement may have been
written for the mutual benefit of both parties before ascertaining the availability of
congressional appropriation of funds to avoid Program and fiscal delays that
would occur if the Agreement were executed after that determination was made.
B. This Agreement is valid and enforceable only if sufficient funds are made
available to the State by the United States Government for the purpose of this
Program. In addition, this Agreement is subject to any additional restrictions,
limitations, or conditions enacted by the Congress or to any statute enacted by
the Congress that may affect the provisions, terms, or funding of this contract in
any manner.
County of Fresno
20-ESG-15565
Page 3 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
C. The parties mutually agree that if Congress does not appropriate sufficient funds
for the Program, this Agreement shall be amended to reflect any reduction in
funds.
D. The Department has the option to invalidate the contract under the 30-day
cancellation clause or to amend the contract to reflect any reduction in funds.
4. Sufficiency of Funds and Termination
A. The Department may terminate this Agreement at any time for cause by giving a
minimum of fourteen (14) days’ notice of termination, in writing, to the Contractor.
Cause shall consist of: violations of any terms and/or special conditions of this
Agreement; the Federal Statutes; the Federal Regulations; the State
Regulations; withdrawal of the Department’s expenditure authority. Upon
termination of this Agreement, unless otherwise approved in writing by the
Department, any unexpended funds received by the Contractor shall be returned
to the Department within thirty (30) days of the Notice of Termination.
B. It is mutually understood between the parties that this Agreement may have been
written before ascertaining the availability of congressional appropriation of
funds, for the mutual benefit of both parties in order to avoid Program and fiscal
delays, which would occur if the Agreement were executed after the
determination was made.
C. This Agreement is valid and enforceable only if sufficient funds are made
available to the Department by the United States Government for the purposes of
this Program. In addition, this Agreement is subject to any additional restrictions,
limitations or conditions, or statute, regulations or any other laws, whether federal
or those of the State of California, or of any agency, department, or any political
subdivision of the federal or the State of California governments, which may
affect the provisions, terms or funding of this Agreement in any manner.
D. It is mutually agreed that if Congress does not appropriate sufficient funds for the
Program, this Agreement shall be amended to reflect any reductions in funds.
E. The Department has the option to terminate this Agreement under the thirty (30)
day cancellation clause or to amend this Agreement to reflect any reduction of
funds.
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Approved Date: 03/5/2021
Prep. Date: 04/21/2021
5. Transfers
Contractor may not transfer by subcontract or novation, or by any other means, the
rights, duties, or performance of this Agreement or any part thereof, except with the
prior written approval of the Department and a formal amendment to this Agreement to
affect such subcontract or novation.
6.Contractors and Subcontractors
A.Contractor, or its subcontractors, shall not enter into any agreement, written or
oral, with any contractor without the prior written determination by the
Department of the Contractor’s eligibility. A Contractor or subcontractor is not
eligible to receive grant funds if the Contractor is not licensed and in good
standing in California or is listed on the Federal Consolidated List of Debarred,
Suspended and Ineligible Contractors.
B. The Agreement between the Contractor and any subcontractor shall require the
Contractor and its subcontractors, if any, to:
1) Perform the Work in accordance with Federal, State and local housing and
building codes, as applicable.
2) Comply with the labor standards described in this Exhibit, Section 20, as
applicable. In addition to the requirements of this Exhibit, all contractors
and subcontractors must comply with the provisions of the California
Labor Code, as applicable.
3) Comply with the applicable Equal Opportunity Requirements, described in
this Exhibit, Section 14.
4) Maintain at least the minimum State-required worker’s compensation
insurance for those employees who will perform the Work or any part of it.
5) Maintain, as required by law, unemployment insurance, disability
insurance, and liability insurance in an amount to be determined by the
Department, which is reasonable to compensate any person, firm, or
corporation who may be injured or damaged by the Contractor or any
subcontractor in performing the Work or any part of it.
6) Agree to include all the terms of this Agreement in each subcontract.
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C. The Department reserves the right of pre-award review and approval of all
proposed contracts and related procurement documents, such as requests for
proposals and invitations for bids, where the subcontract amount exceeds
$25,000.
7. Core Practices
A. All ESG-funded activities shall operate in a manner consistent with the
requirements of 25 CCR 8409, including but not limited to use of a homelessness
coordinated entry system, housing first practices, and progressive engagement
practices.
B. All service providers receiving ESG funds shall take actions to create an
effective, welcoming and affirming environment for all program participants and
employees, including, but not limited to, persons of different races, ethnicities,
sexual orientations, gender identities, and gender expressions.
C. The Contractor will establish and implement to the maximum extent practicable
and where appropriate, policies and protocols for the discharge of persons from
publicly funded institutions or systems of care (such as health care facilities,
mental health facilities, foster care or other youth facilities or correction programs
and institutions) in order to prevent this discharge from immediately resulting in
homelessness for these persons.
D. The Contractor will develop and implement procedures to ensure the
confidentiality of the records pertaining to any individual provided family violence
prevention or treatment services under any project assisted under the ESG
program, including protection against the release of the address or location of
any family violence shelter project, except with the written authorization of the
person responsible for the operation of the shelter.
E. If ESG funds are used for shelter operations or essential services related to
Street Outreach or Emergency Shelter, the Contractor will ensure the
subrecipient will provide services or shelter to homeless individuals and families
for the period during which the ESG assistance is provided, without regard to a
particular site or structure, so long as the subrecipient serves the same type of
persons (e.g., families with children, unaccompanied youth, veterans, disabled
individuals or victims of domestic violence) or persons in the same geographic
area.
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Prep. Date: 04/21/2021
F. The Contractor will ensure the subrecipients will assist homeless individuals in
obtaining permanent housing, appropriate supportive services (including medical
and mental health treatment, counseling, supervision and other services
essential for achieving independent living) and other federal, state, local, and
private assistance available for such individuals.
G. To the maximum extent practical, the Contractor and its subrecipients, will
involve through employment, volunteer services, or otherwise; homeless
individuals and families in constructing, renovating, maintaining and operating
facilities assisted under ESG and in providing services for occupants of facilities
assisted by ESG.
8. Shelter and Housing Standards
Emergency Shelters must also meet the minimum safety, sanitation, and privacy
standards at 24 CFR 576.403 (b), including but not limited to, accessibility standards in
accordance with Section 504 of the Rehabilitation Act (29 U.S.C.794) and implementing
regulations at 24 CFR part 8; the Fair Housing Act (42 U.S.C. 3601 et seq.) and
implementing regulations at 24 CFR part 100; and Title II of the Americans with
Disabilities Act (42 U.S.C. 12131 et seq.) and 28 CFR part 35; where applicable.
If Rapid Rehousing or Homeless Prevention Assistance is provided, the assisted
housing must meet the minimum habitability standards at 24 CFR 576.403 (c).
9. Inspections
A. Contractor shall inspect any Work performed hereunder to ensure that the Work
is being and has been performed in accordance with the applicable Federal,
State and/or local requirements, and this Agreement.
B. The Department reserves the right to inspect any Work performed hereunder to
ensure that the Work is being and has been performed in accordance with the
applicable Federal, State and/or local requirements, and this Agreement.
C. Contractor agrees to require that all Work that is determined based on such
inspections not to conform to the applicable requirements be corrected and to
withhold payments to the subrecipient or subcontractor until it is corrected.
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Approved Date: 03/5/2021
Prep. Date: 04/21/2021
10. Monitoring Grant Activities
A. Contractor shall monitor the activities selected and awarded by them to ensure
compliance with Federal and State ESG requirements. An onsite monitoring visit
of homeless service providers shall occur whenever determined necessary by
the Contractor, but at least once during the grant period.
B. The Department will monitor the performance of the Contractor based on a risk
assessment and according to the terms of this Agreement. The Department may
also monitor any subrecipients of the Contractor as the Department deems
appropriate based on a risk assessment.
C. The Department will monitor the performance of Contractor and funded projects
based on the performance measures used by HUD in ESG or the Continuum of
Care program. In the event that project-level or system-wide performance
consistently remains in the lowest quartile compared to all participating Service
Areas in the Continuum of Care allocation, the Department will work
collaboratively with the Contractor to develop performance improvement plans
which will be incorporated into this Standard Agreement and other agreements
required under 25 CCR Section 8403
D. If it is determined that a Contractor or any of its subrecipients falsified any
certification, application information, financial, or contract report, the Contractor
shall be required to reimburse the full amount of the ESG award to the
Department, and may be prohibited from any further participation in the ESG
program. The Department may also impose any other actions permitted under 24
CFR 576.501 (c).
E. As requested by the Department, the Contractor shall submit to the Department
all ESG monitoring documentation necessary to ensure that Contractor and its
subrecipients are in continued compliance with Federal and State ESG
requirements. Such documentation requirements and the submission deadline
shall be provided by the Department at the time such information is requested
from the Contractor.
11. Compliance with Federal and State Laws and Regulations
A. The Contractor and its subrecipients shall comply with the policies, guidelines
and requirements under 2 CFR, Part 200, as applicable, as they relate to the cost
principles, audit requirements, acceptance and use of federal funds under this
part.
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Prep. Date: 04/21/2021
B. The Contractor agrees to comply with all federal laws and regulations applicable
to the ESG Program and to the grant activity(ies), and with any other federal
provisions as set forth in this Agreement. The Contractor agrees to comply with
all federal and State laws and regulations that pertain to construction, health and
safety, labor, fair employment practices, equal opportunity, and all others matters
applicable to the Contractor, its contractor or subcontractor and the Work. This
includes but is not limited to complying with all relevant sections of 2 CFR
Part 200.
12. Procurement of Goods and Services
Prior to the drawdown of ESG funds for the Contractor’s purchase of goods or services,
Contractor shall comply with the Procurement Standards contained in 2 CFR 200.
Contractor, when procuring goods with ESG funds, must provide the Department with
evidence of compliance with these requirements, as applicable.
13. Procurement of Recovered Materials
Contractor and its subrecipients must comply with Section 6002 of the Solid Waste
Disposal Act, as amended by the Resource Conservation and Recovery Act. The
requirements of Section 6002 include procuring only items designated in guidelines of
the Environmental Protection Agency (EPA) at 40 CFR Part 247 that contain the highest
percentage of recovered materials practicable, consistent with maintaining a satisfactory
level of competition, where the purchase price of the item exceed $10,000 or the value
of the quantity acquired by the preceding fiscal year exceeded $10,000; procuring solid
waste management services in a manner that maximizes energy and resource
recovery; and establishing an affirmative procurement program for procurement of
recovered materials identified in the EPA guidelines.
14. Equal Opportunity Requirements and Responsibilities
A.Title VI of the Civil Rights Act of 1964: This act provides that no person shall
be excluded from participation, denied program benefits, or subject to
discrimination based on race, color, and/or national origin under any program or
activity receiving federal financial assistance.
B.Title VII of the Civil Rights Act of 1968 (The Fair Housing Act): This act
prohibits discrimination in housing on the basis of race, color, religion, sex and/or
national origin. This law also requires actions which affirmatively promote fair
housing.
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Prep. Date: 04/21/2021
C.Civil Rights Restoration Act of 1987: This act restores the broad scope of
coverage and clarifies the application of the Civil Rights Act of 1964. It also
specifies that an institution which receives federal financial assistance is
prohibited from discriminating on the basis of race, color, national origin, religion,
sex, disability or age in a program or activity which does not directly benefit from
such assistance.
D.Section 109 of Title 1 of the Housing and Community Development Act of
1974 [42 U.S.C. 5309]: This section of Title 1 provides that no person shall be
excluded from participation (including employment), denied program benefits, or
subject to discrimination on the basis of race, color, national origin, or sex under
any program or activity funded in whole or in part under Title 1 of the Act.
E.The Fair Housing Amendment Act of 1988: This act amended the original Fair
Housing Act to provide for the protection of families with children and people with
disabilities, strengthen punishment for acts of housing discrimination, expand the
Justice Department jurisdiction to bring suit on behalf of victims in federal district
courts, and create an exemption to the provisions barring discrimination on the
basis of familial status for those housing developments that qualify as housing for
persons age 55 or older.
F.The Housing for Older Persons Act of 1995 (HOPA): Retained the
requirement that the housing facilities must have one person who is 55 years of
age or older living in at least 80% of its occupied units. The act also retained the
requirement that housing facilities publish and follow policies and procedures that
demonstrate intent to be housing for persons 55 or older.
G.The Age Discrimination Act of 1975: This act provides that no person shall be
excluded from participation, denied program benefits, or subject to discrimination
on the basis of age under any program or activity receiving federal funding
assistance. Effective January 1987, the age cap of 70 was deleted from the laws.
Federal law preempts any State law currently in effect on the same topic.
H.Section 504 of the Rehabilitation Act of 1973: It is unlawful to discriminate
based on disability in federally assisted programs. This Section provides that no
otherwise qualified individual shall, solely by reason of his or her disability, be
excluded from participation (including employment), denied program benefits, or
subjected to discrimination under any program or activity receiving federal
funding assistance. Section 504 also contains design and construction
accessibility provisions for multifamily dwellings developed or substantially
rehabilitated for first occupancy on or after March 13, 1991.
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Prep. Date: 04/21/2021
I. The Americans with Disabilities Act of 1990 (ADA): This act modifies and
expands the Rehabilitation Act of 1973 to prohibit discrimination against "a
qualified individual with a disability" in employment and public accommodations.
The ADA requires that an individual with a physical or mental impairment who is
otherwise qualified to perform the essential functions of a job, with or without
reasonable accommodation, be afforded equal employment opportunity in all
phases of employment.
J. Executive Order 11063: This executive order provides that no person shall be
discriminated against on the basis of race, color, religion, sex, or national origin
in housing and related facilities provided with federal assistance and lending
practices with respect to residential property when such practices are connected
with loans insured or guaranteed by the federal government.
K. Executive Order 11259: This executive order provides that the administration of
all federal programs and activities relating to housing and urban development be
carried out in a manner to further housing opportunities throughout the United
States.
L. The Equal Employment Opportunity Act: This act empowers the Equal
Employment Opportunity Commission (EEOC) to bring civil action in federal court
against private sector employers after the EEOC has investigated the charge,
found "probable cause" of discrimination, and failed to obtain a conciliation
agreement acceptable to the EEOC. It also brings federal, state, and local
governments under the Civil Rights Act of 1964.
M. The Immigration Reform and Control Act (IRCA) of 1986: Under IRCA,
employers may hire only persons who may legally work in the U.S., i.e., citizens
and nationals of the U.S. and aliens authorized to work in the U.S. The employer
must verify the identity and employment eligibility of anyone to be hired, which
includes completing the Employment Eligibility Verification Form (19).
N. The Uniform Guidelines on Employee Selection Procedures adopted by the
Equal Employment Opportunity Commission in 1978: This manual applies to
employee selection procedures in the areas of hiring, retention, promotion,
transfer, demotion, dismissal and referral. It is designed to assist employers,
labor organizations, employment agencies, licensing and certification boards in
complying with the requirements of federal laws prohibiting discriminatory
employment.
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Prep. Date: 04/21/2021
O. The Vietnam Era Veterans' Readjustment Act of 1974 (revised Jobs for
Veterans Act of 2002): This act was passed to ensure equal employment
opportunity for qualified disabled veterans and veterans of the Vietnam War.
Affirmative action is required in the hiring and promotion of veterans.
P. Executive Order 11246: This executive order applies to all federally assisted
construction contracts and subcontracts. It provides that no person shall be
discriminated against on the basis of race.
15. The Training, Employment, and Contracting Opportunities for Business and
Lower Income Persons Assurance of Compliance (Section 3)
The Contractor will comply with Section 3 of the Housing and Urban Development Act of
1968 (12 U.S.C. 1701u), and implementing 24 CFR, Part 135. The responsibilities of the
Contractor are outlined in 24 CFR Part 135.32 as follows:
A. Implementing procedures designed to notify Section 3 residents about training
and employment opportunities generated by Section 3 covered assistance and
Section 3 business concerns about contracting opportunities generated by
Section 3 covered assistance.
B. Notifying potential subrecipients for Section 3 covered projects of the
requirements and incorporating the Section 3 clause set forth in 24 CFR
Section 135.38 in all solicitations and contracts in excess of $100,000.
C. Facilitating the training and employment of Section 3 residents and the award of
contracts to Section 3 business concerns by undertaking activities such as
described in the appendix to this part, as appropriate, to reach the goals set forth
in 24 CFR Section 135.30. Subrecipients, at their own discretion, may establish
reasonable numerical goals for the training and employment of Section 3
residents and contract award to Section 3 business concerns that exceed those
specified in 24 CFR Section 135.30.
D. Assisting and actively cooperating with the Assistant Secretary in obtaining the
compliance of contractors and subcontractors with the requirements of this part,
and refraining from entering into any contract with any contractor where the
subrecipient has notice or knowledge that the Contractor has been found in
violation of the regulations in 24 CFR Part 135.
E. Documenting actions taken to comply with the requirements of this part, the
results of those actions taken and impediments, if any.
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F. A Contractor which distributes funds for Section 3 covered assistance to units of
local governments, to the greatest extent feasible, must attempt to reach the
numerical goals set forth in 24 CFR Section 135.30 regardless of the number of
local governments receiving funds from the Section 3 covered assistance which
meet the thresholds for applicability set forth at 24 CFR Section 135.30. The
State must inform units of local government to whom funds are distributed of the
requirements of this part; assist local governments and their contractors
in meeting the requirements and objectives of this part; and monitor the
performance of local governments with respect to the objectives and
requirements of this part.
16. Affirmative Outreach
A. Contractor or its subrecipients must make known that the use of the facilities,
assistance, and services are available to all on a nondiscriminatory basis. If it is
unlikely that the procedures the Contractor or its subrecipients intends to use to
make known the availability of its facilities, assistance, and services will reach
persons of any particular race, color, religion, sex, age, national origin, familial
status, or disability, who may qualify for those facilities and services, the
Contractor or its subrecipients must establish additional procedures that ensure
that those persons are made aware of the facilities, assistance, and services.
B. Contractor or its subrecipients must take appropriate steps to ensure effective
communication with persons with disabilities including, but not limited to,
adopting procedures that will make available to interested persons information
concerning the location of assistance, services, and facilities that are accessible
to persons with disabilities. Consistent with Title VI and Executive Order 13166,
applicants are also required to take reasonable steps to ensure meaningful
access to programs and activities for Limited English Proficiency (LEP) persons.
17. Environmental Requirements
This Agreement is subject to the provisions of the California Environmental Quality Act
(CEQA). Contractor assumes responsibility to fully comply with CEQA’s requirements
regarding the Work. In addition, Contractor shall comply with the environmental
requirements of 24 CFR Part 576.407 subdivision (d). The obligation of funds and
incurring of costs is hereby conditioned upon compliance with CEQA, 24 CFR Section
576.407 subdivision (d) and completion by the State and the U.S. Department of
Housing and Urban Development of all applicable review and approval requirements.
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Prep. Date: 04/21/2021
The Contractor shall supply all available, relevant information necessary for HCD to
perform for each property any environmental review as required under 24 CFR Part 50.
The Contractor shall also carry out mitigating measures required by HCD or select an
alternate eligible property. HUD may eliminate from consideration any application that
would require an Environmental Impact Statement (EIS).
The subrecipient, or any contractor of the subrecipient, may not acquire, rehabilitate,
convert, lease, repair, dispose of, demolish, or construct property for a project, or
commit or expend ESG or local funds for eligible activities under this part, until HUD has
performed an environmental review under 24 CFR Part 50 and the subrecipient has
received HUD approval of the property. For all funded applications, HCD will inform the
subrecipient any required additional environmental review.
18. Clean Air and Water Acts
This Agreement is subject to the requirements of the Clean Air Act, as amended, 42
U.S.C. 1857et seq., the Federal Water Pollution Control Act, as amended, 33 U.S.C.
1251 et seq., and the regulations of the Environmental Protection Agency with respect
thereto, at 40 CFR, Part 15, as amended from time to time.
19. Lead-Based Paint Hazards
The assistance provided under this Agreement is subject to the Lead-Based Paint
Poisoning Prevention Act (42 U.S.C. 4821 – 4845), the Residential Lead-Based Paint
Hazard Reduction Act of 1992 (42 U.S.C. 4851 - 4856). Activities performed with the
assistance provided under this Agreement are subject to 24 CFR, Part 35.
20. Prevailing Wages
A. Where funds provided through this Agreement are used for construction work, or
in support of construction work, Contractor shall ensure that the requirements of
Chapter 1 (commencing with Section 1720) of Part 7 of the Labor Code
(pertaining to the payment of prevailing wages and administered by the California
Department of Industrial Relations) are met.
B. For the purposes of this requirement “construction work” includes but is not
limited to rehabilitation, alteration, demolition, installation or repair done under
contract and paid for, in whole or in part, through this Agreement. All construction
work shall be done through the use of a written contract with a properly licensed
building contractor incorporating prevailing wage requirements (the “Construction
Contract”). Where the Construction Contract will be between the Contractor and
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a licensed building contractor, Contractor shall serve as the “awarding body” as
defined in the Labor Code. Where the Contractor will provide funds to a third
party that will enter into the Construction Contract with a licensed building
contractor, the third party shall serve as the “awarding body”.
C. The Construction Contract and any amendments thereto shall be subject to the
prior written approval of the Department. Prior to any disbursement of funds,
including but not limited to release of any final retention payment, the Department
may require a certificate from the awarding body that prevailing wages have
been or will be paid when required by Section 1720 et. seq. of the Labor Code.
21. Matching Funds
Each Contractor shall be required to supplement the assistance provided through
Federal ESG funds with funding from other sources. Each Contractor shall certify to the
Department its compliance with this requirement and shall include with such certification
a description of the sources and amounts of such supplemental funds.
22. Assurance of Compliance with the “Violence Against Women Reauthorization Act
of 2013” (VAWA) (S.47 - 113th Congress (2013-2014)) (as amended or
reauthorized) Title VI - Safe Homes for Victims of Domestic Violence, Dating
Violence, Sexual Assault, and Stalking – Sec. 601-603
VAWA provides housing protections for survivors of domestic and dating violence,
sexual assault, and stalking when it comes to finding and keeping a home they can feel
safe in.
VAWA applies for all victims of domestic violence, dating violence, sexual assault, and
stalking, regardless of sex, gender identity, or sexual orientation, and must be applied
consistently with all nondiscrimination and fair housing requirements. VAWA now
expands housing protections to HUD programs beyond HUD’s public housing program
and HUD’s tenant-based and project-based Section 8 programs. VAWA now provides
enhanced protections and options for victims of domestic violence, dating violence,
sexual assault, and stalking.
During the performance of this Agreement, the Contractor or its subrecipients assure
that:
A. Domestic Violence survivors are not denied assistance as an applicant, or
evicted or have assistance terminated as a tenant, because the applicant or
tenant is or has been a victim of domestic violence, dating violence, sexual
assault, and stalking.
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B. It will implement an “emergency transfer plan,” which allows for domestic
violence survivors to move to another safe and available unit if they fear for their
life and safety.
C. It will provide “Protections against denials, terminations, and evictions that
directly result from being a victim of domestic violence, dating violence, sexual
assault, or stalking, if the applicant or tenant otherwise qualifies for admission,
assistance, participation, or occupancy.”
D. It will implement a “low-barrier certification process” where a domestic violence
survivor need only to self-certify in order to document the domestic violence,
dating violence, sexual assault, or stalking, ensuring third party documentation
does not cause a barrier in a survivor expressing their rights and receiving the
protections needed to keep
themselves safe.
23. Liability Insurance
Unless otherwise approved in writing, Contractor shall have and maintain in full force
and effect during the terms of this Agreement liability insurance in an amount of not less
than $1,000,000.00 per occurrence with the Department named as an additional
insured. Prior to drawdown of funds, Contractor shall provide a valid certificate of
insurance to the Department Program Representative for review and approval.
24. Reporting and Recordkeeping
A. By July 31 of each year, Contractor shall submit an Annual Performance Report
to the Department. In accordance with federal reporting requirements, the report
will include, but will not be limited to, beneficiary data, Minority Owned
Business/Women Owned Business (MBE/WBE) data, and Section 3 data, if
applicable.
B. Contractor shall submit, within thirty (30) days after the end of the State-
designated reporting period, in a manner and format approved by the
Department, a Request for Funds (RFF) and Detailed Expense Report (DER).
Compliance reports shall be submitted as specified by the Department. Close-
out-of-grant progress reports shall be submitted within sixty (60) days after the
end of the reporting period.
C. Contractor shall manage and maintain all client data information using a
Homeless Management Information System (HMIS) or comparable data system
(defined as a separate data system that collects required HMIS and ESG data
elements and complies with HUD Data and Technical Standards). Contractor
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shall collect all program data elements using the HMIS and comply with all
reporting requirements.
D. Contractor shall maintain all fiscal and Program records pertaining to the Grant
for a period of three (5) years after the Department closes its HUD grant or any
other period specified in 24 CFR §576.500 (y).
NOTE: Record retention is based on the Department’s HUD closing date; NOT
three years from this Agreement expiration. The retention requirement can
extend beyond three years after this Agreement expires. Therefore, the
Contractor must contact the Department for the specific record retention date for
this Agreement.
E. Contractor shall submit required reports on forms approved by the Department.
25. Audit/Retention and Inspection of Records
A.Contractor agrees to maintain accounting books and records in accordance with
Generally Accepted Accounting Principles, per 2 CFR 200.49 Contractor agrees
that the Department, the Department of General Services, the Bureau of State
Audits, or their designated representatives, shall have the right to review and
copy any records and supporting documentation pertaining to the performance of
this Agreement. Contractor agrees to maintain such records for possible audit for
three (5 years after the Department closes its HUD grant or any other period
specified in 24 CFR §576.500 (y).
NOTE: Record retention is based on the Department’s HUD closing date; NOT
three years from this Agreement expiration. The retention requirement can
extend beyond three years after this Agreement expires. Therefore, the
Contractor must contact the Department for the specific record retention date for
this Agreement. Contractor agrees to allow the auditor(s) access to such records
during normal business hours and to allow interviews of employees who might
reasonably have information related to such records. Further, Contractor agrees
to include a similar right of the Department to audit records and interview staff in
any subcontract related to performance of this Agreement.
B. The audit shall be performed by a qualified State, local or independent auditor.
Contractor shall notify the Department of the auditor’s name and address
immediately after the selection has been made. The contract for audit shall
include a clause which permits access by the Department to the independent
auditor’s working papers.
County of Fresno
20-ESG-15565
Page 17 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
C. Private Nonprofit Organization and Unit of General-Purpose Local Government
contractors shall comply with the audit requirements contained in 2 CFR
Part 200.
26. Faith-Based Activities
Pursuant to 24 CFR Section 576.406 of Federal Regulations, contractor and its
subrecipients shall not require, as a condition of Program Participant housing,
participation by Program Participants in any religious or philosophical ritual, service,
meeting or rite.
27. Interest of Members, Officers or Employees of Contractors, Members of Local
Governing Body
Pursuant to 24 CFR 576.404, in addition to the conflict of interest requirements in
OMB Circulars A-102 and A-110, no person as defined below:
A. Who is an employee, agent, consultant, officer or elected as appointed official of
the Contractor (or of any designated public agency); and,
B. Who exercises or has exercised any functions or responsibilities with respect to
assisted activities; or,
C. Who is in a position to participate in a decision-making process or gain inside
information with regard to such activities, may obtain a personal or financial
interest or benefit from the activity or have an interest in any contract,
subcontract or agreement with respect thereto, or the proceeds thereunder,
either for him or herself or for those with whom he or she has family or business
ties, during his or her tenure or for one (1) year thereafter. HUD may grant an
exception to this exclusion as provided in 24 CFR §570.611 (d)
28. Anti-Lobbying Certification
The Contractor shall require that the language of this certification be included in all
contracts or subcontracts entered into in connection with this grant and that all
subrecipients shall certify and disclose accordingly. This certification is a material
representation of fact upon which reliance was placed when this transaction was made
or entered into.
Submission of this certification is a prerequisite for making or entering into this
transaction imposed by 31 U.S.C. 1352. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than $10,000 and no more than
$100,000 for such failure.
County of Fresno
20-ESG-15565
Page 18 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
A. No federal appropriated funds have been paid or will be paid, by or on behalf of
it, to any person for influencing or attempting to influence an officer or employee
of any agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with the awarding of any
federal contract, the cooperative agreement, and the extension, continuation,
renewal, amendment, or modification of any federal contract, grant, loan, or
cooperative agreement.
B. If any funds other than federal appropriated funds have been paid or will be paid
to any person for influencing or attempting to influence an officer or employee of
any agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with this federal contract,
grant, loan, or cooperative agreement, it will complete and submit Standard
Form LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions.
29. Waivers
No waiver of any breach of this Agreement shall be held to be a waiver of any prior or
subsequent breach. Failure of the Department to enforce the provisions of this
Agreement or required performance by the Contractor of these provisions, at any time,
shall in no way be construed to be a waiver of such provisions, nor affect the validity of
this Agreement, or the right of the Department, to enforce these provisions.
30. Litigation
A. If any provision of this Agreement, or any underlying obligation, is held invalid by
a court of competent jurisdiction, such invalidity, at the sole discretion of the
Department, shall not affect any other provisions of this Agreement and the
remainder of this Agreement shall remain in full force and effect. Therefore, the
provisions of this Agreement are, and shall be, deemed severable.
B. Contractor shall notify the Department immediately of any claim or action
undertaken by or against it, which affects or may affect this Agreement of the
Department and shall take such action with respect to the claim or action as is
consistent with the terms of this Agreement and the interests of the Department
County of Fresno
20-ESG-15565
Page 19 of 19
EXHIBIT D
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
31. Sanctions
The Department may impose sanctions, as well as any other remedies available to it
under law, on Contractor or its subrecipients, for failure to abide by any State and
Federal laws and regulations applicable to the ESG Program. Such sanctions include:
A. Conditioning a future grant on compliance with specific laws of regulations;
B. Directing Contractor or its subrecipients to stop incurring costs under the current
grant;
C. Requiring that some or the entire grant amount is remitted to the Department;
D. Reducing or disencumbering some or all of the amount of grant funds Contractor
would otherwise be entitled to receive;
E. Electing not to award future grant funds to Contractor, unless and until
appropriate actions are taken by the Contractor to ensure compliance; and/or,
F. Taking any other actions permitted pursuant to 24 CFR 576.501.
County of Fresno
20-ESG-15565
Page 1 of 1
EXHIBIT E
Emergency Solutions Grant Program – Continuum of Care Administrative Entity Allocation
NOFA: Issued 02/28/2020, Amended 05/12/2020
Approved Date: 03/5/2021
Prep. Date: 04/21/2021
SPECIAL CONDITIONS
These Special Conditions are specific for this Standard Agreement.
1.None.
Exhibit F
County of Fresno
20-ESG-15665
Authority and Resolution. Each party executing this Agreement represents and
warrants to the Department that it is authorized to execute this Agreement. Each
individual executing this Agreement on behalf of an entity, other than an
individual executing this Agreement on his or her own behalf, represents and
warrants that he or she is authorized to execute and deliver this Agreement on
behalf of such entity, and that such authority is evidenced by a duly authorized
resolution or other written evidence of authority from the authorizing entity.
Each party hereby agrees that in the event the resolution or entity authorization
providing such authority is determined by the Department, in its sole discretion,
as being legally insufficient or incomplete, then within thirty (30) calendar days of
demand, such entity shall provide the Department with a new resolution which
meets the Department's requirements. In the event such new resolution is not
timely provided to the Department, the Department may declare this Agreement
null and void, in which event all funds provided by the Department hereunder
shall be immediately returned to the Department by the recipient(s).
Steve Branda u , Chair an of th e Board of Supervisors
Authorized Representative Signature
ATTEST:
BERNICE E . SEIDEL
8 1erk of the Board of Supervisors
Cou ~f F tesn~ State of Cal iforn ia
By D4ee-~~
Dep uty
Date
Fund 0001
Subclass 10000
Org 56107092
Account 3575