HomeMy WebLinkAboutAgreement A-19-038-1 with UCRI.pdf- 1 -
1 FIRST AMENDMENT TO AGREEMENT
2 into
3 this day of April, 2021, by and between COUNTY OF FRESNO, a political subdivision
4 of the State of California, Research
5 Institute, an Ohio non-profit 501(c)(3) corporation, whose address is 2900 Reading Road, Suite 460
6 Cincinnati, OH 45206
7 WITNESSETH:
8 WHEREAS, COUNTY and CONTRACTOR entered into Agreement number 19-038, dated
9 improve
10 the delivery of evidence-based practices in the Probation Department;
11 WHEREAS, in 2020, the State of California enacted Senate Bill 823, which phases the closure
12 and
13 service delivery to youth in conflict with the law;
14 Probation Department will now house
15 higher risk youth, and needs evidence-based practices to utilize with these youth; and
16 WHEREAS, COUNTY and CONTRACTOR now desire to amend the Agreement in order to
17 assist the Probation Department with the design and implementation of Department of Juvenile Justice
18 (DJJ) Realignment Program, a model for higher risk youth redirected to county-level jurisdiction from
19 the State of California, as a result of Senate Bill 823.
20 NOW, THEREFORE, for good and valuable consideration, the receipt and adequacy of which
21 is hereby acknowledged, COUNTY and CONTRACTOR agree as follows:
22 1. Section 1. OBLIGATIONS OF THE CONTRACTOR of the Agreement, located on page
23 1, lines 17 through 20, is deleted in its entirety and replaced with the following:
24 "CONTRACTOR shall provide technical assistance in accordance with the Scope of
25 the Work
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to be performed under this
subcontractor, the University of Cincinnati (UC), and as related to the Work, any
28 references to UC".
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Agreement No. 19-038-1
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1 2. Section 3. TERM of the Agreement, located on page 1, lines 25 through 26, is deleted
2 in its entirety, and replaced with the following:
3 "The term of this Agreement shall be for a period of four (4) years, commencing upon
4 execution, through and including December 31, 2022."
5 3. Section 5. COMPENSATION/INVOICING of the Agreement, is deleted in its entirety
6 and replaced with the following:
7 pay CONTRACTOR and CONTRACTOR agrees to receive
8 by
9 reimburse
10 CONTRACTOR for the Additional Insu with
11 the first payment due upon execution of this Agreement and the Additional Insurance Premium
12 thereafter due by December 15th of each subsequent year of the Agreement. For avoidance of
13 doubt, COUNTY agrees that the Additional Insurance Premium due each year may change.
14 COUNTY will be notified via email of the total cost 30 days prior to the date in which the
15 payment is due, however if notice is not provided, the amount listed therein shall be considered
16 the cost payable for the year. COUNTY acknowledges that the Additional Insurance Premium,
17 once remitted, becomes a non-cancellable, non-reimbursable commitment and Termination of
18 this Agreement at any time prior to the expiration of the then insurance policy period will not
19 oblige CONTRACTOR to return to COUNTY any portion of the cost of the paid premium. For
20 invoices.
21 COUNTY agrees to reimburse CONTRACTOR and CONTRACTOR agrees to receive
22 of
23 each of the months three (3), six (6), nine (9), and twelve (12) in the project timeline. Upon
24 written approval from the Chief Probation Officer, additional trainings and services may be
25 added, but compensation for these additional trainings and services shall in no event exceed a
26 maximum of $25,000 for the entire term of this Agreement. Invoices shall be submitted in
27 triplicate to the County of Fresno Probation Department, 3333 E. American Avenue, Suite B,
28 Fresno, California 93725.
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1 of
2 this Agreement exceed $297,433. In no event shall compensation paid for services performed
3 shall
4 compensation for additional training and services exceed $25,000 during the term of this
5 Agreement. In no event shall total compensation paid to CONTRACTOR for services
6 performed exceed $473,433 during the term of this Agreement. It is understood that all
7 shall
8 be borne by
9 COUNTY and CONTRACTOR agree that this First Amendment is sufficient to amend the
10 Agreement and, that upon execution of this First Amendment, the Agreement and this First
11 Amendment together shall be considered the Agreement.
12 The parties agree that this First Amendment may be executed by electronic signature as
13 an
14 individual signing this First Amendment to represent their signature, including but not limited to (1) a
15 digital signature; (2) a faxed version of an original handwritten signature; or (3) an electronically
16 scanned and transmitted (for example by PDF document) of a handwritten signature. Each electronic
17 signature affixed or attached to this First Amendment (1) is deemed equivalent to a valid original
18 handwritten signature of the person signing this First Amendment for all purposes, including but not
19 limited to evidentiary proof in any administrative or judicial proceeding, and (2) has the same force and
20 effect as the valid original handwritten signature of that person. The provisions of this section satisfy
21 the requirements of Civil Code section 1633.5, subdivision (b), in the Uniform Electronic Transaction
22 Act (Civil Code, Division 3, Part 2, Title 2.5, beginning with section 1633.1). Each party using a digital
23 signature represents that it has undertaken and satisfied the requirements of Government Code
24 section 16.5, subdivision (a), paragraphs (1) through (5), and agrees that each other party may rely
25 upon that representation. This First Amendment is not conditioned upon the parties conducting the
26 transactions under it by electronic means and either party may sign this First Amendment with an
27 original handwritten signature.
28 The Agreement, as hereby amended, is ratified and continued. All provisions, terms,
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1 covenants, conditions and promises contained in the Agreement and not amended herein shall remain
2 in full force and effect.
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EXECUTED AND EFFECTIVE as of the date first above set forth .
CONTRACTOR
Pan kh U r·1 H atf"1 e Id Digitally signed by Pankhur i Hatfield
Date: 2021.0 3.30 00:25 :16 --04'00'
(Authorized Signature)
Pankhuri Hatfield ,
Director, Contracts & Compliance
Print Name & Title
9 l2900 Read ing Road, Su ite 460, Ci nci nn ati , OH 4 52 06
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Mailing Address
FOR ACCOUNTING USE ONLY :
19 Fund : 0001
20 Subclass :10000
21 ORG : 34309999
22 Account: 7295
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Steve B ndau , Chairman of the Board
of SupeNisors of the County of Fresno
ATTEST:
Bernice E. Seidel
Clerk of the Board of SupeNisors
County of Fresno, State of California
By: ct 09 ·, ~ 6;t
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Exhibit "D"
Scope of Work
The scope of work will be divided into four phases as follows:
I.Logic Model and Program Design
Key stakeholders will collaborate with the University of Cincinnati to create a logic model
as a starting point for the program design. The logic model is intended to illustrate the
relationship between program inputs (e.g., resources), strategies, program outputs, and
the desired outcomes. It will serve as the overall framework for design, implementation,
monitoring and evaluation.
Figure 1.
Sample Program Logic Model
The logic model will include process measures to provide the University of Cincinnati,
FCPD, the Oversight Committee and the program staff with feedback during the pilot. This
information can be used to sort out logistics and/or makes minor adjustments when the
program is delivered in practice. University of Cincinnati will be responsible for collecting,
analyzing, and reporting these key indicators throughout this project .
As the project shifts into the program design phase, assessments and structured
treatment interventions will be selected to match the criminogenic needs - or dynamic
risk factors- of the target population to be served by the program. FCPD utilizes the the
Modified Positive Achievement Change Tool (M-PACT) and the Static Risk Offender
Needs Guide- Revised (STRONG-R) to identify risk and need factors. These assessments
will continue to serve as the foundation for evidence-based decision-making. Additional
assessments will be selected to provide more detailed information about criminogenic
need domains and specific responsivity factors.
Exhibit "D"
Other program elements will then be designed around this core. This will include the
schedule for programming and activities, contingency management (or behavior
management) system, case management plans, as well as other program documents
such as progress ratings and program fidelity measures. Careful attention will be paid to
contextual factors (including the physical layout of the program, staff ratios, etc.) to
ensure that the program can be implemented as designed. Additional information about
these program elements is provided in Appendix A.
One other important aspect to the design of the DJJ Realignment Program must be
acknowledged. Many of the referrals to the program are likely to have been previously
placed in previous programs. Repeating identical program offerings fails to respond to
the unique needs of the serious youthful offender, and may have limited efficacy as a
result. An evidence-informed, innovative model that is more comprehensive and
multifaceted will better address the needs of this population.
II. Implementation Plan
In the second phase of the proposed project, stakeholders will collaborate with
University of Cincinnati personnel to create a detailed implementation plan. This will
include a list of major tasks (e.g., providing training for personnel, preparing site and
support facilities for implementation, configuring components of the physical
environment, etc.), as well as the support and resources required. A schedule will also be
developed to plan the timing and sequence of major tasks. Please refer to Table 1 for a
sample implementation plan.
Table 1.
Sample Implementation Plan
Task Start Date End Date Person
Responsible
Status
Comments
Ill. Training and Coaching
In the third phase of the proposed project, University of Cincinnati key personnel will
develop a list of staff training modules, the course sequence, and a proposed schedule. If
appropriate, University of Cincinnati key personnel will identify the trainings that
particular staff should attend by job position description. A full description of the
treatment strategies and programming curricula is included in Appendix B.
As program elements are implemented, formal pilot periods will be established to
address any logistical issues. Coaching will involve hands-on modeling of skills associated
with service delivery, as well as observation with feedback. At this stage, virtual meetings
can also be used for ongoing consultation on program implementation.
Exhibit "D"
At the end of this phase, attention will shift from implementation to continuous quality
improvement in order to equip the program with the skills and resources needed to
sustain the model over time.
IV.Program Fidelity
Staff members will be trained on the use of group observation forms, client satisfaction
surveys, and staff evaluations for the purposes of quality improvement.
Deliverables
At the end of the project, the agency will receive a final program description that will include the
following items:
Full Program Description and Logic Model
Copies of Assessments and Related Policies
Structured Case Plan Materials and Related Policies
Description of Structured Treatment Interventions and Curriculum Materials
Programming and Activities Schedules
Behavior Management and Related Policies
Measures of Program Fidelity
Support Services
University of Cincinnati key personnel (Senior Research Associate) will meet monthly
with each Multidisciplinary Implementation Team throughout the tenure of this project
to design key program elements and develop implementation plans. Meetings will be
held onsite, with trips combined with another TTA grant to reduce overall travelcosts.
Co-Principal Investigators will conduct off-site work to design program elements (as
described in Appendix A) and develop implementation plans.
Summary of Training Details (as described in Appendix B)
Training Title #Trainers #Days # Trainees Format
Behavioral Interventions 2 2 20 On-site
Case Planning 1 2 20 On-site
FYM Core 2 13 16 On-Site
FYM Domain Specific 2 3 16 On-site
I Decide
Option #1 2 3 16 On-site
Option #2 2 2 16 Virtual
CCP Interactions 1 2 16 On-Site
CCP Interactions ToT
Exhibit "D"
Option #1 2 4 12 On-site
Option #2 1 4 6 On-site
CCP Coaching Days 1 6 n/a On-site
The breakdown is as follows:
UCRI will provide one (1) two-day training on Behavioral Interventions to Reduce Institutional
Misconducts and Recidivism for up to 20 participants.
UCRI will provide one (1) two-day training on Case Planning for up to 20 participants.
UCRI will provide one (1) three-day training on the Free Your Mind CORE Curriculum
(Orientation, Core and Integration Modules) for up to 16 participants,
UCRI will provide one (1) three-day training on Free Your Mind DOMAIN-SPECIFIC
Curriculum (Emotion Regulation, Substance Misuse, Antisocial Behavior Pattern and Violence
Prevention/Gang Intervention Modules) for up to 16 participants.
UCRI will provide one (1) three-day training on the I Decide Curriculum for up to 16
participants.
If the virtual learning format is selected, the cost of this training session is reduced For
this option the curriculum will be provided in digital format (as PDF files), and the
agency will be responsible for printing manuals.
UCRI will provide one (1) 2-day training on Core Correctional Practices Interactions for up to
16 participants.
UCRI will provide one (1) 4-day training on Core Correctional Practices Interactions ToT for
up to 12 participants.
The cost associated with this training session can be reduced for up to 6 participants.
UCRI will provide 6 1-day coaching days on Core Correctional Practices and other
interventions implemented in the programming unit. These days will be scheduled as
needed throughout the duration of the contract and added on to existing t rip s.
Project Timeline
The timeline to complete full implementation (core treatment plus transition and aftercare
services) will likely require 24 months. However, this proposal covers the design and
implementation of initial (core) phases of the program within Juvenile Hall, and the project
timeline is 12 months.
Exhibit "D"
Table 2.
Summary of Project Timeline and Milestones, by Year
Important Note: DJJ Realignment Program should be prepared to accept referrals on 07/01/2021 (between Months
6 and Month 71 assuming the project starts in January).
Please note that the summary of the timeline provided in Table 2 is tentative, and can easily be
adjusted to accommodate FCPD priorities and preferences. Also please note that most milestones
encompass a number of subcomponents. Regular updates will be provided to FCPD by the
University of Cincinnati throughout the tenure of the project (i.e., quarterly at minimum) to
document progress. YEAR 1 Task Months
1 2 3 4 5 6 7 8 9 10 11 12
Meet with Stakeholders
Identify Oversight Committee
Develop Logic Model
Select MIT Committees
Prepare Physical Plant
Select Staff Members
Facilitate Staff Training/Coaching
Develop Implementation Plan
Design Program Elements
Implement CQI Process
Submit Final Summary Report
Appendix "A"
Appendix A
Overview of Program Elements
Intake and Assessment Protocol
Articulate clear eligibility criteria for program admission
o Create intake checklist to ensure that youth are screened and referred for immediate
medical and/or mental health care, if needed
Establish policies and protocol for the administration of composite risk/need measure
(i.e., M-PACT and STRONG-R), and how the results will inform placement, referrals
and case management practices
Establish policies and protocol for the administration of domain-specific and
responsivity assessments
Establish guidelines for re-assessment
Develop ongoing measures of progress to determine phase advancement
Case Management Practices
Create template for case plans and related policies
Develop matrix of referral services
Establish process for case reviews, supervision .and discharge planning
Develop plan for staff training and coaching
Crisis Intervention and Safety Planning
Establish policies and protocol to manage threats of imminent danger to self and
others
Establish policies and protocol for segregation and safety planning, as well as
individualized crisis intervention
Create plans to minimize the need for use of restrictive confinement
Housing Unit/Physical Plant
Develop criteria to guide housing assignments based on age, risk, and security
considerations
Create plan for phase advancement and changes in level of custody based on progress
in treatment and program participation
Establish partnerships with community-based agencies (and possibly other counties)
for housing of various specialty groups, step-down options, and temporary crisis
stabilization
Make modifications to the unit to create environment that is safe, secure, and conducive
to learning and growth
Treatment Programming
Select (and/or adapt) structured treatment programming
Create a weekly schedule for programming, supplemental therapeutic activities, and
advanced practice
Appendix "A"
Develop plan for staff training and coaching
Medical/Mental Health Services
Develop plan to assess and refer for medical and mental health services
Establish policies and protocol to connect these services to case management and
structured treatment interventions
Specialized and Adjunctive Services
Create the capacity for interventions/services to address other (more specialized)
treatment needs including, but not limited to:
-Violence and Serious Offending
-Gang Affiliation
-Sexual Offending
-Mental Health
-Substance Misuse
Education and Vocational Training
Establish collaborative partnership with Board of Education to provide accredited
education
Provide access to special education services, and facilitate adherence to IEP
protocols
Identify potential integration in school with detention, or the feasibility of stand-
alone education option
Establish community partnerships to provide access to vocational training
Behavior Management System
Adapt the current model utilized in the Juvenile Justice Center to accommodate
phases (taking into consideration the likelihood of higher levels of misconduct, and
longer length of the program)
Create a level system with increased privileges (and use of pause for behavioral
infractions)
Establish criteria for discharge based on behavior and progress in treatment
Develop plan for staff training and coaching
Appendix "A"
Discharge Plans and Re, entry Services
Develop the capacity for re-entry services and community partnerships
Set timeframe for initiation of re-entry opportunities.
Establish collaborative planning process with designated field DPO.
Determine step-down process (e.g., facilities, community partnerships, electronic
monitoring/day reporting, independent living options, etc.).
Create policies and protocols for re-entry based on risk assessment results and
recommended level of security
Determine offerings for preparing for re-entry (both in-house and community-based)
Create opportunities for advanced education, technical programs, vocational
programs, and/or apprenticeships
Family Resources
Develop strategies to engage families in treatment services, if possible
Create capacity for family interventions (e.g., MST, MDT, FFT, etc.)
Appendix "B"
Appendix B
Structured Treatment and Programming Descriptions
Description of Trainings
This section includes a brief overview of each training included in the scope of work, including
details about the maximum number of trainees and time required to facilitate each session.
A. Behavioral Interventions to Reduce Institutional Misconducts and Recidivism
This two-day training is intended to better equip staff members to work with serious, higher
risk youth in the new DJJ Realignment Program. More specifically, this training teaches
participants how to use cognitive behavioral strategies and applied behavior analysis to
manage disruptive, antisocial, and aggressive behaviors. Participants will have several
opportunities to practice skills within the training session, and then again during
subsequent coaching sessions.
B. Case Planning
The DJJ Realignment Program will require a structured plan for case management given
the length of time that youth are likely to spend in the program. This two-day training will
equip staff members with the basic skills required to create and update case plans.
C. Free Your Mind Program Facilitator Training
The Free Your Mind Curriculum consists of a series of cognitive behavioral treatment
(CBT) modules to target the criminogenic needs of justice-involved youth. This
intervention was designed to achieve two outcomes: (1) to reduce the risk of institutional
misconducts and post-release recidivism; and (2) to help participants find greater value,
satisfaction, and investment in life without rule-breaking and/or antisocial behaviors.
The Free Your Mind Curriculum incorporates a variety of CBT strategies, including
behavioral interventions, cognitive restructuring, emotion regulation, structured skill
building, motivational interviewing, and mindfulness techniques. It is important to note
that the CBT model has a solid empirical base in the "what works" literature as an
effective approach to reducing offender recidivism (see Bonta & Andrews, 2016 for a
detailed review). The intervention is organized into a series of sessions that can be
combined in different ways to meet the individual needs of correctional agencies. An
overview of the curriculum is provided in Figure 1.
The Free Your Mind CORE Curriculum includes three modules: (1) the Orientation Module
to introduce participants to the program, and to explore the relevance of the title; (2) the
Core Module to teach participants a variety of new self-control strategies and social skills;
and (3) the Integration Module (Relapse Prevention) to teach
Appendix "B
participants how to avoid and manage risky situations. The Free Your Mind CORE
Curriculum also includes optional Treatment Readiness Sessions (and can be de livered in
individual or group format), as well as Advanced Practice (or Booster) Sessions. The
intervention contains a total of 30 sessions (i.e., 6 sessions in the Orientation Module, 14
sessions in the Core Intervention, and 10 sessions in the Integration Module).
The Free Your Mind DOMAIN SPECIFIC Interventions offer additional sessions to address
key criminogenic need areas (the module entitled 'Mental Toughness' and targets
antisocial personality and behavioral patterns). Each DOMAIN SPECIFIC Intervention
contains a total of 12 sessions.
Figure 1.
Free Your Mind Curriculum Overview
Please note that the specific topics can be modified (additions/deletions) in collaboration
with FCPD prior to the commencement of the project. We routinely adapt sessions
and/or modules to meet the individual needs of the context or program.
There are several advantages associated with the Free Your Mind Curriculum. First, all
sessions are based on evidence-based practices and are consistent with the principles of
effective intervention. Second, the modules are streamlined to improve coordination of
various program components by providing a common language and simplifying the
concepts for both corrections professionals and program participants. Third, the Free
Your Mind Curriculum incorporates activities to stimulate neuroplasticity and engage
participants in meaningful prosocial lifestyle changes. Fourth, the intervention includes
additional materials necessary to monitor client progress and sustain program fidelity
over time. Fifth, the treatment materials have been created with program facilitators
specifically in mind; while the sessions are structured, there is still 'space between the
Appendix "B
lines of curriculum' for facilitators to connect with participants in a meaningful way. To
this end, each session also includes a list of inspirational resources, self-care reminders,
and special notes to encourage connection with both the treatment materials and the
participants. Finally, we have also created a network for program facilitators to connect
with one another to share ideas and supp ort.
The Free Your Mind Curriculum is the intellectual property of the author (one of the Co-
Principal Investigators), and is protected by US and International Copyright laws. The
reproduction, distribution, display or use of the curriculum without written permission of
the author is prohibited. Trainees will receive the Facilitator Manual, Participant
Workbook and all Supplemental Materials. Certified Program Facilitators have full rights
to use the curriculum within the scope of their current employment with no additional costs
or fees. Program materials cannot be modified without prior written permission of the
author. All Program Facilitators must be trained and certified; participation in the end-user
training does not qualify trainees to train others on the curriculum.
Program Facilitators must complete the three-day training for certification to deliver the
Free Your Mind CORE Curriculum. An additional six to eight hours of training is typically
required for certification to deliver each of the Free Your Mind DOMAIN SPECIFIC
Interventions. For the purposes of this proposal, the four modules noted in Figure 1 will be
trained in one (1) three-day session. Trainees are expected to attend the full training.
D.I Decide Curriculum
This curriculum is intended to target sexually maladaptive behavior in moderate to higher
risk youth. It is designed to: (1) promote healthy sexual attitudes and behavior; (2)
encourage youth to take responsibility for behaviors; (3) identify and replace risky
thinking; (4) learn to manage emotions; (5) develop the ability to take the perspective of
others; (6) build social skills to strengthen relationships; (7) support the formation of a
positive identity; and (8) strengthen bonds with family members. The session materials are
based on a cognitive-behavioral treatment model, and also incorporate motivational
engagement, mindfulness techniques, and relapse prevention. In addition, many of the
concepts are consistent with the good lives model, a strength-based approach that has been
adopted by sex offender treatment programs internationally (see Collie, Ward, Hufham &
West, 2007; Willis, Prescott & Yates, 2015).
The formal title of this program, I Decide: Cognitive-Behavioral Intervention for
Adolescents to Control Impulses and Create Identity, was selected as the authors have
integrated the concept of identity into the curriculum to refer to the personal qualities and
beliefs that define an individual. For adolescents who have been convicted of sexual
offending behavior, the authors felt that it was important to emphasize the development
skills to support healthy sexual behaviors, personal relationships, and identity formation.
Appendix "B
It should also be noted that core parts of this curriculum (e.g., Breathe ON Purpose as a
streamlined, integrated approach to teaching social skills) is based on the treatment
materials produced in conjunction with the Free Your Mind Curriculum. Therefore, this
intervention will connect well to the other structured interventions recommended for the
DJJ Realignment Program.
This training can be offered in a three-day format if offered onsite (in person), or in a
blended learning format with three on-line modules and two virtual meetings.
E.Core Correctional Practices Interactions
Core Correctional Practices (CCP) Interactions provides an advanced training to enhance
the use of skills related to service delivery. This training can be tailored to community
supervision or institutional settings. The agenda includes a review of CCP skills, as well
as more in-depth, scenario-based practice with the opportunity for discussion and
feedback.
F.Core Correctional Practices Interactions Training-of-Trainers
Participants in the CCP Interactions Training-of-Trainers (ToT) must have previously
attended the two-day end-user training facilitated by the University of Cincinnati.
Preference will be given to current CCP coaches and trainers. The ToT session is delivered
in a four-day format onsite for a maximum of twelve staff with two University of
Cincinnati trainers, or six staff with one University of Cincinnati trainer. Please note that
participation in the ToT session does not guarantee certification.
For the ToT session, the trainers will be required to facilitate an end-user session under
the observation of the University of Cincinnati Master Trainer. It will be the responsibility
of FCPD to provide training materials for the end-user trainees. University of Cincinnati
will provide the materials as PDF files with instructions for manual assembly at least two
weeks prior to the session.